0000899243-20-020801.txt : 20200730 0000899243-20-020801.hdr.sgml : 20200730 20200730194911 ACCESSION NUMBER: 0000899243-20-020801 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200728 FILED AS OF DATE: 20200730 DATE AS OF CHANGE: 20200730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASPER MARC N CENTRAL INDEX KEY: 0001216055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 201062417 MAIL ADDRESS: STREET 1: C/O THERMO FISHER SCIENTIFIC STREET 2: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-28 0 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001216055 CASPER MARC N 168 THIRD AVENUE WALTHAM MA 02451 1 1 0 0 Chairman & CEO Common Stock 2020-07-28 4 M 0 20000 131.07 A 260445.53 D Common Stock 2020-07-28 4 S 0 20000 411.62 D 240445.53 D Common Stock 2020-07-29 4 M 0 20000 131.07 A 260445.53 D Common Stock 2020-07-29 4 S 0 3094 409.25 D 257351.53 D Common Stock 2020-07-29 4 S 0 5460 410.44 D 251891.53 D Common Stock 2020-07-29 4 S 0 6659 411.37 D 245232.53 D Common Stock 2020-07-29 4 S 0 3426 412.20 D 241806.53 D Common Stock 2020-07-29 4 S 0 1361 413.14 D 240445.53 D Common Stock 69330 I By Marc N. Casper 2012 Irrevocable Trust Common Stock 34500 I By Marc N. Casper 2020 Irrevocable Trust Stock Option (Right to Buy) 131.07 2020-07-28 4 M 0 20000 0.00 D 2022-02-25 Common Stock 20000 60000 D Stock Option (Right to Buy) 131.07 2020-07-29 4 M 0 20000 0.00 D 2022-02-25 Common Stock 20000 40000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $408.84 to $409.81, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2),(3), (4), (5) and (6) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $409.85 to $410.84 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $410.86 to $411.85, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $411.87 to $412.68, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $412.87 to $413.405, inclusive. The option vested in four equal installments on February 25, 2016, 2017, 2018, and 2019. /s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper 2020-07-30