0001127602-20-023902.txt : 20200819 0001127602-20-023902.hdr.sgml : 20200819 20200819162007 ACCESSION NUMBER: 0001127602-20-023902 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200818 FILED AS OF DATE: 20200819 DATE AS OF CHANGE: 20200819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORNSTRA PETER E CENTRAL INDEX KEY: 0001216071 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 201117298 MAIL ADDRESS: STREET 1: 81 WYMAN ST STREET 2: POST OFFICE BOX 9046 CITY: WALTHAM STATE: MA ZIP: 02454 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-08-18 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001216071 HORNSTRA PETER E 168 THIRD AVENUE WALTHAM MA 02451 1 VP & Chief Accounting Officer Common Stock 2020-08-18 4 M 0 1650 129.77 A 19862 D Common Stock 2020-08-18 4 S 0 1650 418.86 D 18212 D Common Stock 2020-08-18 4 M 0 762 157.68 A 18974 D Common Stock 2020-08-18 4 S 0 762 418.67 D 18212 D Common Stock 2020-08-18 4 M 0 925 131.07 A 19137 D Common Stock 2020-08-18 4 S 0 925 418.89 D 18212 D Common Stock 533.87 I By 401(k) Stock Option (Right to Buy) 129.77 2020-08-18 4 M 0 1650 0 D 2023-02-24 Common Stock 1650 0 D Stock Option (Right to Buy) 157.68 2020-08-18 4 M 0 762 0 D 2024-02-28 Common Stock 762 2288 D Stock Option (Right to Buy) 131.07 2020-08-18 4 M 0 925 0 D 2022-02-25 Common Stock 925 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $418.811 to $418.877, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $418.83 to $418.905, inclusive. The option vested in four equal installments on February 24, 2017, 2018, 2019, and 2020. The option vests in four equal annual installments. One-quarter of the shares vested on February 28, 2018, 2019 and 2020, and the remaining one-quarter will vest on February 28, 2021. The option vested in four equal installments on February 25, 2016, 2017, 2018, and 2019. /s/ Melodie T. Morin, Attorney-in-Fact for Peter E. Hornstra 2020-08-19