0001127602-21-023064.txt : 20210804 0001127602-21-023064.hdr.sgml : 20210804 20210804162507 ACCESSION NUMBER: 0001127602-21-023064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210802 FILED AS OF DATE: 20210804 DATE AS OF CHANGE: 20210804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASPER MARC N CENTRAL INDEX KEY: 0001216055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 211144376 MAIL ADDRESS: STREET 1: C/O THERMO FISHER SCIENTIFIC STREET 2: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-08-02 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001216055 CASPER MARC N 168 THIRD AVENUE WALTHAM MA 02451 1 1 Chairman & CEO Common Stock 2021-05-20 5 G 0 E 325 0 D 229059.53 D Common Stock 2021-05-20 5 G 0 E 325 0 A 34825 I By Marc N. Casper 2020 Irrevocable Trust Common Stock 2021-06-14 5 G 0 E 2000 0 D 0 I By Spouse Common Stock 2021-06-14 5 G 0 E 2000 0 A 2000 I By Alison Casper 2020 Irrevocable Trust Common Stock 2021-08-02 4 S 0 1817 533.31 D 227242.53 D Common Stock 2021-08-02 4 S 0 3413 534.12 D 223829.53 D Common Stock 2021-08-02 4 S 0 1431 535.06 D 222398.53 D Common Stock 2021-08-02 4 S 0 860 536.62 D 221538.53 D Common Stock 2021-08-02 4 S 0 1779 537.69 D 219759.53 D Common Stock 2021-08-02 4 S 0 200 538.94 D 219559.53 D Common Stock 2021-08-02 4 S 0 200 540.85 D 219359.53 D Common Stock 2021-08-02 4 S 0 200 542.92 D 219159.53 D Common Stock 2021-08-02 4 S 0 100 543.515 D 219059.53 D Common Stock 2021-08-03 4 S 0 741 533.05 D 218318.53 D Common Stock 2021-08-03 4 S 0 1110 534.65 D 217208.53 D Common Stock 2021-08-03 4 S 0 3441 535.41 D 213767.53 D Common Stock 2021-08-03 4 S 0 4296 536.51 D 209471.53 D Common Stock 2021-08-03 4 S 0 412 537.94 D 209059.53 D Common Stock 54330 I By Marc N. Casper 2012 Irrevocable Trust Gift of securities by the reporting person to an irrevocable trust for the benefit of his children. Gift of securities by the reporting person's spouse to an irrevocable trust for the benefit of the spouse's children. The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $532.66 to $533.64, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15) and (16) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $533.69 to $534.68, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $534.70 to $535.69, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $536.01 to $536.98, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $537.15 to $538.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $538.64 to $539.23, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $540.63 to $541.07, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $542.47 to $543.37, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $532.55 to $533.51, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $533.97 to $534.92, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $534.97 to $535.91, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $536.04 to $536.98, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $537.35 to $538.255, inclusive. /s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper 2021-08-04