-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oy7SUpZwCfs2Q8NVyxlZwcUJDAHjg+eJ5TYk6My5v+BAfaEYYubkVNnNAnF4N1YN sdjAVHFCUjeQY1cg7vu92A== 0000009749-96-000098.txt : 19960227 0000009749-96-000098.hdr.sgml : 19960227 ACCESSION NUMBER: 0000009749-96-000098 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960223 SROS: AMEX SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ABRAXAS PETROLEUM CORP CENTRAL INDEX KEY: 0000867665 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 742584033 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-41561 FILM NUMBER: 96524402 BUSINESS ADDRESS: STREET 1: 909 N E LOOP 410 STE 900 CITY: SAN ANTONIO STATE: TX ZIP: 78209 BUSINESS PHONE: 2108285354 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST NEW YORK CORP CENTRAL INDEX KEY: 0000009749 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 136180473 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 280 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122502500 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: BT NEW YORK CORP DATE OF NAME CHANGE: 19671107 SC 13G 1 BANKERS TRUST COMPANY One Bankers Trust Plaza New York, New York 10006 Damian P. Reitemeyer Mailing Address: Vice President P.O. Box 318 Telephone: 212-250-4599 Church Street Station New York, NY 10008 February 14, 1996 Securities and Exchange Commission SEC Document Control 450 Fifth Street, N.W. Washington, DC 20549 Attn: Filing Desk Dear Sirs: Re: Filing of Schedule 13G on Abraxas Petroleum Corp. Pursuant to Rule 13d-1 of the General Rules and Regulations under the Securities Exchange Act of 1934, the following is one copy of the Schedule 13G with respect to the common stock of the above referenced corporation. Please acknowledge your receipt of the Schedule 13G filing submission through the EDGAR-Link System software, by E-Mail confirmation. Sincerely, Damian P. Reitemeyer Enclosures SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Abraxas Petroleum Corp. __________________________________ NAME OF ISSUER: Common Stock, no par value ______________________________________ TITLE OF CLASS OF SECURITIES 00383010 _______________________________________ CUSIP NUMBER Check the following box if a fee is being paid with this statement [X]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 ( Act ) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) CUSIP No. 00383010 Page 1 of 6 Pages 1.NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bankers Trust New York Corpation, its wholly owned subsidiary, Bankers Trust Company 13-6180473 2.CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [] (B) [] 3.SEC USE ONLY 4.CITIZENSHIP OR PLACE OF ORGANIZATION Both Bankers Trust New York Corporation and Bankers Trust Company are New York Corporations. NUMBER OF 5. SOLE VOTING POWER SHARES Bankers Trust Company 275,000 shares BENEFICIALLY 6. SHARED VOTING POWER OWNED BY Bankers Trust Company 0 shares EACH 7. SOLE DISPOSITIVE POWER REPORTING Bankers Trust Company 275,000 shares PERSON 8. SHARED DISPOSITIVE POWER WITH Bankers Trust Company 0 shares 9.AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Bankers Trust Company 275,000 shares CUSIP No. 00383010 Page 2 of 6 Pages 10.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES * 11.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Bankers Trust Company 6.2% 12.TYPE OF REPORTING PERSON * Bankers Trust New York Corporations - HC Bankers Trust Company - BK CUSIP No. 00383010 Page 3 of 6 Pages Item 1(a) NAME OF ISSUER: Abraxas Petroleum Corp. Item 1(b) ADDRESS OF ISSUER S PRINCIPAL EXECUTIVE OFFICES: 909 N.E. Loop 410 P.O. Box 17485 San Antonio, Texas 78217 Item 2(a) NAME OF PERSON FILING: Bankers Trust New York Corporation, and its wholly- owned subsidiary, Bankers Trust Company Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 280 Park Avenue New York, New York 10017 Item 2(c) CITIZENSHIP: Bankers Trust New York Corporation and Bankers Trust Company are incorporated in the State of New York with its principal business office located in New York Item 2(d) TITLE OF CLASS OF SECURITIES: Common stock (no par value) of Abraxas Petroleum Corp Item 2(e) CUSIP NUMBER: 00383010 Item 3 THE PERSON FILING IS A: For Bankers Trust New York Corporation, (g) [X] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) For Bankers Trust Company (b) [X] Bank as defined in section 3(a)(6) of the Act. CUSIP No. 00383010 Page 4 of 6 Pages Item 4 OWNERSHIP: (a) Amount Beneficially Owned: As of December 31, 1995: Bankers Trust Company as investment advisor owns 275,000 shares (b) PERCENT OF CLASS: Bankers Trust Company 6.2% (c) Number of shares as to which the Bank has: (i) sole power to vote or to direct the vote - Bankers Trust Company 275,000 shares (ii) shared power to vote or to direct the vote - Bankers Trust Company 0 shares (iii) sole power to dispose or to direct the disposition of - Bankers Trust Company 275,000 shares (iv) shared power to dispose or to direct the disposition of - Bankers Trust Company 0 shares Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: [] Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: The Issuer s Plan, and various trusts, and employee benefit plan for which the Bank serves as Trustee, and accounts for which the Bank serves as investment advisor, have the right to receive and/or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. CUSIP No. 00383010 Page 5 of 6 Pages Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: See Item 3 above. Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. Item 9 NOTICE OF DISSOLUTION OF GROUP: Not Applicable CUSIP No. 00383010 Page 6 of 6 Pages Item 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: as of December 31, 1995 Bankers Trust New York Corp. /s/James T. Byrne, Jr. James T. Byrne, Jr. Secretary Bankers Trust Company, as investment advisor. /s/James T. Byrne, Jr. James T. Byrne, Jr. Secretary EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust New York Corporation to Bankers Trust Company is shown below: Bankers Trust New York Corporation | 100% | Bankers Trust Company -----END PRIVACY-ENHANCED MESSAGE-----