0001127602-14-026756.txt : 20140828
0001127602-14-026756.hdr.sgml : 20140828
20140828192700
ACCESSION NUMBER: 0001127602-14-026756
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140826
FILED AS OF DATE: 20140828
DATE AS OF CHANGE: 20140828
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC.
CENTRAL INDEX KEY: 0000097745
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 042209186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 81 WYMAN ST
STREET 2: PO BOX 9046
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7816221000
MAIL ADDRESS:
STREET 1: 81 WYMAN ST
STREET 2: PO BOX 9046
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: THERMO ELECTRON CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOOGASIAN SETH H
CENTRAL INDEX KEY: 0001216070
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08002
FILM NUMBER: 141073049
MAIL ADDRESS:
STREET 1: 81 WYMAN ST
STREET 2: POST OFFICE BOX 9046
CITY: WALTHAM
STATE: MA
ZIP: 02454
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-08-26
0000097745
THERMO FISHER SCIENTIFIC INC.
TMO
0001216070
HOOGASIAN SETH H
81 WYMAN STREET
WALTHAM
MA
02451
1
Sr. VP, Gen. Counsel & Sec.
Common Stock
2014-08-26
4
F
0
1154
120.71
D
43338
D
Common Stock
2014-08-27
4
M
0
1812
49.49
A
45150
D
Common Stock
2014-08-27
4
M
0
7775
54.97
A
52925
D
Common Stock
2014-08-27
4
S
0
10577
120.77
D
42348
D
Common Stock
407.26
I
By 401(k)
Stock Option (Right to Buy)
49.49
2014-08-27
4
M
0
1812
0
D
2012-03-05
2017-03-05
Common Stock
1812
1813
D
Stock Option (Right to Buy)
54.97
2014-08-27
4
M
0
7775
0
D
2018-02-23
Common Stock
7775
8325
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2014.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.49 to $120.90, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on March 5, 2012, 2013 and 2014, and the next installment becomes exercisable on March 5, 2015.
The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on February 23, 2012, 2013 and 2014, and the next installment becomes exercisable on February 23, 2015.
/s/ Barbara J. Lucas, Attorney-in-Fact for Seth H. Hoogasian
2014-08-28