-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SwqYv2PGsysRZCf8btEca93JmjFPBJL6/evTp9iWgMViR4k+5nebtgMUFReCn0+7 9BEPoXlXcFtmJWdVLVFuBA== 0000009749-96-000055.txt : 20030213 0000009749-96-000055.hdr.sgml : 20030213 19960214114615 ACCESSION NUMBER: 0000009749-96-000055 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: AMEX SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHRYSLER CORP /DE CENTRAL INDEX KEY: 0000791269 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 382673623 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40079 FILM NUMBER: 96518612 BUSINESS ADDRESS: STREET 1: 12000 CHRYSLER DR CITY: HIGHLAND PARK STATE: MI ZIP: 48288-0001 BUSINESS PHONE: 3139565741 MAIL ADDRESS: STREET 1: 12000 CHRYSLER DRIVE STREET 2: CIMS 416-18-16 CITY: HIGHLAND PARK STATE: MI ZIP: 48288-0001 FORMER COMPANY: FORMER CONFORMED NAME: CHRYSLER HOLDING CORP DATE OF NAME CHANGE: 19860610 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST NEW YORK CORP CENTRAL INDEX KEY: 0000009749 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 136180473 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 280 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122502500 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: BT NEW YORK CORP DATE OF NAME CHANGE: 19671107 SC 13G 1 CHRYSLER CORPORATION 13-G FILING BANKERS TRUST COMPANY One Bankers Trust Plaza New York, New York 10006 Damian P. Reitemeyer Mailing Address: Vice President P.O. Box 318 Telephone: 212-250-9399 Church Street Station New York, NY 10008 February 14, 1996 Securities and Exchange Commission SEC Document Control 450 Fifth Street, N.W. Washington, DC 20549 Attn: Filing Desk Dear Sirs: Re: Filing of Schedule 13G on Chrysler Corporation Pursuant to Rule 13d-1 of the General Rules and Regulations under the Securities Exchange Act of 1934, the following is one copy of the Schedule 13G with respect to the common stock of the above referenced corporation. Please acknowledge your receipt of the Schedule 13G filing submission through the EDGAR-Link System software, by E-Mail confirmation. Sincerely, /s/ Damian P. Reitemeyer Enclosures SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* ____ Chrysler Corporation _______________________________________ NAME OF ISSUER: Common Stock (Par Value $6.25) _______________________________________ TITLE OF CLASS OF SECURITIES 171196108 _______________________________________ CUSIP NUMBER Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 ( Act ) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) CUSIP No. 171196108 Page 1 of 10 Pages 1.NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bankers Trust New York Corporation, its wholly-owned subsidiaries, Bankers Trust Company, (as Trustee for various trusts and employee benefit plans, and investment advisor) and BT Securities Corporation, and its indirectly wholly-owned subsidiaries BT Australia Limited, BT Variable, Inc. 13-6180473 2.CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [X] 3.SEC USE ONLY 4.CITIZENSHIP OR PLACE OF ORGANIZATION Bankers Trust New York Corporation, Bankers Trust Company, BT Securities Corporation, and BT Variable, Inc. are New York Corporations. BT Australia Limited is an Australian company. NUMBER OF 5. SOLE VOTING POWER SHARES Bankers Trust New York Corporation 76,000 shares Bankers Trust Company 19,282,846 shares BT Securities Corporation 52,700 shares BT Variable, Inc. 0 shares BT Australia Limited 1,372,971 shares TOTAL SHARES 20,784,517 BENEFICIALLY 6. SHARED VOTING POWER OWNED BY Bankers Trust New York Corporation 0 shares Bankers Trust Company 300 shares BT Securities Corporation 0 shares BT Variable, Inc. 53,300 shares BT Australia Limited 0 shares TOTAL SHARES 53,600 CUSIP No. 171196108 Page 2 of 10 Pages EACH 7. SOLE DISPOSITIVE POWER REPORTING Bankers Trust New York Corporation 76,000 shares Bankers Trust Company 22,056,552 shares BT Securities Corporation 52,700 shares BT Variable, Inc. 53,300 shares BT Australia Limited 1,372,971 shares TOTAL SHARES 23,611,523 PERSON 8. SHARED DISPOSITIVE POWER WITH Bankers Trust New York Corporation 0 shares Bankers Trust Company 600 shares BT Securities Corporation 0 shares BT Variable, Inc. 0 shares BT Australia Limited 0 shares TOTAL SHARES 600 9.AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Bankers Trust New York Corporation 76,000 shares Bankers Trust Company 22,057,152 shares BT Securities Corporation 52,700 shares BT Variable, Inc. 53,300 shares BT Australia Limited 1,372,971 shares TOTAL SHARES 23,612,123 10.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES * [X] 11.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Bankers Trust New York Corporation 0.0% Bankers Trust Company 5.8% BT Securities Corporation 0.0% BT Variable, Inc. 0.0% BT Australia Limited 0.4% TOTAL 6.2% CUSIP No. 171196108 Page 3 of 10 Pages 12.TYPE OF REPORTING PERSON * Bankers Trust New York Corporation - HC Bankers Trust Company - BK BT Securities Corporation - BD BT Variable, Inc. - IC BT Australia Limited - CO DISCLAIMER OF BENEFICIAL OWNERSHIP THE FILING OF THIS SCHEDULE G STATEMENT SHALL NOT BE CONSTRUED AS AN ADMISSION THAT BANKERS TRUST NEW YORK CORPORATION, BANKERS TRUST COMPANY, AS TRUSTEE (THE BANK ), BT SECURITIES CORPORATION, BT VARIABLE, INC. OR BT AUSTRALIA LIMITED ARE, FOR THE PURPOSE OF SECTION 13(g) OF THE SECURITIES AND EXCHANGE ACT OF 1934, OR FOR ANY OTHER PURPOSE, THE BENEFICIAL OWNER OF THE SECURITIES SET FORTH IN ITEM 4(a)(vi) HEREOF. Item 1(a) NAME OF ISSUER: Chrysler Corporation Item 1(b) ADDRESS OF ISSUER S PRINCIPAL EXECUTIVE OFFICES: 12000 Chrysler Drive Highland Park, MI 48288 Item 2(a) NAME OF PERSON FILING: Bankers Trust New York Corporation, its wholly- owned subsidiaries, Bankers Trust Company (as Trustee for various trusts and employee benefit plans, and investment advisor) and BT Securities Corporation, and its indirectly wholly-owned subsidiaries BT Variable, Inc. and BT Australia Limited CUSIP No. 171196108 Page 4 of 10 Pages Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: Bankers Trust New York Corporation, Bankers Trust Company, BT Securities Corporation, and BT Variable, Inc. are located at 280 Park Avenue, New York, New York 10017. BT Australia Limited is located at Level 40, Australia Square, Sydney NWS 2000 Australia. Item 2(c) CITIZENSHIP: Bankers Trust New York Corporation and Bankers Trust Company (as Trustee for various trusts and employee benefit plans, and investment advisor), BT Securities Corporation, and BT Variable are corporations incorporated in the State of New York with their principal business offices located in New York. BT Australia Limited is an Australia company doing business in Australia. Item 2(d) TITLE OF CLASS OF SECURITIES: Common Stock (Par Value $6.25) of Chrysler Corporation, a Delaware corporation. Item 2(e) CUSIP NUMBER: 171196108 Item 3 THE PERSON FILING IS A: For Bankers Trust New York Corporation, (g) [X] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) For Bankers Trust Company, (b) [X] Bank as defined in section 3(a)(6) of the Act. CUSIP No. 171196108 Page 5 of 10 Pages For BT Securities Corporation (a) [X] Broker or dealer registered under Section 15 of the Act. For BT Variable Inc. (c) [X] Insurance Company as defined in Section 3(a)(19) of the Act. BT Australia Limited is a corporation permitted to report on Schedule 13G in accordance with Securities and Exchange Commission no-action letter to Bankers Trust New York Cooperation dated May 15, 1990 (available May 15, 1990). Item 4 OWNERSHIP: (a) Amount Beneficially Owned: As of December 31, 1995 (i) Bankers Trust New York Corporation was the beneficially owner of 76,000 shares of common stock; (ii) Bankers Trust Company (the Bank ), as Trustee for various trusts and employee benefit plans, and investment advisor, was the beneficial owner of 22,057,152 shares of common stock; (iii)BT Securities Corporation, a wholly-owned subsidiary of Bankers Trust New York Corporation, was the beneficial owner of 52,700 shares of common stock; (iv) BT Variable, Inc., an indirectly wholly-owned subsidiary of Bankers Trust Company was the beneficial owner of 53,300 shares of common stock; CUSIP No. 171196108 Page 6 of 10 Pages (v) BT Australia Limited, an indirectly wholly-owned subsidiary of Bankers Trust Company was the beneficial owner of 1,372,971 shares of common stock; (vi) Bankers Trust Company was the record owner of 4,011,411 shares as Trustee of the Chrysler Retirement Master Trust Plan (the Plan ) with respect to which the bank disclaims beneficial ownership. The Plan states that each Plan participant shall have the right to direct the manner in which shares of common stock shall be voted at all stockholders meetings. The Department of Labor has expressed the view that, under certain circumstances, ERISA may require the Trustee to vote shares which are not allocated to participants accounts and unvoted shares. Since, in the view of the Bank and Bankers Trust New York Corporation, such voting power is merely a residual power based upon the occurrence of an unlikely contingency and is not a sole or shared power to vote the securities, the Bank and Bankers Trust New York Corporation hereby disclaim beneficial ownership of such securities. (b) PERCENT OF CLASS: The common stock described in Item 4(a) above as to which the Bankers Trust New York Corporation acknowledges beneficial ownership constitutes the following: Bankers Trust New York Corporation 0.0% Bankers Trust Company, as Trustee for various trusts and employee benefit plans, and investment advisor, 5.8% BT Securities Corporation 0.0% BT Variable, Inc. 0.0% BT Australia Limited 0.4% TOTAL 6.2% CUSIP No. 171196108 Page 7 of 10 Pages The common stock as to which the Bank and Bankers Trust Corporation disclaim beneficial ownership constitutes 1.0% of the Issuer's outstanding Common Stock. (c) Number of shares as to which the Bank has: (i) sole power to vote or to direct the vote- Bankers Trust New York Corporation 76,000 shares Bankers Trust Company 19,282,846 shares BT Securities Corporation 52,700 shares BT Variable, Inc. 0 shares BT Australia Limited 1,372,971 shares TOTAL SHARES 20,784,517 (ii) shared power to vote or to direct the vote - Bankers Trust New York Corporation 0 shares Bankers Trust Company 300 shares BT Securities Corporation 0 shares BT Variable, Inc. 53,300 shares BT Australia Limited 0 shares TOTAL SHARES 53,600 (iii) sole power to dispose or to direct the disposition of - Bankers Trust New York Corporation 76,000 shares Bankers Trust Company 22,056,552 shares BT Securities Corporation 52,700 shares BT Variable, Inc. 53,300 shares BT Australia Limited 1,372,971 shares TOTAL SHARES 23,611,523 (iv) shared power to dispose or to direct the disposition of - Bankers Trust New York Corporation 0 shares Bankers Trust Company 600 shares BT Securities Corporation 0 shares BT Variable, Inc. 0 shares BT Australia Limited 0 shares TOTAL SHARES 600 CUSIP No. 171196108 Page 8 of 10 Pages Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: [] Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: The Issuer s Plan, and various trusts, and employee benefit plan for which the Bank serves as Trustee, and accounts for which the Bank serves as investment advisor, have the right to receive and/or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: See Item 3 above. Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. Item 9 NOTICE OF DISSOLUTION OF GROUP: Not Applicable CUSIP No. 171196108 Page 9 of 10 Pages Item 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: as of December 31, 1995 Signature: Bankers Trust New York Corporation By: /s/James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary Signature: Bankers Trust Company, as Trustee for various trusts, and employee benefit plans, and investment advisor. By: /s/James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary CUSIP No. 171196108 Page 10 of 10 Pages Signature: BT Securities Corporation By: /s/ Thomas Quane Name: Thomas Quane Title: Managing Director Signature: BT Variable, Inc. By: /s/Myles Tashman Name: Myles Tashman Title: Secretary Signature: BT Australia Limited By: /s/Cheryl Williams Name: Cheryl Williams Title: Secretary EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust New York Corporation to Bankers Trust Company is shown below: Bankers Trust New York Corporation | 100% | Bankers Trust Company EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust New York Corporation to Bankers Trust Company and BT Securities Corporation is shown below: Bankers Trust New York Corporation | ______________________________________________ | | | | Bankers Trust Company BT Securities Corporation EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust New York Corporation to BT Variable, Inc. is shown below: Bankers Trust New York Corporation | 100% | Bankers Trust Company | 100% | Whitewood Properties Corp | 100% | BT Variable, Inc. EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust New York Corporation to BT Australia Limited is shown below: Bankers Trust New York Corporation | 100% | Bankers Trust Company | 100% | Bankers International Corporation | 100% | B.T. International (Delaware), Inc. | 100% | BT Foreign Investment Corporation | 100% | BT Investments (Australia) Limited | 100% | Bankers Trust Australia Limited | 100% | BT Australia Limited -----END PRIVACY-ENHANCED MESSAGE-----