0001127602-22-013562.txt : 20220507 0001127602-22-013562.hdr.sgml : 20220506 20220505180933 ACCESSION NUMBER: 0001127602-22-013562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220503 FILED AS OF DATE: 20220505 DATE AS OF CHANGE: 20220505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASPER MARC N CENTRAL INDEX KEY: 0001216055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 22898124 MAIL ADDRESS: STREET 1: C/O THERMO FISHER SCIENTIFIC STREET 2: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-05-03 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001216055 CASPER MARC N 168 THIRD AVENUE WALTHAM MA 02451 1 1 Chairman & CEO Common Stock 2022-05-03 4 M 0 10000 129.77 A 193372.53 D Common Stock 2022-05-03 4 S 0 700 542.0157 D 192672.53 D Common Stock 2022-05-03 4 S 0 976 544.1294 D 191696.53 D Common Stock 2022-05-03 4 S 0 1000 545.024 D 190696.53 D Common Stock 2022-05-03 4 S 0 1309 546.1426 D 189387.53 D Common Stock 2022-05-03 4 S 0 756 547.0949 D 188631.53 D Common Stock 2022-05-03 4 S 0 1400 547.9879 D 187231.53 D Common Stock 2022-05-03 4 S 0 1116 549.2892 D 186115.53 D Common Stock 2022-05-03 4 S 0 1380 550.2544 D 184735.53 D Common Stock 2022-05-03 4 S 0 563 551.4561 D 184172.53 D Common Stock 2022-05-03 4 S 0 600 552.3817 D 183572.53 D Common Stock 2022-05-03 4 S 0 200 553.27 D 183372.53 D Common Stock 2022-05-04 4 M 0 10000 129.77 A 193372.53 D Common Stock 2022-05-04 4 S 0 600 542.3825 D 192772.53 D Common Stock 2022-05-04 4 S 0 1400 543.3946 D 191372.53 D Common Stock 2022-05-04 4 S 0 806 544.545 D 190566.53 D Common Stock 2022-05-04 4 S 0 600 545.565 D 189966.53 D Common Stock 2022-05-04 4 S 0 300 546.6933 D 189666.53 D Common Stock 2022-05-04 4 S 0 300 548.19 D 189366.53 D Common Stock 2022-05-04 4 S 0 200 549.34 D 189166.53 D Common Stock 2022-05-04 4 S 0 1600 551.6506 D 187566.53 D Common Stock 2022-05-04 4 S 0 1413 552.5476 D 186153.53 D Common Stock 2022-05-04 4 S 0 200 553.595 D 185953.53 D Common Stock 2022-05-04 4 S 0 300 554.49 D 185653.53 D Common Stock 2022-05-04 4 S 0 100 556.91 D 185553.53 D Stock Option (Right to Buy) 129.77 2022-05-03 4 M 0 10000 0 D 2023-02-24 Common Stock 10000 108100 D Stock Option (Right to Buy) 129.77 2022-05-04 4 M 0 10000 0 D 2023-02-24 Common Stock 10000 98100 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.75 to $542.61, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15), (16), (17), (18), (19), (20), (21), (22) and (23) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $543.51 to $544.45, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $544.60 to $545.56, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $545.69 to $546.61, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $546.69 to $547.61, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $547.69 to $548.59, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $548.73 to $549.71, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $549.74 to $550.68, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $550.93 to $551.86, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $551.93 to $552.58, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $553.22 to $553.32, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.96 to $542.91, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $543.03 to $543.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $544.25 to $545.21, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $545.26 to $545.96, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $546.54 to $546.96, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $547.81 to $548.70, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $549.02 to $549.66, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $551.07 to $552.02, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $552.10 to $552.94, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $553.19 to $554.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $554.19 to $554.66, inclusive. The option vested in four equal installments on February 24, 2017, 2018, 2019, and 2020. One of two Form 4's filed on May 5, 2022 for the reporting of transactions occurring on May 3, 2022 and May 4, 2022, both partially included in the first Form 4. The second Form 4 includes additional transactions occurring on May 4, 2022 that could not be included in the first Form 4 due to a limitation on the number of line items that can be included per table in a single Form 4. /s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper 2022-05-05