-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D8Uoh9MzTlvprVKoIKDFX75knage4DU4ZXhPBi8DSbfbVkVt6yJS3neecl/uTDAm HsYYQ2biS6nPwWAPH9R73A== 0000950142-97-000806.txt : 19971014 0000950142-97-000806.hdr.sgml : 19971014 ACCESSION NUMBER: 0000950142-97-000806 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970815 FILED AS OF DATE: 19971010 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FAIRCHILD CORP CENTRAL INDEX KEY: 0000009779 STANDARD INDUSTRIAL CLASSIFICATION: BOLTS, NUTS, SCREWS, RIVETS & WASHERS [3452] IRS NUMBER: 340728587 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3/A SEC ACT: SEC FILE NUMBER: 001-06560 FILM NUMBER: 97693740 BUSINESS ADDRESS: STREET 1: 300 W SERVICE RD STREET 2: PO BOX 10803 CITY: CHANTILLY STATE: VA ZIP: 22021 BUSINESS PHONE: 7034785800 FORMER COMPANY: FORMER CONFORMED NAME: BANNER INDUSTRIES INC /DE/ DATE OF NAME CHANGE: 19901118 COMPANY DATA: COMPANY CONFORMED NAME: CRAMER J J & CO INC CENTRAL INDEX KEY: 0001013994 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 3/A BUSINESS ADDRESS: STREET 1: 100 WALL ST STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127424480 MAIL ADDRESS: STREET 1: 100 WALL ST STREET 2: 8 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 3/A 1
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 -------------------------------- OMB APPROVAL - ----------------------------------- -------------------------------- FORM 3 OMB Number: 3235-0104 - ----------------------------------- Expires: September 30, 1998 Estimated average burden hours per response .... 0.5 --------------------------------
1. Name and Address of Reporting Person * Cramer Partners, L.P. (Last) (First) (Middle) c/o Cramer, Berkowitz & company, 100 Wall Street (Street) New York NY 10005 (City) (State) (Zip) 2. Date of Event Requiring Statement ( Month / Day / Year ) 8/15/97 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol The Fairchild Corporation, FA 5. Relationship of Reporting Person to Issuer (Check all applicable) Director X 10% Owner ----- ----- Officer (give title Other ----- below) ----- (specify below) ---------------------------------------- 6. If Amendment, Date or Original (Month/Year) 8/25/97 7. Individual or Join/Group Filing (Check Applicable Line) X Form filed by One Reporting Person ----- Form filed by More than One Reporting Person -----
TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED 1. Title of security 2. Amount of Securities 3. Ownership 4. Nature of Indirect (Inst.4) Beneficially Owned Form: Direct (D) Beneficial Ownership (Instr. 4) or Indirect (I) (Instr. 5) (Inst. 5) - ---------------------------------------------- ------------------------------ ------------------- ------------------------------- Class A Common Stock 1,461,300 D - ---------------------------------------------- ------------------------------ ------------------- ------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the Form is filed by more than one reporting person, SEE instruction 5(b)(v). SEC 1473(8-92)
FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) 1. Title of Derivative Security 2. Date Exercisable and 3. Title and Amount of Securities Underlying (Instr. 4) Expiration Date Derivative Security (Instr. 4) (Month/Day/Year) Amount or Date Expiration Title Number of Exercisable Date Shares - --------------------------------------------------- ----------- ----------- ---------------------- ----------------------------- The Fairchild Corporation September 25 Call Option Immediately Weekend Class A Common Stock 50,000 following 3rd Friday in September 1997 - --------------------------------------------------- ----------- ----------- ---------------------- ----------------------------- 4. Conversion or 5. Ownership 6. Nature of Indirect Exercise Price of Form of Beneficial Ownership Derivative Derivative (Instr. 5) Security Security: Direct (D) or Indirect (I) (Instr. 5) - ---------------------------- --------------------- ------------------------------------------------ $25.00 D - ---------------------------- --------------------- ------------------------------------------------
Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, SEE Instruction 6 for procedure. CRAMER PARTNERS, L.P. /s/ James J. Cramer 10/10/97 - ----------------------------------------------- ---------------------- **Signature of Reporting Person Date Name: James J. Cramer Title: President -----END PRIVACY-ENHANCED MESSAGE-----