-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PHjbZiWMTVCLL1ZwNefi+PKI5rdkIRjLus3m/mPtTm3jUnUGnltAEBTQdK6qpTqK eUo4C/7TJVbyLR5dhW+BdQ== 0000009801-07-000015.txt : 20070111 0000009801-07-000015.hdr.sgml : 20070111 20070111155114 ACCESSION NUMBER: 0000009801-07-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070109 FILED AS OF DATE: 20070111 DATE AS OF CHANGE: 20070111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANTA CORP CENTRAL INDEX KEY: 0000009801 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 390148550 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 MAIN ST CITY: MENASHA STATE: WI ZIP: 54952 BUSINESS PHONE: 9207517777 FORMER COMPANY: FORMER CONFORMED NAME: BANTA GEORGE CO INC DATE OF NAME CHANGE: 19890509 FORMER COMPANY: FORMER CONFORMED NAME: BANTA GEORGE PUBLISHING CO DATE OF NAME CHANGE: 19720505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haugarth Janel S CENTRAL INDEX KEY: 0001333099 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14637 FILM NUMBER: 07525922 BUSINESS ADDRESS: BUSINESS PHONE: 952-828-4381 MAIL ADDRESS: STREET 1: 11840 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-01-09 0000009801 BANTA CORP BN 0001333099 Haugarth Janel S 225 MAIN STREET P. O. BOX 8003 MENASHA WI 54952-8003 1 0 0 0 Phantom stock units 0 2007-01-09 4 D 0 225.64 0 D Phantom stock units 225.64 0 D Stock Option 35.03 2007-01-09 4 D 0 8634 0 D 2006-10-25 2016-04-25 Common Stock 8634 0 D Shares of Phantom Stock were converted into the right to receive $36.50 per share pursuant to an agreement and plan of merger between the issuer and RR Donnelley (the "Merger"). This option was canceled in the merger pursuant to a cash conversion whereby each share of common stock of the option was converted into the right to receive cash in an amount equal to the product of (i) the number of shares of issuer's common stock subject to the option multiplied by (ii) the amount by which $36.50 exceeds the exercise price of the option. The units will be settled in cash following the reporting person's conclusion of service as a director. Ronald D. Kneezel, attorney-in-fact 2007-01-10 -----END PRIVACY-ENHANCED MESSAGE-----