-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NAJTgeS+Uf/SCBIjYbf+qwkB1IfFmzjLTPiJwNQa/GcdfBldZKHLiNdEVq14eKcA GuTwqpddg0Q3jaz9GRS36g== 0000009749-96-000094.txt : 19960223 0000009749-96-000094.hdr.sgml : 19960223 ACCESSION NUMBER: 0000009749-96-000094 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960222 SROS: AMEX SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CCH INC CENTRAL INDEX KEY: 0000022366 STANDARD INDUSTRIAL CLASSIFICATION: PERIODICALS: PUBLISHING OR PUBLISHING AND PRINTING [2721] IRS NUMBER: 360936850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-06385 FILM NUMBER: 96523842 BUSINESS ADDRESS: STREET 1: 2700 LAKE COOK RD CITY: RIVERWOODS STATE: IL ZIP: 60015 BUSINESS PHONE: 7089404600 MAIL ADDRESS: STREET 1: 2700 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: COMMERCE CLEARING HOUSE INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST NEW YORK CORP CENTRAL INDEX KEY: 0000009749 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 136180473 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 280 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122502500 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: BT NEW YORK CORP DATE OF NAME CHANGE: 19671107 SC 13G/A 1 BANKERS TRUST COMPANY One Bankers Trust Plaza New York, New York 10006 Damian P. Reitemeyer Mailing Address: Vice President P.O. Box 318 Telephone: 212-250-4599 Church Street Station New York, NY 10008 February 14, 1996 Securities and Exchange Commission SEC Document Control 450 Fifth Street, N.W. Washington, DC 20549 Attn: Filing Desk Dear Sirs: Re: Filing of Schedule 13G on CCH Inc. - Class B Pursuant to Rule 13d-1 of the General Rules and Regulations under the Securities Exchange Act of 1934, the following is one copy of the Schedule 13G with respect to the common stock of the above referenced corporation. Please acknowledge your receipt of the Schedule 13G filing submission through the EDGAR-Link System software, by EMail confirmation. Sincerely, Damian P. Reitemeyer Enclosures SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CCH Inc. - Class B Common Stock __________________________________ NAME OF ISSUER: Common Stock, $1.00 par value _____________________________________ TITLE OF CLASS OF SECURITIES 12488320 _____________________________________ CUSIP NUMBER Check the following box if a fee is being paid with this statement []. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 ( Act ) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes) (Continued on following page(s)) CUSIP No. 12488320 Page 1 of 7 Pages 1.NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bankers Trust New York Corporation, and its wholly owned subsidiaries, Bankers Trust Company (as Trustee for various trusts and employee benefit plans, and investment advisor),and BT Holdings, Inc., and its indirectly wholly owned subsidiary Bankers Trust International, PLC. 13-6180473 2.CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [ ] 3.SEC USE ONLY 4.CITIZENSHIP OR PLACE OF ORGANIZATION Bankers Trust New York Corporation and Bankers Trust Company are New York corporations. BT Holdings Inc, is a Delaware corporation. Bankers Trust International PLC is a London corporation. NUMBER OF 5. SOLE VOTING POWER SHARES Bankers Trust Company 700 shares Bankers Trust International PLC 133,300 shares BT Holdings Inc. 36,000 shares TOTAL SHARES 170,000 BENEFICIALLY 6. SHARED VOTING POWER OWNED BY Bankers Trust Company 0 shares Bankers Trust International PLC 0 shares BT Holdings Inc. 0 shares TOTAL SHARES 0 CUSIP No. 12488320 Page 2 of 7 Pages EACH 7. SOLE DISPOSITIVE POWER REPORTING Bankers Trust Company 1,259,700 shares Bankers Trust International PLC 133,300 shares BT Holdings Inc. 36,000 shares TOTAL SHARES 1,429,000 PERSON 8. SHARED DISPOSITIVE POWER WITH Bankers Trust Company 40,000 shares Bankers Trust International PLC 0 shares BT Holdings Inc. 0 shares TOTAL SHARES 40,000 9.AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Bankers Trust Company 1,299,700 shares Bankers Trust International PLC 133,300 shares BT Holdings Inc. 36,000 shares TOTAL SHARES 1,469,000 10.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES * [ ] 11.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Bankers Trust Company 7.9% Bankers Trust International PLC 0.8% BT Holdings Inc. 0.2% TOTAL 8.9% 12.TYPE OF REPORTING PERSON * Bankers Trust New York Corporation - HC Bankers Trust Company - BK Bankers Trust International PLC - BK BT Holdings, Inc. - CO CUSIP No. 12488320 Page 3 of 7 Pages Item 1(a) NAME OF ISSUER: CCH Inc - Class B Item 1(b) ADDRESS OF ISSUER S PRINCIPAL EXECUTIVE OFFICES: 2700 Lake Cook Road Riverwoods, IL 60015 Item 2(a) NAME OF PERSON FILING: Bankers Trust New York Corporation, and its wholly owned subsidiaries, Bankers Trust Company (as Trustee for various trusts and employee benefit plans, and investment advisor),and Bankers Trust Holdings, Inc., and its indirectly wholly-owned subsidiary Bankers Trust International, PLC. Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 280 Park Avenue New York, New York 10017. Item 2(c) CITIZENSHIP: Bankers Trust New York Corporation, and Bankers Trust Company (as Trustee for various trusts and employee benefit plans, and investment advisor), are corporations incorporated in the State of New York with their principal business offices located in New York. BT Holdings Inc. is a Delaware corporation with its principal business located in New York. Bankers Trust international is incorporated in England with its principal business office located in London. Item 2(d) TITLE OF CLASS OF SECURITIES: Common stock ($1.00 par value)CCH Inc. - Class B. Item 2(e) CUSIP NUMBER: 12488320 CUSIP No. 12488320 Page 4 of 7 Pages Item 3 THE PERSON FILING IS A: For Bankers Trust New York Corporation, and BT Holdings Inc. (g) [X] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) For Bankers Trust Company and Bankers Trust International, PLC (b) [X] Bank as defined in section 3(a)(6) of the Act. Item 4 OWNERSHIP: (a) Amount Beneficially Owned: Bankers Trust Company 1,299,700 shares Bankers Trust International PLC 133,300 shares BT Holdings Inc. 36,000 shares TOTAL SHARES 1,469,000 (b) PERCENT OF CLASS: Bankers Trust Company 7.9% Bankers Trust International PLC 0.8% BT Holdings Inc. 0.2% TOTAL 8.9% (c) Number of shares as to which the Bank has: (i) sole power to vote or to direct the vote - Bankers Trust Company 700 shares Bankers Trust International PLC 133,300 shares BT Holdings Inc. 36,000 shares TOTAL SHARES 170,000 CUSIP No. 12488320 Page 5 of 7 Pages (ii) shared power to vote or to direct the vote - Bankers Trust Company 0 shares Bankers Trust International PLC 0 shares BT Holdings Inc. 0 shares TOTAL SHARES 0 (iii) sole power to dispose or to direct the disposition of - Bankers Trust Company 1,259,700 shares Bankers Trust International PLC 133,300 shares BT Holdings Inc. 36,000 shares TOTAL SHARES 1,429,000 (iv) shared power to dispose or to direct the disposition of - Bankers Trust Company 40,000 shares Bankers Trust International PLC 0 shares BT Holdings Inc. 0 shares TOTAL SHARES 40,000 Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: [ ] Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: The Issuer s Plan, and various trusts, and employee benefit plan for which the Bank serves as Trustee, and accounts for which the Bank serves as investment advisor, have the right to receive and/or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: See Item 3 above. CUSIP No. 12488320 Page 6 of 7 Pages Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable. Item 9 NOTICE OF DISSOLUTION OF GROUP: Not Applicable CUSIP No. 12488320 Page 7 of 7 Pages Item 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: as of December 31, 1995 Bankers Trust New York Corp. /s/James T. Byrne, Jr. James T. Byrne, Jr. Secretary Bankers Trust Company, (as Trustee for various trusts and employee benefit plans, and investment advisor) /s/James T. Byrne, Jr. James T. Byrne, Jr. Secretary Bankers Trust International PLC /s/Claire Backhouse Claire Backhouse Secretary BT Holdings, Inc. /s/James T. Byrne, Jr. James T. Byrne, Jr. Secretary EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust New York Corporation to Bankers Trust Company is shown below: Bankers Trust New York Corporation | 100% | Bankers Trust Company EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust New York Corporation to BT Holdings Inc. is shown below: Bankers Trust New York Corporation | 100% | Bankers Trust Company | 100% | BT Holdings, Inc. EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust New York Corporation to Bankers Trust International PLC is shown below: Bankers Trust New York Corporation | 100% | Bankers Trust Company | 100% | Bankers International Corporation | 100% | BT Holdings (Europe) Limited | 100% | BT Holdings (UK) Limited | 100% | Bankers Trust Investments PLC | 100% | Bankers Trust International PLC -----END PRIVACY-ENHANCED MESSAGE-----