0001127602-20-022203.txt : 20200729 0001127602-20-022203.hdr.sgml : 20200729 20200729160917 ACCESSION NUMBER: 0001127602-20-022203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200727 FILED AS OF DATE: 20200729 DATE AS OF CHANGE: 20200729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jafry Syed A. CENTRAL INDEX KEY: 0001745891 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 201057395 MAIL ADDRESS: STREET 1: 345 E. MAIN STREET CITY: WARSAW STATE: IN ZIP: 46580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-07-27 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001745891 Jafry Syed A. 168 THIRD AVENUE WALTHAM MA 02451 1 Sr. Vice President Common Stock 2020-07-27 4 M 0 5638 129.77 A 26657 D Common Stock 2020-07-27 4 S 0 2100 414.32 D 24557 D Common Stock 2020-07-27 4 S 0 3225 415.44 D 21332 D Common Stock 2020-07-27 4 S 0 313 415.88 D 21019 D Common Stock 2020-07-27 4 M 0 6200 157.68 A 27219 D Common Stock 2020-07-27 4 S 0 6200 415.76 D 21019 D Common Stock 2020-07-27 4 M 0 4575 210.68 A 25594 D Common Stock 2020-07-27 4 S 0 3875 414.17 D 21719 D Common Stock 2020-07-27 4 S 0 700 415.15 D 21019 D Common Stock 2020-07-27 4 M 0 4100 253.99 A 25119 D Common Stock 2020-07-27 4 S 0 4100 414.24 D 21019 D Common Stock 41.32 I by 401K Stock Option (Right to Buy) 129.77 2020-07-27 4 M 0 5638 0 D 2023-02-24 Common Stock 5638 0 D Stock Option (Right to Buy) 157.68 2020-07-27 4 M 0 6200 0 D 2024-02-28 Common Stock 6200 6200 D Stock Option (Right to Buy) 210.68 2020-07-27 4 M 0 4575 0 D 2025-02-27 Common Stock 4575 9150 D Stock Option (Right to Buy) 253.99 2020-07-27 4 M 0 4100 0 D 2026-02-26 Common Stock 4100 12300 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $413.785 to $414.66, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (4), (5), and (6) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $414.84 to $415.815, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $415.86 to $416.17, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $413.74 to $414.545, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $415.06 to $415.29, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $413.81 to $414.71, inclusive. The option vested in four equal installments on February 24, 2017, 2018, 2019, and 2020. The option vests in four equal annual installments. One-quarter of the shares vested on February 28, 2018, 2019 and 2020, and the remaining one-quarter will vest on February 28, 2021. The option vests in four equal annual installments. One-quarter of the shares vested on February 27, 2019 and February 27, 2020, and the remaining two quarters will vest on February 27, 2021 and February 27, 2022. The option vests in four equal annual installments. One-quarter of the shares vested on February 26, 2020, and the remaining three quarters will vest on February 26, 2021, 2022 and 2023. /s/ Melodie T. Morin, Attorney-in-Fact for Syed A. Jafry 2020-07-29