-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MUGHb6EXQvaai9gcaHp6vT0freCO5kBcqRkqhLBYS824ZQfu9HbleboSItSakMoO 5T4xpg8837YjDygIVTq2TQ== 0000009749-98-000027.txt : 19980218 0000009749-98-000027.hdr.sgml : 19980218 ACCESSION NUMBER: 0000009749-98-000027 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: AMEX SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TCSI CORP CENTRAL INDEX KEY: 0000875315 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 680140975 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-42010 FILM NUMBER: 98538878 BUSINESS ADDRESS: STREET 1: 1080 MARINA VILLAGE PKWY CITY: ALAMEDA STATE: CA ZIP: 94501-1046 BUSINESS PHONE: 5107498500 MAIL ADDRESS: STREET 1: 1080 MARINA VILLAGE PKWY CITY: ALAMEDA STATE: CA ZIP: 94501-1046 FORMER COMPANY: FORMER CONFORMED NAME: TEKNEKRON COMMUNICATIONS SYSTEMS INC / NV DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST NEW YORK CORP CENTRAL INDEX KEY: 0000009749 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 136180473 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 130 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2122502500 MAIL ADDRESS: STREET 1: 130 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: BT NEW YORK CORP DATE OF NAME CHANGE: 19671107 SC 13G 1 TCSI CORP 13-G FILING BANKERS TRUST NEW YORK CORPORATION One Bankers Trust Plaza New York, New York 10006 Damian P. Reitemeyer Vice President Telephone: (212) 250-4599 February 13, 1998 Securities and Exchange Commission SEC Document Control 450 Fifth Street, N.W. Washington, DC 20549 Attn: Filing Desk Dear Sirs: Re: Filing of Schedule 13G on TCSI Corporation Pursuant to Rule 13d-1 of the General Rules and Regulations under the Securities Exchange Act of 1934, the following is one copy of the Schedule 13G with respect to the common stock of the above referenced corporation. Please acknowledge your receipt of the Schedule 13G filing submission through the EDGAR-Link System software, by E-Mail confirmation. Sincerely, Damian P. Reitemeyer Enclosures SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TCSI Corporation _______________________________________ NAME OF ISSUER: Common Stock (Par Value $.01) _______________________________________ TITLE OF CLASS OF SECURITIES 87233R106 _______________________________________ CUSIP NUMBER Check the following box if a fee is being paid with this statement [x]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 8 Pages CUSIP No. 87233R106 Page 2 of 8 Pages 1.NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Bankers Trust New York Corporation, its wholly owned subsidiary, Bankers Trust Company and its indirect wholly owned subsidiary, BT Alex. Brown Incorporated (BT Alex Brown). 13-6180473 2.CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [ ] 3.SEC USE ONLY 4.CITIZENSHIP OR PLACE OF ORGANIZATION Both Bankers Trust New York Corporation and Bankers Trust Company are New York Corporations. BT Alex. Brown is a Delaware Corporation. NUMBER OF 5. SOLE VOTING POWER SHARES Bankers Trust Company 12,900 shares BT Alex. Brown 1,416,111 shares 1,429,011 shares BENEFICIALLY 6. SHARED VOTING POWER OWNED BY Bankers Trust Company 0 shares BT Alex. Brown 0 shares 0 shares EACH 7. SOLE DISPOSITIVE POWER REPORTING Bankers Trust Company 12,600 shares BT Alex. Brown 1,416,111 shares 1,428,711 shares PERSON 8. SHARED DISPOSITIVE POWER WITH Bankers Trust Company 0 shares BT Alex. Brown 0 shares 0 shares CUSIP No. 87233R106 Page 3 of 8 Pages 9.AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Bankers Trust Company 12,900 shares BT Alex. Brown 1,416,111 shares 1,429,011 shares 10.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES * [] 11.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Bankers Trust Company 0.06% BT Alex. Brown 6.45% 6.51% 12.TYPE OF REPORTING PERSON * Bankers Trust New York Corporation - HC Bankers Trust Company - BK BT Alex. Brown - BD CUSIP No. 87233R106 Page 4 of 8 Pages Item 1(a) NAME OF ISSUER: TCSI Corporation Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1080 Marina Village Parkway Alameda, CA 94501-1046 Item 2(a) NAME OF PERSON FILING: Bankers Trust New York Corporation, its wholly-owned subsidiary, Bankers Trust Company, and its indirect wholly-owned subsidiary, BT Alex. Brown. Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 130 Liberty Street New York, New York 10006 Item 2(c) CITIZENSHIP: Bankers Trust New York Corporation and Bankers Trust Company are corporations incorporated in the State of New York with their principal business offices located in New York. BT Alex. Brown is a Delaware corporation with its principal business office located in New York. Item 2(d) TITLE OF CLASS OF SECURITIES: This statement relates to the Companys Common Stock $.01 par value per share. Item 2(e) CUSIP NUMBER: 87233R106 CUSIP No. 87233R106 Page 5 of 8 Pages Item 3 THE PERSON FILING IS A: For Bankers Trust New York Corporation (g) [X] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) For Bankers Trust Company (b) [X] Bank as defined in section 3(a)(6) of the Act. For BT Alex. Brown (a) [X] Broker or dealer registered under Section 15 15 of the Act. Item 4 OWNERSHIP: (a) Amount Beneficially Owned: Bankers Trust Company 12,900 shares BT Alex. Brown 1,416,111 shares 1,429,011 shares (b) Percent of Class (1): Bankers Trust Company 0.06% BT Alex. Brown 6.45% 6.51% CUSIP No. 87233R106 Page 6 of 8 ages (c) Number of shares as to which the following have: (i) sole power to vote or to direct the vote - Bankers Trust Company 12,900 shares BT Alex. Brown 1,416,111 shares 1,429,011 shares (ii) shared power to vote or to direct the vote - Bankers Trust Company 0 shares BT Alex. Brown 0 shares 0 shares (iii) sole power to dispose or to direct the disposition of - Bankers Trust Company 12,600 shares BT Alex. Brown 1,416,111 shares 1,428,711 shares (iv) shared power to dispose or to direct the disposition of - Bankers Trust Company 0 shares BT Alex. Brown 0 shares 0 shares Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. CUSIP No. 87233R106 Page 7 of 8 Pages Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable. Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: See Item 3 above and Exhibit to Item 7. Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. Item 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable. CUSIP No. 87233R106 Page 8 of 8 Pages Item 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: as of December 31, 1997 Signature: Bankers Trust New York Corporation By: /s/ James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary Signature: Bankers Trust Company By: /s/ James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary Signature: BT Alex. Brown By: /s/ James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary . Exhibit A The chain of ownership from Bankers Trust New York Corporation to Bankers Trust Company is shown below: Bankers Trust New York Corporation | | 100% | | Bankers Trust Company Exhibit B The chain of ownership from Bankers Trust New York Corporation to BT Alex. Brown is shown below: Bankers Trust New York Corporation | | 100% | | BT Alex.Brown Holdings Incorporated | | 100% | | BT Alex. Brown Incorporated -----END PRIVACY-ENHANCED MESSAGE-----