0001127602-20-022170.txt : 20200728 0001127602-20-022170.hdr.sgml : 20200728 20200728160654 ACCESSION NUMBER: 0001127602-20-022170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200724 FILED AS OF DATE: 20200728 DATE AS OF CHANGE: 20200728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stevenson Mark CENTRAL INDEX KEY: 0001387890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 201053955 MAIL ADDRESS: STREET 1: 850 LINCOLN CENTRE DRIVE CITY: FOSTER CITY STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-07-24 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001387890 Stevenson Mark 168 THIRD AVENUE WALTHAM MA 02451 1 Executive Vice President & COO Common Stock 2020-07-24 4 M 0 25000 124.28 A 73621 D Common Stock 2020-07-24 4 S 0 400 399.69 D 73221 D Common Stock 2020-07-24 4 S 0 300 401.03 D 72921 D Common Stock 2020-07-24 4 S 0 1300 402.50 D 71621 D Common Stock 2020-07-24 4 S 0 5363 403.54 D 66258 D Common Stock 2020-07-24 4 S 0 8037 404.48 D 58221 D Common Stock 2020-07-24 4 S 0 5969 405.55 D 52252 D Common Stock 2020-07-24 4 S 0 3631 406.31 D 48621 D Common Stock 53959 I By Stevenson 2010 Living Trust Common Stock 477.41 I By 401(k) Stock Option (Right to Buy) 124.28 2020-07-24 4 M 0 25000 0 D 2021-02-26 Common Stock 25000 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $399.65 to $399.81, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7) and (8) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $400.84 to $401.12, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $401.96 to $402.95, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $402.97 to $403.96, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $403.97 to $404.90, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $404.98 to $405.97, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $405.995 to $406.90, inclusive. Between August 27, 2019 and July 24, 2020, the reporting person disposed .01 shares of TMO common stock under the TMO 401(k) plan. The option vested in four equal installments on February 26, 2015, 2016, 2017, and 2018. /s/ Melodie T. Morin, Attorney-in-Fact for Mark P. Stevenson 2020-07-28