0001127602-22-006845.txt : 20220225 0001127602-22-006845.hdr.sgml : 20220225 20220225171959 ACCESSION NUMBER: 0001127602-22-006845 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220223 FILED AS OF DATE: 20220225 DATE AS OF CHANGE: 20220225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stevenson Mark CENTRAL INDEX KEY: 0001387890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 22682068 MAIL ADDRESS: STREET 1: 850 LINCOLN CENTRE DRIVE CITY: FOSTER CITY STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-02-23 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001387890 Stevenson Mark 168 THIRD AVENUE WALTHAM MA 02451 1 Retiring Executive VP & COO Common Stock 2022-02-23 4 A 0 7000 0 A 66256 D Common Stock 2022-02-23 4 F 0 1035 528.58 D 65221 D Common Stock 2022-02-23 4 F 0 1200 528.58 D 64021 D Common Stock 477.4 I By 401(k) Common Stock 5320 I By Grace S. Stevenson Irrevocable Trust Common Stock 5320 I By Matthew L. Stevenson Irrevocable Trust Common Stock 5320 I By Jack A. Stevenson Irrevocable Trust Common Stock 15625 I By GRAT 2021 Common Stock 14162 I By GRAT Common Stock 22272 I By Stevenson 2010 Living Trust Shares represent a performance-based restricted stock unit award granted on February 23, 2021. The Company's Compensation Committee determined on February 23, 2022, that the performance criteria related to this award were satisfied. One-third of the shares vested on February 23, 2022, and one-third of the shares vest on February 23, 2023. The remaining one-third will vest on February 23, 2024, and is subject to adjustment (positive or negative) for long-term performance which is based on the comparison of the Company's total shareholder return compound annual growth rate ("CAGR") to the total shareholder return CAGR of each of the companies in the peer group, as specified within the award agreement, over the measurement period starting on January 1, 2021, through to December 31, 2023. These shares were previously reported as indirectly beneficially owned under the Stevenson 2010 Living Trust but were contributed to a grantor retained annuity trust ("GRAT 2021") on December 16, 2021. On December 9, 2020, the reporting person contributed 22,100 shares of TMO common stock from his Stevenson 2010 Living Trust to a grantor retained annuity trust ("GRAT"). On December 16, 2021, 7,938 shares were distributed by the GRAT to the Stevenson 2010 Living Trust and will continue to be reported in this Form 4 as indirectly owned. /s/ Melodie T. Morin, Attorney-in-Fact for Mark P. Stevenson 2022-02-25