-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QDWpHYa46rJXxkfRiKrxuYVgZGA33emAU99xum9nCa1WD0zd5Bsmquoj1Dz2WS2C YvjCsm6sqk9y/rDqMLLisw== 0000009749-97-000102.txt : 19971001 0000009749-97-000102.hdr.sgml : 19971001 ACCESSION NUMBER: 0000009749-97-000102 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970930 SROS: AMEX SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOSTON COMMUNICATIONS GROUP INC CENTRAL INDEX KEY: 0001012887 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 043026859 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49597 FILM NUMBER: 97688706 BUSINESS ADDRESS: STREET 1: 100 SYLVAN RD STREET 2: STE 100 CITY: WOBURN STATE: MA ZIP: 01801-1830 BUSINESS PHONE: 6174763570 MAIL ADDRESS: STREET 1: ONE MCKINLEY SQ CITY: BOSTON STATE: MA ZIP: 02109 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST NEW YORK CORP CENTRAL INDEX KEY: 0000009749 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 136180473 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 130 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2122502500 MAIL ADDRESS: STREET 1: 130 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: BT NEW YORK CORP DATE OF NAME CHANGE: 19671107 SC 13G/A 1 BCGI 13-G FILING September 29, 1997 United States Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Gentlemen: Enclosed please find six (6) copies of Schedule 13G Form on behalf of BT Alex. Brown Inc.(formerly Alex. Brown & Sons Inc.) reporting holdings of the common stock of Boston Communications Group, Inc.("BCGI") in certain accounts owned by one of our registered representatives, as well as in various customer accounts for which that registered representative has been granted discretionary authority to purchase or sell (but not the right to vote) securities on behalf of those customers. The filing reports such ownership as of July 31, 1997, and was delayed due to a programming error. If you have any questions, please call me at(410) 895-3600. Very truly yours, Robert F. Price cc: Boston Communications Group, Inc. National Association of Securities Dealers SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Boston Communications Group, Incorporated _______________________________________ NAME OF ISSUER: Common Stock _______________________________________ TITLE OF CLASS OF SECURITIES 100582105 _______________________________________ CUSIP NUMBER Check the following box if a fee is being paid with this statement [ X ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 6 Pages CUSIP No. 100582105 Page 2 of 6 Pages 1.NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BT Alex.Brown Incorporated (formerly Alex.Brown & Sons Incorporated) IRS ID# 13-3311934 (formerly 52-1319768) 2.CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [ ] 3.SEC USE ONLY 4.CITIZENSHIP OR PLACE OF ORGANIZATION 130 Liberty Street New York, New York 10006 NUMBER OF 5. SOLE VOTING POWER SHARES - 0 - shares BENEFICIALLY 6. SHARED VOTING POWER OWNED BY - 0 - shares EACH 7. SOLE DISPOSITION POWER REPORTING - 0 - shares PERSON 8. SHARED DISPOSITION POWER WITH 1,315,600 shares 9.AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,315,600 shares CUSIP No. 100582105 Page 3 of 6 Pages 10.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES * [] 11.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.36% 12.TYPE OF REPORTING PERSON * BD CUSIP No. 100582105 Page 4 of 6 Pages Item 1(a) NAME OF ISSUER: Boston Communications Group, Incorporated Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 100 Sylvan Road Woburn, MA 01801 Item 2(a) NAME OF PERSON FILING: BT Alex.Brown Incorporated (formerly Alex. Brown & Sons Incorporated) Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 130 Liberty Street New York, New York 10006 Item 2(c) CITIZENSHIP: United States Item 2(d) TITLE OF CLASS OF SECURITIES: Common Stock Item 2(e) CUSIP NUMBER: 100582105 Item 3 THE PERSON FILING IS A: (a) [X] Broker or dealer registered under Section 15 of the Act Item 4 OWNERSHIP: (a) Amount Beneficially Owned: 1,315,600 shares (as of July 31, 1997) CUSIP No. 100582105 Page 5 of 6 Pages (b) Percent of Class: 10.36% (c) Number of shares as to which the Bank has: (i) sole power to vote or to direct the vote -0- (ii) shared power to vote or to direct the vote -0- (iii) sole power to dispose or to direct the disposition of -0- (iv) shared power to dispose or to direct the disposition of - 1,315,600 shares Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable. Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable. Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. Item 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable. CUSIP No. 100582105 Page 6 of 6 Pages Item 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: September 29, 1997 Signature: BT Alex.Brown Incorporated (formerly Alex.Brown & Sons Incorporated) By: /s/Robert F. Price Name: Robert F. Price Title: Managing Director -----END PRIVACY-ENHANCED MESSAGE-----