0000899243-20-020801.txt : 20200730
0000899243-20-020801.hdr.sgml : 20200730
20200730194911
ACCESSION NUMBER: 0000899243-20-020801
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200728
FILED AS OF DATE: 20200730
DATE AS OF CHANGE: 20200730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASPER MARC N
CENTRAL INDEX KEY: 0001216055
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08002
FILM NUMBER: 201062417
MAIL ADDRESS:
STREET 1: C/O THERMO FISHER SCIENTIFIC
STREET 2: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC.
CENTRAL INDEX KEY: 0000097745
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 042209186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7816221000
MAIL ADDRESS:
STREET 1: 168 THIRD AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: THERMO ELECTRON CORP
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-07-28
0
0000097745
THERMO FISHER SCIENTIFIC INC.
TMO
0001216055
CASPER MARC N
168 THIRD AVENUE
WALTHAM
MA
02451
1
1
0
0
Chairman & CEO
Common Stock
2020-07-28
4
M
0
20000
131.07
A
260445.53
D
Common Stock
2020-07-28
4
S
0
20000
411.62
D
240445.53
D
Common Stock
2020-07-29
4
M
0
20000
131.07
A
260445.53
D
Common Stock
2020-07-29
4
S
0
3094
409.25
D
257351.53
D
Common Stock
2020-07-29
4
S
0
5460
410.44
D
251891.53
D
Common Stock
2020-07-29
4
S
0
6659
411.37
D
245232.53
D
Common Stock
2020-07-29
4
S
0
3426
412.20
D
241806.53
D
Common Stock
2020-07-29
4
S
0
1361
413.14
D
240445.53
D
Common Stock
69330
I
By Marc N. Casper 2012
Irrevocable Trust
Common Stock
34500
I
By Marc N. Casper 2020
Irrevocable Trust
Stock Option (Right to Buy)
131.07
2020-07-28
4
M
0
20000
0.00
D
2022-02-25
Common Stock
20000
60000
D
Stock Option (Right to Buy)
131.07
2020-07-29
4
M
0
20000
0.00
D
2022-02-25
Common Stock
20000
40000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $408.84 to $409.81, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2),(3), (4), (5) and (6) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $409.85 to $410.84 inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $410.86 to $411.85, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $411.87 to $412.68, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $412.87 to $413.405, inclusive.
The option vested in four equal installments on February 25, 2016, 2017, 2018, and 2019.
/s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper
2020-07-30