0001127602-21-023062.txt : 20210804 0001127602-21-023062.hdr.sgml : 20210804 20210804162249 ACCESSION NUMBER: 0001127602-21-023062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210802 FILED AS OF DATE: 20210804 DATE AS OF CHANGE: 20210804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stevenson Mark CENTRAL INDEX KEY: 0001387890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 211144344 MAIL ADDRESS: STREET 1: 850 LINCOLN CENTRE DRIVE CITY: FOSTER CITY STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-08-02 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001387890 Stevenson Mark 168 THIRD AVENUE WALTHAM MA 02451 1 Executive Vice President & COO Common Stock 2021-08-02 4 M 0 14550 190.59 A 76904 D Common Stock 2021-08-02 4 M 0 12375 157.68 A 89279 D Common Stock 2021-08-02 4 S 0 1500 532.73 D 87779 D Common Stock 2021-08-02 4 S 0 9610 533.74 D 78169 D Common Stock 2021-08-02 4 S 0 5909 534.66 D 72260 D Common Stock 2021-08-02 4 S 0 1100 535.64 D 71160 D Common Stock 2021-08-02 4 S 0 3565 536.85 D 67595 D Common Stock 2021-08-02 4 S 0 3284 537.76 D 64311 D Common Stock 2021-08-02 4 S 0 700 538.75 D 63611 D Common Stock 2021-08-02 4 S 0 557 540.69 D 63054 D Common Stock 2021-08-02 4 S 0 200 542.15 D 62854 D Common Stock 2021-08-02 4 S 0 500 543.56 D 62354 D Common Stock 5320 I By Grace S. Stevenson Irrevocable Trust Common Stock 5320 I By Matthew L. Stevenson Irrevocable Trust Common Stock 5320 I By Jack A. Stevenson Irrevocable Trust Common Stock 22100 I By GRAT Common Stock 29959 I By Stevenson 2010 Living Trust Common Stock 477.4 I By 401(k) Stock Option (Right to Buy) 190.59 2021-08-02 4 M 0 14550 0 D 2021-03-07 2024-09-07 Common Stock 14550 43650 D Stock Option (Right to Buy) 157.68 2021-08-02 4 M 0 12375 0 D 2024-02-28 Common Stock 12375 37125 D Includes 52 shares acquired under the Issuer's employees' stock purchase plan on May 14, 2021. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $532.23 to $533.21, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6), (7), (8), (9), (10), (11) and (12) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $533.25 to $534.20, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $534.25 to $535.24, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $535.26 to $536.09, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $536.25 to $537.22, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $537.25 to $538.16, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $538.26 to $539.24, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $540.25 to $541.07, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.82 to $542.47, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $543.325 to $543.71, inclusive. Between July 25, 2020 and August 2, 2021, the reporting person disposed .01 shares of TMO common stock under the TMO 401(k) plan. The option vested in four equal installments on February 28, 2018, 2019, 2020, and 2021. /s/ Melodie T. Morin, Attorney-in-Fact for Mark P. Stevenson 2021-08-04