0001127602-22-026032.txt : 20221118 0001127602-22-026032.hdr.sgml : 20221118 20221118160113 ACCESSION NUMBER: 0001127602-22-026032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221116 FILED AS OF DATE: 20221118 DATE AS OF CHANGE: 20221118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASPER MARC N CENTRAL INDEX KEY: 0001216055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 221401883 MAIL ADDRESS: STREET 1: C/O THERMO FISHER SCIENTIFIC STREET 2: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-11-16 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001216055 CASPER MARC N 168 THIRD AVENUE WALTHAM MA 02451 1 1 Chairman & CEO Common Stock 2022-11-16 4 S 0 600 532.03 D 88555 I By Floral Park Associates, Inc. Common Stock 2022-11-16 4 S 0 600 532.91 D 87955 I By Floral Park Associates, Inc. Common Stock 2022-11-16 4 S 0 812 533.97 D 87143 I By Floral Park Associates, Inc. Common Stock 2022-11-16 4 S 0 2203 535.12 D 84940 I By Floral Park Associates, Inc. Common Stock 2022-11-16 4 S 0 1318 536.10 D 83622 I By Floral Park Associates, Inc. Common Stock 2022-11-16 4 S 0 100 536.83 D 83522 I By Floral Park Associates, Inc. Common Stock 2022-11-16 4 S 0 100 537.73 D 83422 I By Floral Park Associates, Inc. Common Stock 2022-11-16 4 S 0 100 538.40 D 83322 I By Floral Park Associates, Inc. Common Stock 2022-11-16 4 S 0 100 539.47 D 83222 I By Floral Park Associates, Inc. Common Stock 2022-11-16 4 S 0 200 540.00 D 83022 I By Floral Park Associates, Inc. Common Stock 2022-11-16 4 S 0 302 541.89 D 82720 I By Floral Park Associates, Inc. Common Stock 2022-11-16 4 S 0 400 542.79 D 82320 I By Floral Park Associates, Inc. Common Stock 2022-11-16 4 S 0 100 543.62 D 82220 I By Floral Park Associates, Inc. Common Stock 2022-11-16 4 S 0 400 546.15 D 81820 I By Floral Park Associates, Inc. Common Stock 2022-11-16 4 S 0 65 547.55 D 81755 I By Floral Park Associates, Inc. Common Stock 2022-11-16 4 S 0 100 547.79 D 81655 I By Floral Park Associates, Inc. Common Stock 2022-11-17 4 S 0 100 519.51 D 81555 I By Floral Park Associates, Inc. Common Stock 2022-11-17 4 S 0 400 521.23 D 81155 I By Floral Park Associates, Inc. Common Stock 2022-11-17 4 S 0 300 522.24 D 80855 I By Floral Park Associates, Inc. Common Stock 2022-11-17 4 S 0 660 523.66 D 80195 I By Floral Park Associates, Inc. Common Stock 2022-11-17 4 S 0 900 524.60 D 79295 I By Floral Park Associates, Inc. Common Stock 2022-11-17 4 S 0 1000 525.60 D 78295 I By Floral Park Associates, Inc. Common Stock 2022-11-17 4 S 0 1809 527.09 D 76486 I By Floral Park Associates, Inc. Common Stock 2022-11-17 4 S 0 850 527.93 D 75636 I By Floral Park Associates, Inc. Common Stock 2022-11-17 4 S 0 876 528.94 D 74760 I By Floral Park Associates, Inc. Common Stock 2022-11-17 4 S 0 505 529.87 D 74255 I By Floral Park Associates, Inc. Common Stock 2022-11-17 4 S 0 100 530.70 D 74155 I By Floral Park Associates, Inc. Common Stock 158004.53 D Common Stock 2000 I By Alison Casper 2020 Irrevocable Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Floral Park Associates Inc. on September 15, 2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $531.53 to $532.52, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15), (16), (17), and (18) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $532.58 to $533.26, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $533.58 to $534.53, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $534.62 to $535.54, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $535.76 to $536.57, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.33 to $542.04, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $542.51 to $543.33, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $546.06 to $546.23, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $520.83 to $521.65, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $521.86 to $522.85, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $523.20 to $524.11, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $524.23 to $525.22, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $525.28 to $526.17, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $526.50 to $527.49, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $527.52 to $528.30, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $528.56 to $529.36, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $529.63 to $530.32, inclusive. The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein. Exhibit List: Exhibit 24 - Confirming Statement /s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper 2022-11-18 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY 2022 Exhibit 24 Power of Attorney I hereby authorize and designate each of Julia L. Chen, Melodie T. Morin, and Agustina B. Curet, with full power of substitution and resubstitution to each, to execute and file with the United States Securities and Exchange Commission on my behalf all Forms 3, 4, and 5 (including any amendments thereto) pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder (the "Act") with respect to securities of THERMO FISHER SCIENTIFIC INC. (the "Company"). This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with regard to the undersigned's ownership of or transactions in securities of the Company unless earlier revoked in writing. The undersigned acknowledges that each such attorney-in-fact, in serving in such capacity is not assuming any of the undersigned's responsibilities to comply with Section 16 of the Act. Date: November 17, 2022 /s/ Marc N. Casper