0000098246-16-000181.txt : 20160122 0000098246-16-000181.hdr.sgml : 20160122 20160122190702 ACCESSION NUMBER: 0000098246-16-000181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160120 FILED AS OF DATE: 20160122 DATE AS OF CHANGE: 20160122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIFFANY & CO CENTRAL INDEX KEY: 0000098246 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 133228013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122305321 MAIL ADDRESS: STREET 1: 727 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICOLETTI RALPH J CENTRAL INDEX KEY: 0001192519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09494 FILM NUMBER: 161357238 MAIL ADDRESS: STREET 1: 1601 CHESTNUT STREET STREET 2: SHAREHOLDER SERVICES TL18Y CITY: PHILADELPHIA STATE: PA ZIP: 19192 4 1 wf-form4_145350761101979.xml FORM 4 X0306 4 2016-01-20 0 0000098246 TIFFANY & CO TIF 0001192519 NICOLETTI RALPH J 727 FIFTH AVENUE NEW YORK NY 10022 0 1 0 0 PRINCIPAL FINANCIAL OFFICER No Securities Are Beneficially Owned 0 D Employee Stock Option (Right to Buy) 61.8 2016-01-20 4 A 0 57288 0 A 2026-01-20 Common Stock 57288.0 57288 D Performance-based Restricted Stock Units 0.0 2016-01-20 4 A 0 25082 0 A Common Stock 25082.0 25082 D Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16(b)-3. The option vests in four equal annual installments on January 20, 2017, 2018, 2019 and 2020. The performance-based restricted stock units convert to the issuer's common stock on a one-for-one basis. All or a percentage of the units will be converted to common stock if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2019. Performance-based restricted stock units not eligible for conversion at the end of such performance period will be canceled. /s/ John C. Duffy, Attorney-in-Fact 2016-01-22