0001127602-22-015697.txt : 20220525 0001127602-22-015697.hdr.sgml : 20220525 20220525195413 ACCESSION NUMBER: 0001127602-22-015697 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220524 FILED AS OF DATE: 20220525 DATE AS OF CHANGE: 20220525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lagarde Michel CENTRAL INDEX KEY: 0001518973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 22964607 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-05-24 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001518973 Lagarde Michel 168 THIRD AVENUE WALTHAM MA 02451 1 Executive Vice President & COO Common Stock 2022-05-24 4 M 0 14900 190.59 A 30658.205 D Common Stock 2022-05-24 4 M 0 2250 294.02 A 32908.205 D Common Stock 2022-05-24 4 S 0 542 545.04 D 32366.205 D Common Stock 2022-05-24 4 S 0 1033 546.10 D 31333.205 D Common Stock 2022-05-24 4 S 0 3783 547.13 D 27550.205 D Common Stock 2022-05-24 4 S 0 4908 548.05 D 22642.205 D Common Stock 2022-05-24 4 S 0 2792 549.07 D 19850.205 D Common Stock 2022-05-24 4 S 0 3392 549.99 D 16458.205 D Common Stock 2022-05-24 4 S 0 700 550.94 D 15758.205 D Common Stock 2022-05-25 4 M 0 1851 210.68 A 17609.205 D Common Stock 2022-05-25 4 M 0 3197 253.99 A 20806.205 D Common Stock 2022-05-25 4 S 0 1125 540.85 D 19681.205 D Common Stock 2022-05-25 4 S 0 2068 541.95 D 17613.205 D Common Stock 2022-05-25 4 S 0 826 542.74 D 16787.205 D Common Stock 2022-05-25 4 S 0 357 544.40 D 16430.205 D Common Stock 2022-05-25 4 S 0 472 545.16 D 15958.205 D Common Stock 2022-05-25 4 S 0 200 545.96 D 15758.205 D Stock Option (Right to Buy) 190.59 2022-05-24 4 M 0 14900 0 D 2024-09-07 Common Stock 14900 0 D Stock Option (Right to Buy) 294.02 2022-05-24 4 M 0 2250 0 D 2026-09-05 Common Stock 2250 2250 D Stock Option (Right to Buy) 210.68 2022-05-25 4 M 0 1851 0 D 2025-02-27 Common Stock 1851 6049 D Stock Option (Right to Buy) 253.99 2022-05-25 4 M 0 3197 0 D 2026-02-26 Common Stock 3197 15353 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $544.43 to $545.31, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), and (12) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $545.43 to $546.41, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $546.52 to $547.51, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $547.53 to $548.45, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $548.53 to $549.52, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $549.53 to $550.42, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $550.55 to $551.31, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $540.31 to $541.24, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.43 to $542.40, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $542.44 to $543.24, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $543.60 to $544.58, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $544.80 to $545.78, inclusive. The option vested in four equal installments on September 7, 2018, 2019, 2020, and 2021. The option vests in four equal annual installments. One-quarter of the shares vested on September 5, 2020 and 2021, and the remaining two quarters will vest on September 5, 2022 and 2023. The option vested in four equal installments on February 27, 2019, 2020, 2021, and 2022. The option vests in four equal annual installments. One-quarter of the shares vested on February 26, 2020, 2021 and 2022 and the remaining one-quarter will vest on February 26, 2023. /s/ Melodie T. Morin, Attorney-in-Fact for Michel Lagarde 2022-05-25