0001127602-21-023062.txt : 20210804
0001127602-21-023062.hdr.sgml : 20210804
20210804162249
ACCESSION NUMBER: 0001127602-21-023062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210802
FILED AS OF DATE: 20210804
DATE AS OF CHANGE: 20210804
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stevenson Mark
CENTRAL INDEX KEY: 0001387890
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08002
FILM NUMBER: 211144344
MAIL ADDRESS:
STREET 1: 850 LINCOLN CENTRE DRIVE
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC.
CENTRAL INDEX KEY: 0000097745
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 042209186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7816221000
MAIL ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: THERMO ELECTRON CORP
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-08-02
0000097745
THERMO FISHER SCIENTIFIC INC.
TMO
0001387890
Stevenson Mark
168 THIRD AVENUE
WALTHAM
MA
02451
1
Executive Vice President & COO
Common Stock
2021-08-02
4
M
0
14550
190.59
A
76904
D
Common Stock
2021-08-02
4
M
0
12375
157.68
A
89279
D
Common Stock
2021-08-02
4
S
0
1500
532.73
D
87779
D
Common Stock
2021-08-02
4
S
0
9610
533.74
D
78169
D
Common Stock
2021-08-02
4
S
0
5909
534.66
D
72260
D
Common Stock
2021-08-02
4
S
0
1100
535.64
D
71160
D
Common Stock
2021-08-02
4
S
0
3565
536.85
D
67595
D
Common Stock
2021-08-02
4
S
0
3284
537.76
D
64311
D
Common Stock
2021-08-02
4
S
0
700
538.75
D
63611
D
Common Stock
2021-08-02
4
S
0
557
540.69
D
63054
D
Common Stock
2021-08-02
4
S
0
200
542.15
D
62854
D
Common Stock
2021-08-02
4
S
0
500
543.56
D
62354
D
Common Stock
5320
I
By Grace S. Stevenson Irrevocable Trust
Common Stock
5320
I
By Matthew L. Stevenson Irrevocable Trust
Common Stock
5320
I
By Jack A. Stevenson Irrevocable Trust
Common Stock
22100
I
By GRAT
Common Stock
29959
I
By Stevenson 2010 Living Trust
Common Stock
477.4
I
By 401(k)
Stock Option (Right to Buy)
190.59
2021-08-02
4
M
0
14550
0
D
2021-03-07
2024-09-07
Common Stock
14550
43650
D
Stock Option (Right to Buy)
157.68
2021-08-02
4
M
0
12375
0
D
2024-02-28
Common Stock
12375
37125
D
Includes 52 shares acquired under the Issuer's employees' stock purchase plan on May 14, 2021.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $532.23 to $533.21, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6), (7), (8), (9), (10), (11) and (12) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $533.25 to $534.20, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $534.25 to $535.24, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $535.26 to $536.09, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $536.25 to $537.22, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $537.25 to $538.16, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $538.26 to $539.24, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $540.25 to $541.07, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $541.82 to $542.47, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $543.325 to $543.71, inclusive.
Between July 25, 2020 and August 2, 2021, the reporting person disposed .01 shares of TMO common stock under the TMO 401(k) plan.
The option vested in four equal installments on February 28, 2018, 2019, 2020, and 2021.
/s/ Melodie T. Morin, Attorney-in-Fact for Mark P. Stevenson
2021-08-04