0001127602-22-020569.txt : 20220805 0001127602-22-020569.hdr.sgml : 20220805 20220805161014 ACCESSION NUMBER: 0001127602-22-020569 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220803 FILED AS OF DATE: 20220805 DATE AS OF CHANGE: 20220805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASPER MARC N CENTRAL INDEX KEY: 0001216055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 221140893 MAIL ADDRESS: STREET 1: C/O THERMO FISHER SCIENTIFIC STREET 2: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-08-03 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001216055 CASPER MARC N 168 THIRD AVENUE WALTHAM MA 02451 1 1 Chairman & CEO Common Stock 2022-08-03 4 M 0 10000 129.77 A 193372.53 D Common Stock 2022-08-03 4 S 0 300 584.57 D 193072.53 D Common Stock 2022-08-03 4 S 0 800 585.71 D 192272.53 D Common Stock 2022-08-03 4 S 0 983 587.15 D 191289.53 D Common Stock 2022-08-03 4 S 0 3200 587.90 D 188089.53 D Common Stock 2022-08-03 4 S 0 2495 588.99 D 185594.53 D Common Stock 2022-08-03 4 S 0 2122 589.89 D 183472.53 D Common Stock 2022-08-03 4 S 0 100 591.05 D 183372.53 D Common Stock 2022-08-04 4 M 0 10000 129.77 A 193372.53 D Common Stock 2022-08-04 4 S 0 300 584.51 D 193072.53 D Common Stock 2022-08-04 4 S 0 400 585.43 D 192672.53 D Common Stock 2022-08-04 4 S 0 400 587.37 D 192272.53 D Common Stock 2022-08-04 4 S 0 900 588.56 D 191372.53 D Common Stock 2022-08-04 4 S 0 2400 589.69 D 188972.53 D Common Stock 2022-08-04 4 S 0 4389 590.50 D 184583.53 D Common Stock 2022-08-04 4 S 0 1000 591.47 D 183583.53 D Common Stock 2022-08-04 4 S 0 211 592.48 D 183372.53 D Common Stock 2000 I By Alison Casper 2020 Irrevocable Trust Common Stock 89155 I By Floral Park Associates, Inc. Stock Option (Right to Buy) 129.77 2022-08-03 4 M 0 10000 0 D 2023-02-24 Common Stock 10000 68100 D Stock Option (Right to Buy) 129.77 2022-08-04 4 M 0 10000 0 D 2023-02-24 Common Stock 10000 58100 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $584.42 to $584.70, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), and (15) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $585.46 to $586.34, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $586.47 to $587.38, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $587.48 to $588.41, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $588.48 to $589.42, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $589.48 to $590.44, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $584.03 to $584.75, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $585.31 to $585.57, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $587.02 to $587.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $588.02 to $589.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $589.14 to $590.02, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $590.14 to $591.09, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $591.21 to $591.97, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $592.24 to $592.58, inclusive. The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein. The option vested in four equal installments on February 24, 2017, 2018, 2019, and 2020. /s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper 2022-08-05