0001127602-14-012779.txt : 20140326 0001127602-14-012779.hdr.sgml : 20140326 20140326184507 ACCESSION NUMBER: 0001127602-14-012779 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140324 FILED AS OF DATE: 20140326 DATE AS OF CHANGE: 20140326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 81 WYMAN ST STREET 2: PO BOX 9046 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 81 WYMAN ST STREET 2: PO BOX 9046 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pesicka Edward A CENTRAL INDEX KEY: 0001439487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 14719793 MAIL ADDRESS: STREET 1: 2000 PARK LANE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15275 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-03-24 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001439487 Pesicka Edward A 81 WYMAN STREET WALTHAM MA 02451 1 Senior Vice President Common Stock 2014-03-24 4 M 0 53300 49.49 A 159324 D Common Stock 2014-03-24 4 M 0 21750 49.49 A 181074 D Common Stock 2014-03-24 4 S 0 34437 119.80 D 146637 D Common Stock 2014-03-24 4 S 0 25745 120.73 D 120892 D Common Stock 2014-03-24 4 S 0 8662 121.78 D 112230 D Common Stock 2014-03-24 4 S 0 11000 122.89 D 101230 D Common Stock 2014-03-24 4 S 0 200 123.51 D 101030 D Stock Option (Right to Buy) 49.49 2014-03-24 4 M 0 53300 0 D 2011-03-05 2017-03-05 Common Stock 53300 0 D Stock Option (Right to Buy) 49.49 2014-03-24 4 M 0 21750 0 D 2012-03-05 2017-03-05 Common Stock 21750 7250 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2014. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.40 to $120.32, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5) and (6) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.35 to 121.33, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.35 to 122.31, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.47 to 123.42, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.50 to 123.52, inclusive. The option vested in four equal annual installments on March 5, 2011, 2012, 2013 and 2014. The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on March 5, 2012, 2013 and 2014, and the next installment becomes exercisable on March 5, 2015. /s/ Barbara J. Lucas, Attorney-in-Fact for Edward A. Pesicka 2014-03-26