-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GxIqpykp6VWAuSW6pvfBMiyvhh+/sL+DRpSI/fg4YYo+lNEO1Vv47LLlRD8LHCKV jQR8Ai/UrqXhv3QTieJA7A== 0000009801-04-000014.txt : 20040128 0000009801-04-000014.hdr.sgml : 20040128 20040128175422 ACCESSION NUMBER: 0000009801-04-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040126 FILED AS OF DATE: 20040128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAXTER JAMESON A CENTRAL INDEX KEY: 0001193637 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14637 FILM NUMBER: 04550176 MAIL ADDRESS: STREET 1: BAXTER ASSOCIATES INC STREET 2: 1250 W NORTHWEST HIGHWAY CITY: PALATINE STATE: IL ZIP: 60067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANTA CORP CENTRAL INDEX KEY: 0000009801 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 390148550 STATE OF INCORPORATION: WI FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 225 MAIN ST CITY: MENASHA STATE: WI ZIP: 54952 BUSINESS PHONE: 9207517777 FORMER COMPANY: FORMER CONFORMED NAME: BANTA GEORGE CO INC DATE OF NAME CHANGE: 19890509 FORMER COMPANY: FORMER CONFORMED NAME: BANTA GEORGE PUBLISHING CO DATE OF NAME CHANGE: 19720505 4 1 c0001193637d20040128f4f.xml PRIMARY DOCUMENT X0201 4 2004-01-26 0 0000009801 BANTA CORP BN 0001193637 BAXTER JAMESON A 225 MAIN STREET P. O. BOX 8003 MENASHA WI 54952-8003 1 0 0 0 Common Stock 13375 D Stock Options (Right to buy) 19.1875 2000-10-26 2010-04-26 Common Stock 1500 1500 D Stock Options (Right to buy) 26 2001-04-25 2011-04-25 Common Stock 3000 3000 D Stock Options (Right to buy) 30.92 2003-10-30 2013-04-30 Common Stock 3000 3000 D Stock Options (Right to buy) 36.71 2002-04-24 2012-04-24 Common Stock 3000 3000 D Stock Option 21.375 1999-10-28 2009-04-27 Common Stock 1500 1500 D Stock Option 22.67 1995-10-26 2005-04-25 Common Stock 1500 1500 D Stock Option 24.375 1996-10-24 2006-04-23 Common Stock 1500 1500 D Stock Option 25.375 1997-10-23 2007-04-22 Common Stock 1500 1500 D Stock Option 31.375 1998-10-29 2008-04-28 Common Stock 1500 1500 D Phantom stock units 0 2004-01-26 4 A 0 23.92 0 A 1988-08-08 1988-08-08 Phantom stock units 23.92 8432.81 D Phantom stock units 0 2004-01-27 4 A 0 305.9 0 A 1988-08-08 1988-08-08 Phantom stock units 305.9 8738.71 D Payment of deferred meeting fees at a price of $41.80 per share. This security converts on a one-for-one basis. The units will be settled in cash following the reporting person's conclusion of service as a director. Payment of deferred board retainer, deferred chairperson retainer and meeting fees at a price of $41.68 per share. Ronald D. Kneezel, attorney-in-fact 2004-01-28 -----END PRIVACY-ENHANCED MESSAGE-----