0001127602-14-011338.txt : 20140312 0001127602-14-011338.hdr.sgml : 20140312 20140312171906 ACCESSION NUMBER: 0001127602-14-011338 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140310 FILED AS OF DATE: 20140312 DATE AS OF CHANGE: 20140312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 81 WYMAN ST STREET 2: PO BOX 9046 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 81 WYMAN ST STREET 2: PO BOX 9046 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOOGASIAN SETH H CENTRAL INDEX KEY: 0001216070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 14688570 MAIL ADDRESS: STREET 1: 81 WYMAN ST STREET 2: POST OFFICE BOX 9046 CITY: WALTHAM STATE: MA ZIP: 02454 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-03-10 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001216070 HOOGASIAN SETH H 81 WYMAN STREET WALTHAM MA 02451 1 Sr. VP, Gen. Counsel & Sec. Common Stock 2014-03-10 4 M 0 6075 49.49 A 61144 D Common Stock 2014-03-10 4 M 0 3625 49.49 A 64769 D Common Stock 2014-03-10 4 M 0 15000 54.97 A 79769 D Common Stock 2014-03-10 4 S 0 27658 126.05 D 52111 D Common Stock 2014-03-10 4 S 0 2516 126.44 D 49595 D Common Stock 407.26 I By 401(k) Stock Option (Right to Buy) 49.49 2014-03-10 4 M 0 6075 0 D 2011-03-05 2017-03-05 Common Stock 6075 0 D Stock Option (Right to Buy) 49.49 2014-03-10 4 M 0 3625 0 D 2012-03-05 2017-03-05 Common Stock 3625 3625 D Stock Option (Right to Buy) 54.97 2014-03-10 4 M 0 15000 0 D 2018-02-23 Common Stock 15000 16100 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2014. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.37 to $126.35, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.40 to $126.69, inclusive. The option vested in four equal annual installments on March 5, 2011, 2012, 2013 and 2014. The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on March 5, 2012, 2013 and 2014, and the next installment becomes exercisable on March 5, 2015. The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on February 23, 2012, 2013 and 2014, and the next installment becomes exercisable on February 23, 2015. /s/ Barbara J. Lucas, Attorney-in-Fact for Seth H. Hoogasian 2014-03-12