-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mho4OTciaByBVkEpIiixyVV75S9dDJjZxM9HXoKFkw9krtKk0zk0/EXsZQEiIXf6 w/uGWD+yFRQyA5bVcfsDiQ== 0000097745-06-000222.txt : 20061114 0000097745-06-000222.hdr.sgml : 20061114 20061114215304 ACCESSION NUMBER: 0000097745-06-000222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061109 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 81 WYMAN ST STREET 2: PO BOX 9046 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 81 WYMAN ST STREET 2: PO BOX 9046 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEISTER PAUL M CENTRAL INDEX KEY: 0001033876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 061217857 BUSINESS ADDRESS: BUSINESS PHONE: 6039265911 MAIL ADDRESS: STREET 1: 18 SHIP ROCK ROAD CITY: NORTH HAMPTON STATE: NH ZIP: 03862 4 1 mei398.xml X0202 4 2006-11-09 0 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001033876 MEISTER PAUL M 81 WYMAN STREET P.O. BOX 9046 WALTHAM MA 024549046 1 0 0 0 Common Stock 2006-11-09 4 A 0 350000 A 350000.00 D Common Stock 2006-11-09 4 A 0 150000 A 500000.00 D Common Stock 2006-11-09 4 A 0 48460 A 548460.00 D Common Stock 2006-11-09 4 F 0 72339 43.37 D 476121.00 D Common Stock 2006-11-09 4 A 0 984212 A 984212.00 I By Trusts Stock Option (Right to Buy) 4.75 2006-11-09 4 A 0 864604 A 2006-11-09 2008-01-21 Common Stock 864604.00 864604.00 D Stock Option (Right to Buy) 19.62 2006-11-09 4 A 0 600000 A 2006-11-09 2008-09-26 Common Stock 600000.00 600000.00 D Stock Option (Right to Buy) 12.00 2006-11-09 4 A 0 500000 A 2006-11-09 2011-05-03 Common Stock 500000.00 500000.00 D Stock Option (Right to Buy) 15.00 2006-11-09 4 A 0 200000 A 2006-11-09 2011-05-03 Common Stock 200000.00 200000.00 D Stock Option (Right to Buy) 14.20 2006-11-09 4 A 0 600000 A 2006-11-09 2013-01-27 Common Stock 600000.00 600000.00 D Stock Option (Right to Buy) 43.37 2006-11-09 4 A 0 15600 0 A 2013-11-09 Common Stock 15600.00 15600.00 D Stock Option (Right to Buy) 30.68 2006-11-09 4 A 0 119200 A 2006-11-09 2015-03-07 Common Stock 119200.00 119200.00 D Stock Option (Right to Buy) 32.30 2006-11-09 4 A 0 172080 A 2006-11-09 2015-07-25 Common Stock 172080.00 172080.00 D Stock Option (Right to Buy) 30.68 2006-11-09 4 A 0 178800 A 2006-11-09 2015-03-07 Common Stock 178800.00 178800.00 I By Family Trust Stock Option (Right to Buy) 32.30 2006-11-09 4 A 0 114720 A 2006-11-09 2015-07-25 Common Stock 114720.00 114720.00 I By Family Trust Received in exchange for 175,000 shares of Fisher Scientific International Inc. common stock in connection with the merger of Thermo Fisher Scientific Inc. (formerly known as Thermo Electron Corporation), Trumpet Merger Corporation and Fisher Scientific International Inc. ("FSH") (the "Merger"). On the effective date of the Merger, the closing price of FSH's common stock was $86.58 per share, and the closing price of TMO's common stock was $43.37 per share. Received in exchange for 75,000 Restricted Stock Units accrued under FSH's 2005 Equity and Incentive Plan. The Restricted Stock Units were settled pursuant to the Merger for 2.0 shares of TMO common stock on the effective date of the Merger. Received in exchange for 24,230 Restricted Stock Units accrued under FSH's 2005 Equity and Incentive Plan. The Restricted Stock Units were settled pursuant to the Merger for 2.0 shares of TMO common stock on the effective date of the Merger. Received in exchange for 492,106 shares of FSH common stock in connection with the Merger. On the effective date of the Merger, the closing price of FSH's common stock was $86.58 per share, and the closing price of TMO's common stock was $43.37 per share. The shares are held in a number of trusts for the benefit of the reporting person. Received in the Merger in exchange for a stock option to acquire 432,302 shares of FSH common stock for $9.50 per share. Received in the Merger in exchange for a stock option to acquire 300,000 shares of FSH common stock for $39.24 per share. Received in the Merger in exchange for a stock option to acquire 250,000 shares of FSH common stock for $24.00 per share. Received in the Merger in exchange for a stock option to acquire 100,000 shares of FSH common stock for $30.00 per share. Received in the Merger in exchange for a stock option to acquire 300,000 shares of FSH common stock for $28.40 per share. The option vests in three equal annual installments beginning on November 9, 2007. Received in the Merger in exchange for a stock option to acquire 59,600 shares of FSH common stock for $61.35 per share. Received in the Merger in exchange for a stock option to acquire 86,040 shares of FSH common stock for $64.60 per share. Received in the Merger in exchange for a stock option to acquire 89,400 shares of FSH common stock for $61.35 per share. These options are held by a family trust for the benefit of the reporting person. Received in the Merger in exchange for a stock option to acquire 57,360 shares of FSH common stock for $64.60 per share. By: Barbara J. Lucas, Attorney-in-Fact for Paul M. Meister 2006-11-14 -----END PRIVACY-ENHANCED MESSAGE-----