0001127602-14-012779.txt : 20140326
0001127602-14-012779.hdr.sgml : 20140326
20140326184507
ACCESSION NUMBER: 0001127602-14-012779
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140324
FILED AS OF DATE: 20140326
DATE AS OF CHANGE: 20140326
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC.
CENTRAL INDEX KEY: 0000097745
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 042209186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 81 WYMAN ST
STREET 2: PO BOX 9046
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7816221000
MAIL ADDRESS:
STREET 1: 81 WYMAN ST
STREET 2: PO BOX 9046
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: THERMO ELECTRON CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pesicka Edward A
CENTRAL INDEX KEY: 0001439487
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08002
FILM NUMBER: 14719793
MAIL ADDRESS:
STREET 1: 2000 PARK LANE DRIVE
CITY: PITTSBURGH
STATE: PA
ZIP: 15275
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-03-24
0000097745
THERMO FISHER SCIENTIFIC INC.
TMO
0001439487
Pesicka Edward A
81 WYMAN STREET
WALTHAM
MA
02451
1
Senior Vice President
Common Stock
2014-03-24
4
M
0
53300
49.49
A
159324
D
Common Stock
2014-03-24
4
M
0
21750
49.49
A
181074
D
Common Stock
2014-03-24
4
S
0
34437
119.80
D
146637
D
Common Stock
2014-03-24
4
S
0
25745
120.73
D
120892
D
Common Stock
2014-03-24
4
S
0
8662
121.78
D
112230
D
Common Stock
2014-03-24
4
S
0
11000
122.89
D
101230
D
Common Stock
2014-03-24
4
S
0
200
123.51
D
101030
D
Stock Option (Right to Buy)
49.49
2014-03-24
4
M
0
53300
0
D
2011-03-05
2017-03-05
Common Stock
53300
0
D
Stock Option (Right to Buy)
49.49
2014-03-24
4
M
0
21750
0
D
2012-03-05
2017-03-05
Common Stock
21750
7250
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2014.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.40 to $120.32, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5) and (6) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.35 to 121.33, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.35 to 122.31, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.47 to 123.42, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.50 to 123.52, inclusive.
The option vested in four equal annual installments on March 5, 2011, 2012, 2013 and 2014.
The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on March 5, 2012, 2013 and 2014, and the next installment becomes exercisable on March 5, 2015.
/s/ Barbara J. Lucas, Attorney-in-Fact for Edward A. Pesicka
2014-03-26