0000098246-17-000291.txt : 20171222 0000098246-17-000291.hdr.sgml : 20171222 20171222135859 ACCESSION NUMBER: 0000098246-17-000291 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171221 FILED AS OF DATE: 20171222 DATE AS OF CHANGE: 20171222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHUTZER WILLIAM A CENTRAL INDEX KEY: 0001016750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09494 FILM NUMBER: 171272215 MAIL ADDRESS: STREET 1: C/O TIFFANY & CO LEGAL DEPT STREET 2: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIFFANY & CO CENTRAL INDEX KEY: 0000098246 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 133228013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127558000 MAIL ADDRESS: STREET 1: 727 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_151396912507755.xml FORM 4 X0306 4 2017-12-21 0 0000098246 TIFFANY & CO TIF 0001016750 SHUTZER WILLIAM A TIFFANY & CO. 727 FIFTH AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock $.01 Par 2017-12-20 5 G 0 E 3000 0 D 169139 D Common Stock $.01 Par 2017-12-21 4 M 0 10000 37.645 A 179139 D Common Stock $.01 Par 107500 I By KJC Ltd. Common Stock $.01 Par 32210 I By Article IV Trust Non-Qualified Stock Option (Right to Buy) 37.645 2017-12-21 4 M 0 10000 0 D 2018-01-17 Common Stock $.01 Par 10000.0 0 D Includes 2,202 restricted stock units, 1,269 of which are vested and 933 of which will vest on the earlier of May 25, 2018, or the termination of the reporting person's service as a director due to death or disability. KJC Ltd. is a Delaware limited partnership of which the reporting person is the sole general partner and of which three of his adult children are limited partners. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by KJC Ltd. Article IV trust dated August 1, 2012 for one of the reporting person's adult children. Reporting person's spouse, Fay Shutzer, is the sole trustee of the trust. Reporting person disclaims beneficial ownership of the Tiffany & Co. stock held by the trust. Options granted pursuant to the Tiffany & Co. 1998 Director Option Plan, which complies with Rule 16b-3, on January 17, 2008. The option vested in two equal annual installments on January 17, 2009 and 2010. Total grant 10,000 shares. 0 shares previously exercised. /s/ John C. Duffy, Attorney-in-Fact 2017-12-22