0001127602-20-022170.txt : 20200728
0001127602-20-022170.hdr.sgml : 20200728
20200728160654
ACCESSION NUMBER: 0001127602-20-022170
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200724
FILED AS OF DATE: 20200728
DATE AS OF CHANGE: 20200728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stevenson Mark
CENTRAL INDEX KEY: 0001387890
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08002
FILM NUMBER: 201053955
MAIL ADDRESS:
STREET 1: 850 LINCOLN CENTRE DRIVE
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC.
CENTRAL INDEX KEY: 0000097745
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 042209186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7816221000
MAIL ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: THERMO ELECTRON CORP
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-07-24
0000097745
THERMO FISHER SCIENTIFIC INC.
TMO
0001387890
Stevenson Mark
168 THIRD AVENUE
WALTHAM
MA
02451
1
Executive Vice President & COO
Common Stock
2020-07-24
4
M
0
25000
124.28
A
73621
D
Common Stock
2020-07-24
4
S
0
400
399.69
D
73221
D
Common Stock
2020-07-24
4
S
0
300
401.03
D
72921
D
Common Stock
2020-07-24
4
S
0
1300
402.50
D
71621
D
Common Stock
2020-07-24
4
S
0
5363
403.54
D
66258
D
Common Stock
2020-07-24
4
S
0
8037
404.48
D
58221
D
Common Stock
2020-07-24
4
S
0
5969
405.55
D
52252
D
Common Stock
2020-07-24
4
S
0
3631
406.31
D
48621
D
Common Stock
53959
I
By Stevenson 2010 Living Trust
Common Stock
477.41
I
By 401(k)
Stock Option (Right to Buy)
124.28
2020-07-24
4
M
0
25000
0
D
2021-02-26
Common Stock
25000
0
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $399.65 to $399.81, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7) and (8) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $400.84 to $401.12, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $401.96 to $402.95, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $402.97 to $403.96, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $403.97 to $404.90, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $404.98 to $405.97, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $405.995 to $406.90, inclusive.
Between August 27, 2019 and July 24, 2020, the reporting person disposed .01 shares of TMO common stock under the TMO 401(k) plan.
The option vested in four equal installments on February 26, 2015, 2016, 2017, and 2018.
/s/ Melodie T. Morin, Attorney-in-Fact for Mark P. Stevenson
2020-07-28