0001127602-20-014672.txt : 20200429 0001127602-20-014672.hdr.sgml : 20200429 20200429162218 ACCESSION NUMBER: 0001127602-20-014672 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200428 FILED AS OF DATE: 20200429 DATE AS OF CHANGE: 20200429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASPER MARC N CENTRAL INDEX KEY: 0001216055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 20830664 MAIL ADDRESS: STREET 1: C/O THERMO FISHER SCIENTIFIC STREET 2: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-04-28 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001216055 CASPER MARC N 168 THIRD AVENUE WALTHAM MA 02451 1 1 Chairman & CEO Common Stock 2020-04-28 4 M 0 30000 124.28 A 304945.53 D Common Stock 2020-04-28 4 S 0 809 328.94 D 304136.53 D Common Stock 2020-04-28 4 S 0 3100 330.33 D 301036.53 D Common Stock 2020-04-28 4 S 0 3344 331.19 D 297692.53 D Common Stock 2020-04-28 4 S 0 8072 332.21 D 289620.53 D Common Stock 2020-04-28 4 S 0 8358 333.16 D 281262.53 D Common Stock 2020-04-28 4 S 0 3045 334.20 D 278217.53 D Common Stock 2020-04-28 4 S 0 300 335.07 D 277917.53 D Common Stock 2020-04-28 4 S 0 772 336.36 D 277145.53 D Common Stock 2020-04-28 4 S 0 600 337.43 D 276545.53 D Common Stock 2020-04-28 4 S 0 100 338.88 D 276445.53 D Common Stock 2020-04-28 4 S 0 800 341.03 D 275645.53 D Common Stock 2020-04-28 4 S 0 400 341.77 D 275245.53 D Common Stock 2020-04-28 4 S 0 300 343.72 D 274945.53 D Common Stock 69330 I By Marc N. Casper 2012 Irrevocable Trust Stock Option (Right to Buy) 124.28 2020-04-28 4 M 0 30000 0 D 2021-02-26 Common Stock 30000 71500 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.50 to $329.47, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12) and (13) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.65 to $330.57, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $330.65 to $331.62, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.65 to $332.64, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.68 to $333.63, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $333.70 to $334.68, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.71 to $335.58, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $335.90 to $336.85, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $337.06 to $337.68, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.63 to $341.55, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.66 to $341.87, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.49 to $344.19, inclusive. The option vested in four equal installments on February 26, 2015, 2016, 2017, and 2018. /s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper 2020-04-29