0001127602-14-011338.txt : 20140312
0001127602-14-011338.hdr.sgml : 20140312
20140312171906
ACCESSION NUMBER: 0001127602-14-011338
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140310
FILED AS OF DATE: 20140312
DATE AS OF CHANGE: 20140312
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC.
CENTRAL INDEX KEY: 0000097745
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 042209186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 81 WYMAN ST
STREET 2: PO BOX 9046
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7816221000
MAIL ADDRESS:
STREET 1: 81 WYMAN ST
STREET 2: PO BOX 9046
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: THERMO ELECTRON CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOOGASIAN SETH H
CENTRAL INDEX KEY: 0001216070
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08002
FILM NUMBER: 14688570
MAIL ADDRESS:
STREET 1: 81 WYMAN ST
STREET 2: POST OFFICE BOX 9046
CITY: WALTHAM
STATE: MA
ZIP: 02454
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-03-10
0000097745
THERMO FISHER SCIENTIFIC INC.
TMO
0001216070
HOOGASIAN SETH H
81 WYMAN STREET
WALTHAM
MA
02451
1
Sr. VP, Gen. Counsel & Sec.
Common Stock
2014-03-10
4
M
0
6075
49.49
A
61144
D
Common Stock
2014-03-10
4
M
0
3625
49.49
A
64769
D
Common Stock
2014-03-10
4
M
0
15000
54.97
A
79769
D
Common Stock
2014-03-10
4
S
0
27658
126.05
D
52111
D
Common Stock
2014-03-10
4
S
0
2516
126.44
D
49595
D
Common Stock
407.26
I
By 401(k)
Stock Option (Right to Buy)
49.49
2014-03-10
4
M
0
6075
0
D
2011-03-05
2017-03-05
Common Stock
6075
0
D
Stock Option (Right to Buy)
49.49
2014-03-10
4
M
0
3625
0
D
2012-03-05
2017-03-05
Common Stock
3625
3625
D
Stock Option (Right to Buy)
54.97
2014-03-10
4
M
0
15000
0
D
2018-02-23
Common Stock
15000
16100
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2014.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.37 to $126.35, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.40 to $126.69, inclusive.
The option vested in four equal annual installments on March 5, 2011, 2012, 2013 and 2014.
The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on March 5, 2012, 2013 and 2014, and the next installment becomes exercisable on March 5, 2015.
The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on February 23, 2012, 2013 and 2014, and the next installment becomes exercisable on February 23, 2015.
/s/ Barbara J. Lucas, Attorney-in-Fact for Seth H. Hoogasian
2014-03-12