-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K1/XtaWzo7CiYGIQRZNLGVhuTCXB3GjFq1uKZxq2YkO6I06M1oVoVCF0I/tSqk30 858Vb5uWRiBzldb1O9ycWw== 0000009749-98-000088.txt : 19980717 0000009749-98-000088.hdr.sgml : 19980717 ACCESSION NUMBER: 0000009749-98-000088 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980716 SROS: AMEX SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRIC LIGHTWAVE INC CENTRAL INDEX KEY: 0001044827 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 931035711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52625 FILM NUMBER: 98667049 BUSINESS ADDRESS: STREET 1: 4400 NE 77TH AVENUE CITY: VANCOUVER STATE: WA ZIP: 98662-6461 BUSINESS PHONE: 3608921000 MAIL ADDRESS: STREET 1: 4400 NE 77TH AVENUE CITY: VANCOUVER STATE: WA ZIP: 98662 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST CORP CENTRAL INDEX KEY: 0000009749 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 136180473 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 130 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2122502500 MAIL ADDRESS: STREET 1: 130 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: BANKERS TRUST NEW YORK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BT NEW YORK CORP DATE OF NAME CHANGE: 19671107 SC 13G 1 ELECTRIC LIGHTWAVE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information to Be Included in Statements Filed Pursuant to Rules 13d-1 (b) (c) , and (d) and amendments thereto filed pursuant to Rule 13d-2(b) (Amendment No. )* Electric Lightwave, Inc. __________________________________________ NAME OF ISSUER: Class A Common Stock _______________________________________ TITLE OF CLASS OF SECURITIES 284895109 _______________________________________ CUSIP NUMBER July 7, 1998 _______________________________________________ Date of Event Which Requires Filing this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ( ) Rule 13d-1 (b) (X) Rule 13d-1 (c) ( ) Rule 13d-1 (d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 7 Pages CUSIP No. 284895109 Page 2 of 7 Pages 1.NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bankers Trust Corporation; its wholly-owned subsidiary Bankers Trust Company; its indirect wholly-owned subsidiary BT Alex. Brown Incorporated; and its wholly-owned subsidiary BT Holdings (New York), Inc. 13-6180473 2.CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [ ] 3.SEC USE ONLY 4.CITIZENSHIP OR PLACE OF ORGANIZATION Bankers Trust Corporation, Bankers Trust Company and BT Holdings (New York), Inc. are New York Corporations. BT Alex. Brown is a Delaware Corporation. NUMBER OF 5. SOLE VOTING POWER SHARES Bankers Trust Company 600 shares BT Alex. Brown Incorporated 30,000 shares BT Holdings (New York), Inc. 529,200 shares 559,800 BENEFICIALLY 6. SHARED VOTING POWER OWNED BY Bankers Trust Company 0 shares BT Alex. Brown Incorporated 0 shares BT Holdings (New York), Inc. 0 shares 0 EACH 7. SOLE DISPOSITIVE POWER REPORTING Bankers Trust Company 0 shares BT Alex. Brown Incorporated 30,000 shares BT Holdings (New York), Inc. 529,200 shares 559,200 PERSON 8. SHARED DISPOSITIVE POWER WITH Bankers Trust Company 0 shares BT Alex. Brown Incorporated 0 shares BT Holdings (New York),Inc. 0 shares 0 CUSIP No. 284895109 Page 3 of 7 Pages 9.AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Bankers Trust Company 600 shares BT Alex. Brown Incorporated 30,000 shares BT Holdings (New York),Inc. 529,200 shares 559,800 10.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES * [ ] 11.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Bankers Trust Company 0.01% BT Alex. Brown Incorporated 0.35% BT Holdings (New York),Inc. 6.21% 6.57% 12.TYPE OF REPORTING PERSON * Bankers Trust Corporation - HC Bankers Trust Company - BK BT Alex. Brown Incorporated - BD BT Holdings (New York),Inc. - CO Item 1(a) NAME OF ISSUER: Electric Lightwave, Inc. Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 8100 N E Parkway Drive Suite 150 Vancouver, Washington 98662 Item 2(a) NAME OF PERSON FILING: Bankers Trust Corporation; its wholly-owned subsidiary Bankers Trust Company; its indirect wholly-owned subsidiary BT Alex. Brown Incorporated; and its wholly-owned subsidiary BT Holdings (New York), Inc. CUSIP No. 284895109 Page 4 of 7 Pages Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 130 Liberty Street New York, New York 10006 Item 2(c) CITIZENSHIP: Bankers Trust Corporation, Bankers Trust Company, and BT Holdings (New York), Inc. are New York Corporations. BT Alex. Brown is a Delaware Corporation. Item 2(d) TITLE OF CLASS OF SECURITIES: Class A Common Stock Par $0.01 Item 2(e) CUSIP NUMBER: 284895109 Item 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(c), CHECK THIS BOX. [X] Item 4 OWNERSHIP: (a) Amount Beneficially Owned: Bankers Trust Company 600 shares BT Alex. Brown Incorporated 30,000 shares BT Holdings (New York),Inc. 529,200 shares 559,800 CUSIP No. 284895109 Page 5 of 7 Pages (b) PERCENT OF CLASS: Bankers Trust Company 0.01% BT Alex. Brown Incorporated 0.35% BT Holdings (New York),Inc. 6.21% 6.57% (c) Number of shares as to which the following have: (i) sole power to vote or to direct the vote - Bankers Trust Company 600 shares BT Alex. Brown Incorporated 30,000 shares BT Holdings (New York), Inc. 529,200 shares 559,800 (ii) shared power to vote or to direct the vote - Bankers Trust Company 0 shares BT Alex. Brown Incorporated 0 shares BT Holdings (New York), Inc. 0 shares 0 (iii) sole power to dispose or to direct the disposition of - Bankers Trust Company 0 shares BT Alex. Brown Incorporated 30,000 shares BT Holdings (New York), Inc. 529,200 shares 559,200 (iv) shared power to dispose or to direct the disposition of - Bankers Trust Company 0 shares BT Alex. Brown Incorporated 0 shares BT Holdings (New York),Inc. 0 shares 0 Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable CUSIP No. 284895109 Page 6 of 7 Pages Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: See Item 3 above and Exhibit to Item 7. Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable Item 9 NOTICE OF DISSOLUTION OF GROUP: Not Applicable Item 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 284895109 Page 7 of 7 Pages SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: as of July 15, 1998 Signature: Bankers Trust Corporation By: /s/James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary Signature: Bankers Trust Company By: /s/James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary Signature: BT Alex. Brown Incorporated By: /s/James T. Byrne, Jr. Name: James T. Byrne, Jr. Signature: BT Holdings (New York), Inc. By: /s/ Gordon S. Calder, Jr. Name: Gordon S. Calder, Jr. Title: Secretary EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust Corporation to Bankers Trust Company is shown below: Bankers Trust Corporation | | 100% | | Bankers Trust Company EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust Corporation to BT Alex. Brown Incorporated is shown below: Bankers Trust Corporation | | 100% | | BT Alex. Brown Holdings Incorporated | | 100% | | BT Alex. Brown Incorporated EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust Corporation to BT Holdings (New York), Inc. is shown below: Bankers Trust Corporation | | 100% | | BT Holdings (New York), Inc. -----END PRIVACY-ENHANCED MESSAGE-----