0001127602-22-013562.txt : 20220507
0001127602-22-013562.hdr.sgml : 20220506
20220505180933
ACCESSION NUMBER: 0001127602-22-013562
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220503
FILED AS OF DATE: 20220505
DATE AS OF CHANGE: 20220505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASPER MARC N
CENTRAL INDEX KEY: 0001216055
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08002
FILM NUMBER: 22898124
MAIL ADDRESS:
STREET 1: C/O THERMO FISHER SCIENTIFIC
STREET 2: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC.
CENTRAL INDEX KEY: 0000097745
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 042209186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7816221000
MAIL ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: THERMO ELECTRON CORP
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-05-03
0000097745
THERMO FISHER SCIENTIFIC INC.
TMO
0001216055
CASPER MARC N
168 THIRD AVENUE
WALTHAM
MA
02451
1
1
Chairman & CEO
Common Stock
2022-05-03
4
M
0
10000
129.77
A
193372.53
D
Common Stock
2022-05-03
4
S
0
700
542.0157
D
192672.53
D
Common Stock
2022-05-03
4
S
0
976
544.1294
D
191696.53
D
Common Stock
2022-05-03
4
S
0
1000
545.024
D
190696.53
D
Common Stock
2022-05-03
4
S
0
1309
546.1426
D
189387.53
D
Common Stock
2022-05-03
4
S
0
756
547.0949
D
188631.53
D
Common Stock
2022-05-03
4
S
0
1400
547.9879
D
187231.53
D
Common Stock
2022-05-03
4
S
0
1116
549.2892
D
186115.53
D
Common Stock
2022-05-03
4
S
0
1380
550.2544
D
184735.53
D
Common Stock
2022-05-03
4
S
0
563
551.4561
D
184172.53
D
Common Stock
2022-05-03
4
S
0
600
552.3817
D
183572.53
D
Common Stock
2022-05-03
4
S
0
200
553.27
D
183372.53
D
Common Stock
2022-05-04
4
M
0
10000
129.77
A
193372.53
D
Common Stock
2022-05-04
4
S
0
600
542.3825
D
192772.53
D
Common Stock
2022-05-04
4
S
0
1400
543.3946
D
191372.53
D
Common Stock
2022-05-04
4
S
0
806
544.545
D
190566.53
D
Common Stock
2022-05-04
4
S
0
600
545.565
D
189966.53
D
Common Stock
2022-05-04
4
S
0
300
546.6933
D
189666.53
D
Common Stock
2022-05-04
4
S
0
300
548.19
D
189366.53
D
Common Stock
2022-05-04
4
S
0
200
549.34
D
189166.53
D
Common Stock
2022-05-04
4
S
0
1600
551.6506
D
187566.53
D
Common Stock
2022-05-04
4
S
0
1413
552.5476
D
186153.53
D
Common Stock
2022-05-04
4
S
0
200
553.595
D
185953.53
D
Common Stock
2022-05-04
4
S
0
300
554.49
D
185653.53
D
Common Stock
2022-05-04
4
S
0
100
556.91
D
185553.53
D
Stock Option (Right to Buy)
129.77
2022-05-03
4
M
0
10000
0
D
2023-02-24
Common Stock
10000
108100
D
Stock Option (Right to Buy)
129.77
2022-05-04
4
M
0
10000
0
D
2023-02-24
Common Stock
10000
98100
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.75 to $542.61, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15), (16), (17), (18), (19), (20), (21), (22) and (23) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $543.51 to $544.45, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $544.60 to $545.56, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $545.69 to $546.61, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $546.69 to $547.61, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $547.69 to $548.59, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $548.73 to $549.71, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $549.74 to $550.68, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $550.93 to $551.86, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $551.93 to $552.58, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $553.22 to $553.32, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.96 to $542.91, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $543.03 to $543.99, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $544.25 to $545.21, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $545.26 to $545.96, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $546.54 to $546.96, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $547.81 to $548.70, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $549.02 to $549.66, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $551.07 to $552.02, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $552.10 to $552.94, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $553.19 to $554.00, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $554.19 to $554.66, inclusive.
The option vested in four equal installments on February 24, 2017, 2018, 2019, and 2020.
One of two Form 4's filed on May 5, 2022 for the reporting of transactions occurring on May 3, 2022 and May 4, 2022, both partially included in the first Form 4. The second Form 4 includes additional transactions occurring on May 4, 2022 that could not be included in the first Form 4 due to a limitation on the number of line items that can be included per table in a single Form 4.
/s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper
2022-05-05