0001127602-22-013250.txt : 20220504 0001127602-22-013250.hdr.sgml : 20220504 20220504173500 ACCESSION NUMBER: 0001127602-22-013250 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220502 FILED AS OF DATE: 20220504 DATE AS OF CHANGE: 20220504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASPER MARC N CENTRAL INDEX KEY: 0001216055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 22892883 MAIL ADDRESS: STREET 1: C/O THERMO FISHER SCIENTIFIC STREET 2: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-05-02 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001216055 CASPER MARC N 168 THIRD AVENUE WALTHAM MA 02451 1 1 Chairman & CEO Common Stock 2022-03-17 5 G 0 E 2000 0 D 186372.53 D Common Stock 2022-03-18 5 G 0 E 3000 0 D 183372.53 D Common Stock 2022-05-02 4 M 0 10000 129.77 A 193372.53 D Common Stock 2022-05-02 4 S 0 300 536.8967 D 193072.53 D Common Stock 2022-05-02 4 S 0 500 538.042 D 192572.53 D Common Stock 2022-05-02 4 S 0 540 539.0474 D 192032.53 D Common Stock 2022-05-02 4 S 0 400 540.415 D 191632.53 D Common Stock 2022-05-02 4 S 0 300 541.7467 D 191332.53 D Common Stock 2022-05-02 4 S 0 600 543.3283 D 190732.53 D Common Stock 2022-05-02 4 S 0 2095 545.1987 D 188637.53 D Common Stock 2022-05-02 4 S 0 1025 545.9761 D 187612.53 D Common Stock 2022-05-02 4 S 0 1200 547.455 D 186412.53 D Common Stock 2022-05-02 4 S 0 900 548.1544 D 185512.53 D Common Stock 2022-05-02 4 S 0 480 549.2421 D 185032.53 D Common Stock 2022-05-02 4 S 0 1000 550.285 D 184032.53 D Common Stock 2022-05-02 4 S 0 460 551.3965 D 183572.53 D Common Stock 2022-05-02 4 S 0 200 552.505 D 183372.53 D Common Stock 2000 I By Alison Casper 2020 Irrevocable Trust Common Stock 89155 I By Floral Park Associates, Inc. Stock Option (Right to Buy) 129.77 2022-05-02 4 M 0 10000 0 D 2023-02-24 Common Stock 10000 118100 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $536.29 to $537.24, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14) and (15) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $537.59 to $538.42, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $538.67 to $539.46, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $540.17 to $540.75, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.40 to $542.01, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $542.84 to $543.75, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $544.54 to $545.51, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $545.56 to $546.37, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $546.80 to $547.77, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $547.91 to $548.43, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $548.94 to $549.84, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $549.97 to $550.65, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $551.11 to $551.88, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $552.41 to $552.60, inclusive. The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein. The option vested in four equal installments on February 24, 2017, 2018, 2019, and 2020. /s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper 2022-05-04