0001127602-20-005279.txt : 20200213
0001127602-20-005279.hdr.sgml : 20200213
20200213160752
ACCESSION NUMBER: 0001127602-20-005279
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200211
FILED AS OF DATE: 20200213
DATE AS OF CHANGE: 20200213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASPER MARC N
CENTRAL INDEX KEY: 0001216055
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08002
FILM NUMBER: 20610494
MAIL ADDRESS:
STREET 1: C/O THERMO FISHER SCIENTIFIC
STREET 2: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC.
CENTRAL INDEX KEY: 0000097745
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 042209186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7816221000
MAIL ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: THERMO ELECTRON CORP
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-02-11
0000097745
THERMO FISHER SCIENTIFIC INC.
TMO
0001216055
CASPER MARC N
168 THIRD AVENUE
WALTHAM
MA
02451
1
1
Chief Executive Officer
Common Stock
2020-02-03
5
G
0
E
20000
0
D
261230.53
D
Common Stock
2020-02-03
5
G
0
E
12500
0
D
248730.53
D
Common Stock
2020-02-11
4
M
0
30000
124.28
A
278730.53
D
Common Stock
2020-02-11
4
S
0
4834
335.79
D
273896.53
D
Common Stock
2020-02-11
4
S
0
10157
336.94
D
263739.53
D
Common Stock
2020-02-11
4
S
0
15009
337.70
D
248730.53
D
Common Stock
69330
I
By Marc N. Casper 2012 Irrevocable Trust
Stock Option (Right to Buy)
124.28
2020-02-11
4
M
0
30000
0
D
2021-02-26
Common Stock
30000
101500
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $335.27 to $336.24, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $336.30 to $337.295, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $337.30 to $338.19, inclusive.
The option vested in four equal installments on February 26, 2015, 2016, 2017, and 2018.
/s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper
2020-02-13