0001127602-16-057582.txt : 20160706 0001127602-16-057582.hdr.sgml : 20160706 20160706164256 ACCESSION NUMBER: 0001127602-16-057582 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160706 DATE AS OF CHANGE: 20160706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 81 WYMAN ST STREET 2: PO BOX 9046 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 81 WYMAN ST STREET 2: PO BOX 9046 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASPER MARC N CENTRAL INDEX KEY: 0001216055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 161754245 MAIL ADDRESS: STREET 1: 81 WYMAN ST STREET 2: PO BOX 9046 CITY: WALTHAM STATE: MA ZIP: 02454 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-07-01 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001216055 CASPER MARC N 81 WYMAN STREET WALTHAM MA 02451 1 1 Chief Executive Officer Common Stock 2016-07-01 4 M 0 30000 54.97 A 350997.53 D Common Stock 2016-07-01 4 S 0 7800 147.85 D 343197.53 D Common Stock 2016-07-01 4 S 0 9000 148.72 D 334197.53 D Common Stock 2016-07-01 4 S 0 13200 149.54 D 320997.53 D Common Stock 60830 I By Marc N. Casper 2012 Irrevocable Trust Stock Option (Right to Buy) 54.97 2016-07-01 4 M 0 30000 0 D 2018-02-23 Common Stock 30000 78797 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2016. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.47 to $148.28, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.31 to $148.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.03 to $149.78, inclusive. The option vested in four equal installments on February 23, 2012, 2013, 2014 and 2015. /s/ Barbara J. Lucas, Attorney-in-Fact for Marc N. Casper 2016-07-06