0001127602-21-023270.txt : 20210806 0001127602-21-023270.hdr.sgml : 20210806 20210806162940 ACCESSION NUMBER: 0001127602-21-023270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210804 FILED AS OF DATE: 20210806 DATE AS OF CHANGE: 20210806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASPER MARC N CENTRAL INDEX KEY: 0001216055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 211153309 MAIL ADDRESS: STREET 1: C/O THERMO FISHER SCIENTIFIC STREET 2: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-08-04 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001216055 CASPER MARC N 168 THIRD AVENUE WALTHAM MA 02451 1 1 Chairman & CEO Common Stock 2021-08-04 4 S 0 800 536.49 D 208259.53 D Common Stock 2021-08-04 4 S 0 900 537.49 D 207359.53 D Common Stock 2021-08-04 4 S 0 3049 538.69 D 204310.53 D Common Stock 2021-08-04 4 S 0 3951 539.69 D 200359.53 D Common Stock 2021-08-04 4 S 0 1300 540.58 D 199059.53 D Common Stock 2021-08-05 4 S 0 794 537.64 D 198265.53 D Common Stock 2021-08-05 4 S 0 2491 538.78 D 195774.53 D Common Stock 2021-08-05 4 S 0 3120 539.64 D 192654.53 D Common Stock 2021-08-05 4 S 0 1584 540.69 D 191070.53 D Common Stock 2021-08-05 4 S 0 1543 541.96 D 189527.53 D Common Stock 2021-08-05 4 S 0 468 542.70 D 189059.53 D Common Stock 2000 I By Alison Casper 2020 Irrevocable Trust Common Stock 54330 I By Marc N. Casper 2012 Irrevocable Trust Common Stock 34825 I By Marc N. Casper 2020 Irrevocable Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $535.80 to $536.78, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), and (12) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $537.03 to $537.96 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $538.17 to $539.14, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $539.18 to $540.14, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $540.26 to $540.90, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $537.11 to $538.07, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $538.18 to $539.16, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $539.18 to $540.12, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $540.32 to $541.27, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.54 to $542.375, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $542.57 to $542.98, inclusive. /s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper 2021-08-06