0001127602-21-028299.txt : 20211103
0001127602-21-028299.hdr.sgml : 20211103
20211103163657
ACCESSION NUMBER: 0001127602-21-028299
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211101
FILED AS OF DATE: 20211103
DATE AS OF CHANGE: 20211103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stevenson Mark
CENTRAL INDEX KEY: 0001387890
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08002
FILM NUMBER: 211376053
MAIL ADDRESS:
STREET 1: 850 LINCOLN CENTRE DRIVE
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC.
CENTRAL INDEX KEY: 0000097745
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 042209186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7816221000
MAIL ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: THERMO ELECTRON CORP
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-11-01
0000097745
THERMO FISHER SCIENTIFIC INC.
TMO
0001387890
Stevenson Mark
168 THIRD AVENUE
WALTHAM
MA
02451
1
Executive Vice President & COO
Common Stock
2021-11-01
4
M
0
14550
190.59
A
73806
D
Common Stock
2021-11-01
4
M
0
12375
157.68
A
86181
D
Common Stock
2021-11-01
4
S
0
1570
628.61
D
84611
D
Common Stock
2021-11-01
4
S
0
2000
629.71
D
82611
D
Common Stock
2021-11-01
4
S
0
4141
630.69
D
78470
D
Common Stock
2021-11-01
4
S
0
3769
631.72
D
74701
D
Common Stock
2021-11-01
4
S
0
2367
632.70
D
72334
D
Common Stock
2021-11-01
4
S
0
6169
633.92
D
66165
D
Common Stock
2021-11-01
4
S
0
5209
634.71
D
60956
D
Common Stock
2021-11-01
4
S
0
900
635.78
D
60056
D
Common Stock
2021-11-01
4
S
0
800
636.82
D
59256
D
Common Stock
2021-11-02
4
M
0
14550
190.59
A
73806
D
Common Stock
2021-11-02
4
M
0
12375
157.68
A
86181
D
Common Stock
2021-11-02
4
S
0
500
633.27
D
85681
D
Common Stock
2021-11-02
4
S
0
1500
635.09
D
84181
D
Common Stock
2021-11-02
4
S
0
5004
635.92
D
79177
D
Common Stock
2021-11-02
4
S
0
4008
636.90
D
75169
D
Common Stock
2021-11-02
4
S
0
3682
638.01
D
71487
D
Common Stock
2021-11-02
4
S
0
5741
639.06
D
65746
D
Common Stock
2021-11-02
4
S
0
3848
640.00
D
61898
D
Common Stock
2021-11-02
4
S
0
2033
640.97
D
59865
D
Common Stock
2021-11-02
4
S
0
609
642.26
D
59256
D
Common Stock
477.4
I
By 401(k)
Common Stock
5320
I
By Grace S. Stevenson Irrevocable Trust
Common Stock
5320
I
By Matthew L. Stevenson Irrevocable Trust
Common Stock
5320
I
By Jack A. Stevenson Irrevocable Trust
Common Stock
22100
I
By GRAT
Common Stock
29959
I
By Stevenson 2010 Living Trust
Stock Option (Right to Buy)
190.59
2021-11-01
4
M
0
14550
0
D
2021-03-07
2024-09-07
Common Stock
14550
29100
D
Stock Option (Right to Buy)
157.68
2021-11-01
4
M
0
12375
0
D
2024-02-28
Common Stock
12375
24750
D
Stock Option (Right to Buy)
190.59
2021-11-02
4
M
0
14550
0
D
2021-03-07
2024-09-07
Common Stock
14550
14550
D
Stock Option (Right to Buy)
157.68
2021-11-02
4
M
0
12375
0
D
2024-02-28
Common Stock
12375
12375
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $628.08 to $629.06, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15), (16), (17), (18) and (19) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $629.21 to $630.16, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $630.23 to $631.15, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $631.25 to $632.23, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.30 to $633.25, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $633.31 to $634.30, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $634.31 to $635.29, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $635.44 to $636.415, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.70 to $637.215, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.79 to $633.415, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $634.46 to $635.39, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $635.46 to $636.44, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.47 to $637.41, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $637.51 to $638.50, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $638.51 to $639.47, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $639.51 to $640.44, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $640.65 to $641.34, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $641.99 to $642.88, inclusive.
The option vested in four equal installments on February 28, 2018, 2019, 2020, and 2021.
/s/ Melodie T. Morin, Attorney-in-Fact for Mark P. Stevenson
2021-11-03