0001127602-14-005451.txt : 20140210 0001127602-14-005451.hdr.sgml : 20140210 20140210192951 ACCESSION NUMBER: 0001127602-14-005451 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140206 FILED AS OF DATE: 20140210 DATE AS OF CHANGE: 20140210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 81 WYMAN ST STREET 2: PO BOX 9046 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 81 WYMAN ST STREET 2: PO BOX 9046 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASPER MARC N CENTRAL INDEX KEY: 0001216055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 14590905 MAIL ADDRESS: STREET 1: 81 WYMAN ST STREET 2: PO BOX 9046 CITY: WALTHAM STATE: MA ZIP: 02454 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-02-06 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001216055 CASPER MARC N 81 WYMAN STREET WALTHAM MA 02451 1 1 Chief Executive Officer Common Stock 2014-02-06 4 M 0 100000 57.58 A 350994.53 D Common Stock 2014-02-06 4 S 0 110000 114.38 D 240994.53 D Common Stock 2014-02-07 4 M 0 87500 57.58 A 328494.53 D Common Stock 2014-02-07 4 S 0 2896 115.60 D 325598.53 D Common Stock 2014-02-07 4 S 0 32500 116.47 D 293098.53 D Common Stock 2014-02-07 4 S 0 63369 117.61 D 229729.53 D Common Stock 60830 I By Marc N. Casper 2012 Irrevocable Trust Stock Option (Right to Buy) 57.58 2014-02-06 4 M 0 100000 0 D 2015-05-15 Common Stock 100000 87500 D Stock Option (Right to Buy) 57.58 2014-02-07 4 M 0 87500 0 D 2015-05-15 Common Stock 87500 0 D Since the date of the reporting person's last ownership report, he transferred 121,918 shares of TMO common stock and employee stock options to purchase 524,370 shares of TMO common stock (10,487 stock options granted on 2/26/13; 76,903 stock options granted on 2/23/11; 249,480 stock options granted on 11/21/2009; and 187,500 stock options granted on 5/15/2008) to his ex-wife pursuant to a divorce decree. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.12 to $114.78, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.04 to $115.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.00 to $116.99, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.00 to $117.89, inclusive. The option vested in five equal annual installments on May 15, 2009, 2010, 2011, 2012, and 2013. /s/ Barbara J. Lucas, Attorney-in-Fact for Marc N. Casper 2014-02-10