0001127602-14-009292.txt : 20140228
0001127602-14-009292.hdr.sgml : 20140228
20140228173403
ACCESSION NUMBER: 0001127602-14-009292
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140226
FILED AS OF DATE: 20140228
DATE AS OF CHANGE: 20140228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC.
CENTRAL INDEX KEY: 0000097745
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 042209186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 81 WYMAN ST
STREET 2: PO BOX 9046
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7816221000
MAIL ADDRESS:
STREET 1: 81 WYMAN ST
STREET 2: PO BOX 9046
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: THERMO ELECTRON CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Malus Alan J
CENTRAL INDEX KEY: 0001380163
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08002
FILM NUMBER: 14657046
MAIL ADDRESS:
STREET 1: 81 WYMAN ST
STREET 2: PO BOX 9046
CITY: WALTHAM
STATE: MA
ZIP: 02454-9046
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-02-26
0000097745
THERMO FISHER SCIENTIFIC INC.
TMO
0001380163
Malus Alan J
81 WYMAN STREET
WALTHAM
MA
02451
1
Executive Vice President
Common Stock
2014-02-26
4
A
0
9266
0
A
125674
D
Common Stock
2014-02-26
4
A
0
9100
0
A
134774
D
Common Stock
2014-02-26
4
F
0
1424
124.28
D
133350
D
Common Stock
2014-02-26
4
S
0
7640
124.11
D
125710
D
Common Stock
14256
I
By Spouse
Stock Option (Right to Buy)
124.28
2014-02-26
4
A
0
35700
0
A
2021-02-26
Common Stock
35700
35700
D
Shares represent a performance-based restricted stock unit award granted on February 26, 2013. The Company's Compensation Committee determined on February 26, 2014, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 26, 2014, one-third of the shares vest on February 26, 2015, and the remaining one-third vest on February 26, 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.05 to $124.26, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option vests in four equal annual installments beginning on February 26, 2015.
/s/ Barbara J. Lucas, Attorney-in-Fact for Alan J. Malus
2014-02-28