-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RAlaM8oa5O2O3ybI2hPiUcdaDYviUV/Z6euHfBL6qLk4yJqsunkZggfMqAb0b1jC wJQuliFVP7FEzrj+UNtDVA== 0000912057-97-026661.txt : 19970811 0000912057-97-026661.hdr.sgml : 19970811 ACCESSION NUMBER: 0000912057-97-026661 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970808 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAFETY 1ST INC CENTRAL INDEX KEY: 0000898306 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 042836423 STATE OF INCORPORATION: MA FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45047 FILM NUMBER: 97654425 BUSINESS ADDRESS: STREET 1: 210 BOYLSTON ST CITY: CHESTNUT HILL STATE: MA ZIP: 02167 BUSINESS PHONE: 6179647744 MAIL ADDRESS: STREET 1: 210 BOYLSTON ST CITY: CHESNUT HILL STATE: MA ZIP: 02167 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST NEW YORK CORP CENTRAL INDEX KEY: 0000009749 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 136180473 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 130 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2122502500 MAIL ADDRESS: STREET 1: 130 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: BT NEW YORK CORP DATE OF NAME CHANGE: 19671107 SC 13D/A 1 SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 --------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No. 1 Safety 1st, Inc. (Name of issuer) Common Stock, par value $.01 per share (Title of class of securities) 786475-10-3 (CUSIP number) James T. Byrne, Jr. Office of the Secretary Bankers Trust New York Corporation 130 Liberty Street New York, New York 10006 (212) 250-1869 (Name, address and telephone number of person authorized to receive notices and communications) Copy to: Harvey M. Eisenberg, Esq. O'Sullivan Graey & Karabell, LLP 30 Rockefeller Plaza New York, New York 10112 (212) 408-2400 July 30, 1997 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. / / (Continued on following pages) (Page 1 of 8 Pages) This Amendment No. 1 amends and supplements the Statement for Notification by a Five Percent Owner of an Issue on Schedule 13D dated August 7, 1997 (the "Schedule 13D") of BT Capital Partners, Inc., a Delaware corporation, with respect to shares of Common Stock, par value $.01 per share, of Safety 1st, Inc., a Massachusetts corporation. Unless otherwise indicated, the information set forth in the Schedule 13D remains unchanged and each capitalized term not defined herein shall have the meaning assigned to such term in the Schedule 13D. Item 2. Identity and Background. Item (f). The name, citizenship, business or residence address, principal occupation or employment, and name, principal business and address of any corporation or organization in which such employment is conducted of each director and executive officer of the Purchaser and BTNY is set forth in Annex A attached hereto and incorporated into this item 2 by reference. (Page 2 of 8 Pages) SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Date: August 8, 1997 BANKERS TRUST NEW YORK CORPORATION By: /s/ James t. Byrne -------------------------------- Name: James T. Byrne Title: Senior Vice President (Page 3 of 8 Pages) ANNEX A BANKERS TRUST NEW YORK CORPORATION The following sets forth the name, mailing address, occupation or principal business affiliation and citizenship of each director and executive officer of BTNY. To the best knowledge and belief of BTNY, none of the following person beneficially owns any shares of Common Stock.
Name and Mail Address Occupation or Principal Business Citizenship Affiliation - ----------------------------------------------------------------------------------------- George B. Beitzel Retired Senior Vice President and U.S. 29 King Street Director Chappaqua, NY 10514-3432 International Business Machines Corporation Phillip A. Griffiths Chairman U.S. Institute for Advanced Study Institute for Advanced Study Olden Lane Princeton, NJ 08540 William R. Howell Chairman Emeritus U.S. J.C. Penney Company, Inc. J.C. Penney Company, Inc. P.O. Box 10001 Dallas, TX 75301-0001 Vernon E. Jordan, Jr. Senior Partner U.S. Akin, Gump, Strauss, Hauer & Feld, LLP 1333 New Hampshire Avenue, N.W. Suite 400 Washington, D.C. 20036 Harnish Maxwell Retired Chairman and Chief U.S. Philip Morris Companies, Inc. Executive Officer 100 Park Avenue Philip Morris Companies, Inc. New York, NY 10017 Frank N. Newman Chairman of the Board and Chief U.S. Bankers Trust Company Executive Officer and President 130 Liberty Street Bankers Trust Company; New York, NY 10006 Chairman of the Board and Chief Executive Officer and President Bankers Trust New York Corporation N.J. Nicholas Jr. Investor U.S. 15 West 53rd Street, #34F New York, NY 10019
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Name and Mail Address Occupation or Principal Business Citizenship Affiliation - ----------------------------------------------------------------------------------------- Russell E. Palmer Chairman and Chief Executive U.S. The Palmer Group Officer 3600 Market Street The Palmer Group Suite 530 Philadelphia, PA 19104 Donald L. Staheli Chairman of the Board and Chief U.S. 39 Locust Street Executive Officer (Retired), New Canaan, CT 06840 Continental Grain Company Patricia Carry Stewart Former Vice President U.S. Bankers Trust Company The Edna McConnell Clark c/o Office of the Secretary Foundation 130 Liberty Street New York, NY 10006 George J. Vojta Vice Chairman U.S. Bankers Trust Company Bankers Trust Company and 130 Liberty Street Bankers Trust New York New York, NY 10006 Corporation Paul A. Volcker Director of Various Corporations U.S. 599 Lexington Avenue 40th Floor New York, NY 10021 - ------------------------------------------------------------------------------------------ EXECUTIVE OFFICERS - ------------------------------------------------------------------------------------------ Joseph A. Manganello, Jr. Senior Managing Director and U.S. Bankers Trust Company Chief Credit Officer 130 Liberty Street Bankers Trust Company; New York, NY 10006 Executive Vice President and Chief Credit Officer Bankers Trust New York Corporation Richard H. Daniel Senior Managing Director, Chief U.S. Bankers Trust Company Financial Officer and Controller 130 Liberty Street Bankers Trust Company; New York, NY 10006 Vice Chairman, Chief Financial Officer and Controller Bankers Trust New York Corporation Melvin A. Yellin Senior Managing Director and U.S. Bankers Trust Company General Counsel 130 Liberty Street Bankers Trust Company; New York, NY 10006 Executive Vice President and General Counsel Bankers Trust New York Corporation
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Name and Mail Address Occupation or Principal Business Citizenship Affiliation - ----------------------------------------------------------------------------------------- Mary Cirillo Senior Managing Director U.S. Bankers Trust Company Bankers Trust Company; 130 Liberty Street Executive Vice President New York, NY 10006 Bankers Trust New York Corporation I. David Marshall Senior Managing Director and Canada Bankers Trust Company Chief Information Officer 130 Liberty Street Bankers Trust Company; New York, NY 10006 Executive Vice President and Chief Information Officer Bankers Trust New York Corporation
(Page 6 of 8 Pages) BT CAPITAL PARTNERS, INC. The following sets forth the name, mailing address, occupation or principal affiliation and citizenship of each director and executive officer of BT Capital Partners. To the best knowledge and belief of BT Capital Partners, none of the following persons beneficially owns any shares of Common Stock.
Name and Mail Address Occupation or Principal Business Citizenship Affiliation - ----------------------------------------------------------------------------------------- DIRECTORS - ----------------------------------------------------------------------------------------- Douglas Brent President Canada BT Capital Partners, Inc. BT Capital Partners, Inc. 130 Liberty Street New York, NY 10006 Carl Mueller Chairman c/o Bankers Trust Company BT Capital Partners, Inc. U.S. 280 Park Avenue New York, NY 10006 Alfred Brittain, III Former Chairman U.S. c/o Bankers Trust Company Bankers Trust New York 280 Park Avenue Corporation New York, NY 10006 Howard Blauvelt Former CEO of Conoco Oil U.S. 1410 Piper Way Keswick, VA 22947 George Vojta Vice Chairman U.S. Bankers Trust Company Bankers Trust New York 130 Liberty Street Corporation New York, NY 10006 Patrick Callahan, Jr. Partner U.S. Lazard Freres & Co. Lazard Freres & Co. 200 W. Madison Chicago, IL 60606 Larry Williams President U.S. 945 East Paces Ferry Road The Breckenridge Group, Inc. Atlanta, GA 30326 James Hellmuth Former President 270 Park Avenue, 5th Floor BT Capital Corporation U.S. New York, NY 10006 Hamish Maxwell Former Chairman U.S. Philip Morris Co. Philip Morris & Companies 100 Park Avenue 10th Floor New York, NY 10017
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Name and Mail Address Occupation or Principal Business Citizenship Affiliation - ----------------------------------------------------------------------------------------- Yves De Balman Chairman France 1 Appold Street Bankers Trust International Broadgate, 4th Floor London, EC2A 2HE - ----------------------------------------------------------------------------------------- OFFICERS - ----------------------------------------------------------------------------------------- Heide Silverstein Treasurer/Secretary U.S. Bankers Trust Company 130 Liberty Street, 25th Floor New York, NY 10006 Joseph T. Wood Senior Vice President U.S. BT Capital Partners, Inc. Bankers Trust New York 130 Liberty Street, 25th Floor Corporation; New York, NY 10006 Officer BT Capital Partners, Inc.
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