0001127602-22-024740.txt : 20221102 0001127602-22-024740.hdr.sgml : 20221102 20221102162007 ACCESSION NUMBER: 0001127602-22-024740 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221031 FILED AS OF DATE: 20221102 DATE AS OF CHANGE: 20221102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASPER MARC N CENTRAL INDEX KEY: 0001216055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 221354392 MAIL ADDRESS: STREET 1: C/O THERMO FISHER SCIENTIFIC STREET 2: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-10-31 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001216055 CASPER MARC N 168 THIRD AVENUE WALTHAM MA 02451 1 1 Chairman & CEO Common Stock 2022-10-31 4 M 0 10000 129.77 A 188004.53 D Common Stock 2022-10-31 4 S 0 74 502.11 D 187930.53 D Common Stock 2022-10-31 4 S 0 300 504.23 D 187630.53 D Common Stock 2022-10-31 4 S 0 1000 505.32 D 186630.53 D Common Stock 2022-10-31 4 S 0 1686 506.55 D 184944.53 D Common Stock 2022-10-31 4 S 0 700 507.87 D 184244.53 D Common Stock 2022-10-31 4 S 0 300 508.71 D 183944.53 D Common Stock 2022-10-31 4 S 0 400 510.33 D 183544.53 D Common Stock 2022-10-31 4 S 0 2100 511.54 D 181444.53 D Common Stock 2022-10-31 4 S 0 1965 512.45 D 179479.53 D Common Stock 2022-10-31 4 S 0 500 513.56 D 178979.53 D Common Stock 2022-10-31 4 S 0 875 514.33 D 178104.53 D Common Stock 2022-10-31 4 S 0 100 516.33 D 178004.53 D Common Stock 2022-11-01 4 M 0 10000 129.77 A 188004.53 D Common Stock 2022-11-01 4 S 0 800 514.33 D 187204.53 D Common Stock 2022-11-01 4 S 0 400 515.43 D 186804.53 D Common Stock 2022-11-01 4 S 0 400 516.61 D 186404.53 D Common Stock 2022-11-01 4 S 0 871 517.51 D 185533.53 D Common Stock 2022-11-01 4 S 0 3354 518.68 D 182179.53 D Common Stock 2022-11-01 4 S 0 2476 519.51 D 179703.53 D Common Stock 2022-11-01 4 S 0 499 520.31 D 179204.53 D Common Stock 2022-11-01 4 S 0 100 520.76 D 179104.53 D Common Stock 2022-11-01 4 S 0 500 522.23 D 178604.53 D Common Stock 2022-11-01 4 S 0 300 523.00 D 178304.53 D Common Stock 2022-11-01 4 S 0 200 524.63 D 178104.53 D Common Stock 2022-11-01 4 S 0 100 525.56 D 178004.53 D Common Stock 2000 I By Alison Casper 2020 Irrevocable Trust Common Stock 89155 I By Floral Park Associates, Inc. Stock Option (Right to Buy) 129.77 2022-10-31 4 M 0 10000 0 D 2023-02-24 Common Stock 10000 48100 D Stock Option (Right to Buy) 129.77 2022-11-01 4 M 0 10000 0 D 2023-02-24 Common Stock 10000 38100 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.94 to $504.55, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15), (16), (17), (18), (19), (20), and (21) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $504.99 to $505.78, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $505.99 to $506.93, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $507.335 to $508.18, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $508.58 to $508.97, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $509.80 to $510.78, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $511.03 to $512.02, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $512.03 to $512.93, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $513.10 to $514.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $514.06 to $514.91, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $514.03 to $514.92, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $515.09 to $515.91, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $516.15 to $517.01, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $517.37 to $517.76, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $518.06 to $519.05, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $519.08 to $520.06, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $520.09 to $520.60, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $521.78 to $522.71, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $522.91 to $523.13, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $524.42 to $524.83, inclusive. The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein. The option vested in four equal installments on February 24, 2017, 2018, 2019, and 2020. /s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper 2022-11-02