-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QWB5Y6gdamE8jS7i4SyBxYs4H4OpWWFj10GuvxqjQex0GSKI8OkMCkw4/H52ahr1 WZlhfzaWZrrF0nxqPULwjQ== 0000009749-96-000042.txt : 20030213 0000009749-96-000042.hdr.sgml : 20030213 19960214112312 ACCESSION NUMBER: 0000009749-96-000042 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: AMEX SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL MOTORS CORP CENTRAL INDEX KEY: 0000040730 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 380572515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37025 FILM NUMBER: 96518520 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153-0075 BUSINESS PHONE: 3135565000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST NEW YORK CORP CENTRAL INDEX KEY: 0000009749 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 136180473 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 280 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122502500 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: BT NEW YORK CORP DATE OF NAME CHANGE: 19671107 SC 13G 1 GENERAL MOTORS CORPORATION 13-G FILING BANKERS TRUST COMPANY One Bankers Trust Plaza New York, New York 10006 Damian P. Reitemeyer Mailing Address: Vice President P.O. Box 318 Telephone: 212-250-4599 Church Street Station New York, NY 10008 February 14, 1996 Securities and Exchange Commission SEC Document Control 450 Fifth Street, N.W. Washington, DC 20549 Attn: Filing Desk Dear Sirs: Re: Filing of Schedule 13G on General Motors Corporation Pursuant to Rule 13d-1 of the General Rules and Regulations under the Securities Exchange Act of 1934, the following is one copy of the Schedule 13G with respect to the common stock of the above referenced corporation. Please acknowledge your receipt of the Schedule 13G filing submission through the EDGAR-Link System software, by E-Mail confirmation. Sincerely, /s/ Damian P. Reitemeyer Enclosures SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* ____ General Motors Corporation _______________________________________ NAME OF ISSUER: Common Stock (Par Value $1.67) _______________________________________ TITLE OF CLASS OF SECURITIES 370442105 _______________________________________ CUSIP NUMBER Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 9 Pages CUSIP No. 370442105 Page 2 of 9 Pages 1.NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bankers Trust New York Corporation and its wholly-owned subsidiary, Bankers Trust Company, As Trustee for various trusts and employee benefit plans, and investment advisor, and its indirectly wholly-owned subsidiary, Bankers Trust International PLC 13-6180473 2.CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [X] 3.SEC USE ONLY 4.CITIZENSHIP OR PLACE OF ORGANIZATION Both Bankers Trust New York Corporation and Bankers Trust Company are New York Corporations; Bankers Trust International PLC is a London corporation NUMBER OF 5. SOLE VOTING POWER SHARES Bankers Trust New York Corporation 29,500 shares Bankers Trust Company 34,619,972 shares Bankers Trust International PLC 89,000 shares 34,738,472 shares BENEFICIALLY 6. SHARED VOTING POWER OWNED BY Bankers Trust New York corporation 0 shares Bankers Trust Company 74,678 shares Bankers Trust International PLC 0 shares 74,678 shares EACH 7. SOLE DISPOSITIVE POWER REPORTING Bankers Trust New York corporation 29,500 shares Bankers Trust Company 39,682,468 shares Bankers Trust International PLC 89,000 shares 39,800,968 shares CUSIP No. 370442105 Page 3 of 9 Pages PERSON 8. SHARED DISPOSITIVE POWER WITH Bankers Trust New York corporation 0 shares Bankers Trust Company 82,453 shares Bankers Trust International PLC 0 shares 82,453 shares 9.AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Bankers Trust New York corporation 29,500 shares Bankers Trust Company 39,764,921 shares Bankers Trust International PLC 89,000 shares 39,883,421 shares 10.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES * X 11.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Bankers Trust New York corporation 0.0% Bankers Trust Company 5.3% Bankers Trust International PLC 0.0% 5.3% 12.TYPE OF REPORTING PERSON * Bankers Trust New York Corporation - HC Bankers Trust Company - BK Bankers Trust International PLC - CO CUSIP No. 370442105 Page 4 of 9 Pages DISCLAIMER OF BENEFICIAL OWNERSHIP THE FILING OF THIS SCHEDULE G STATEMENT SHALL NOT BE CONSTRUED AS AN ADMISSION THAT BANKERS TRUST NEW YORK CORPORATION OR BANKERS TRUST COMPANY, AS TRUSTEE (THE BANK) OR BANKERS TRUST INTERNATIONAL PLC (BTI) IS,FOR THE PURPOSE OF SECTION 13(g) OF THE SECURITIES AND EXCHANGE ACT OF 1934, OR FOR ANY OTHER PURPOSE, THE BENEFICIAL OWNER OF THE SECURITIES SET FORTH IN ITEM 4(a)(ii) HEREOF. Item 1(a) NAME OF ISSUER: General Motors Corporation Item 1(b) ADDRESS OF ISSUERS PRINCIPAL EXECUTIVE OFFICES: GM Building 767 Fifth Avenue New York, NY 10153-0075 Item 2(a) NAME OF PERSON FILING: Bankers Trust New York Corporation, and its wholly-owned subsidiary, Bankers Trust Company, As Trustee for various trusts, and employee benefit plans, and investment advisor, and its indirect wholly-owned subsidiary, Bankers Trust International PLC. Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 280 Park Avenue New York, New York 10017 Item 2(c) CITIZENSHIP: Bankers Trust New York Corporation and Bankers Trust Company, As Trustee for various trusts, and employee benefit plans, and investment advisor, are both corporations incorporated in the State of New York with their principal business offices located in New York; Bankers Trust International PLC is incorporated in England with its principal business office located in London. CUSIP No. 370442105 Page 5 of 9 Pages Item 2(d) TITLE OF CLASS OF SECURITIES: Common Stock (Par Value $1.67) of General Motors Corporation, a Delaware corporation. Item 2(e) CUSIP NUMBER: 370442105 Item 3 THE PERSON FILING IS A: For Bankers Trust New York Corporation, (g) [X] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) For Bankers Trust Company, and Bankers Trust International PLC (b) [X] Bank as defined in section 3(a)(6) of the Act. Item 4 OWNERSHIP: As of December 31, 1994 (a) Amount Beneficially Owned: (i) Bankers Trust New York corporation 29,500 shares Bankers Trust Company 39,764,921 shares Bankers Trust International PLC 89,000 shares 39,883,421 shares (ii) Bankers Trust Company was also the record owner of 650,892 shares held by the Bank as Trustee of the GM Savings Stock Purchase Program for Salaried employees in the U.S.,Personal Savings Plan for Hourly employees in the U.S., Salaried and Hourly Rate Employees Retirement Plans, and Hughes Aircraft Company Master Retirement Trust (the Plan) with respect to which the bank disclaims beneficial ownership. CUSIP No. 370442105 Page 6 of 9 Pages The Plan states that each Plan participant shall have the right to direct the manner in which shares of common stock shall be voted at all stockholders meetings. The Department of Labor has expressed the view that, under certain circumstances, ERISA may require the Trustee to vote shares which are not allocated to participants accounts and unvoted shares. Since, in the view of the Bank, BTI and Bankers Trust New York Corporation, such voting power is merely a residual power based upon the occurrence of an unlikely contingency and is not a sole or shared power to vote the securities, the Bank, BTI and Bankers Trust New York Corporation hereby disclaim beneficial ownership of such securities. (b) PERCENT OF CLASS: The common stock described in Item 4(a) above as to which the Bank and BTI acknowledges beneficial ownership constitutes the following percentages: Bankers Trust New York corporation 0.0% Bankers Trust Company 5.3% Bankers Trust International PLC 0.0% 5.3% The Common Stock as to which the Bank and BTI disclaims beneficial ownership constitutes 0.0% of the Issuers outstanding Common Stock. (c) Number of shares as to which the Bank has: (i) sole power to vote or to direct the vote - Bankers Trust New York corporation 29,500 shares Bankers Trust Company 34,619,972 shares Bankers Trust International PLC 89,000 shares 34,738,472 shares CUSIP No. 370442105 Page 7 of 9 Pages (ii) shared power to vote or to direct the vote - Bankers Trust New York corporation 0 shares Bankers Trust Company 74,678 shares Bankers Trust International PLC 0 shares 74,678 shares (iii)sole power to dispose or to direct the disposition of - Bankers Trust New York corporation 29,500 shares Bankers Trust Company 39,682,468 shares Bankers Trust International PLC 89,000 shares 39,800,968 shares (iv) shared power to dispose or to direct the disposition of - Bankers Trust New York corporation 0 shares Bankers Trust Company 82,453 shares Bankers Trust International PLC 0 shares 82,453 shares Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: [] Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: The Issuers Plan, and various trusts, and employee benefit plans for which the Bank serves as Trustee, and accounts for which the Bank serves as investment advisor and BTI, have the right to receive and/or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: See Item 3 above. CUSIP No. 370442105 Page 8 of 9 Pages Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. Item 9 NOTICE OF DISSOLUTION OF GROUP: Not Applicable CUSIP No. 370442105 Page 9 of 9 Pages Item 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: as of December 31, 1995 Signature: Bankers Trust New York Corporation By: /s/James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary Signature: Bankers Trust Company, As Trustee for various trusts, and employee benefit plans, and investment advisor. By: /s/James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary Signature: Bankers Trust International, PLC /s/Claire Backhouse By: Claire Backhouse Title: Secretary EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust New York Corporation to Bankers Trust Company is shown below: Bankers Trust New York Corporation | 100% | Bankers Trust Company EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust New York Corporation to Bankers Trust International PLC is shown below: Bankers Trust New York Corporation | 100% | Bankers Trust Company | 100% | Bankers International Corporation | 100% | BT Holdings (Europe) Limited | 100% | Bankers Trust Holdings (UK) Limited | 100% | Bankers Trust Investments PLC | 100% | Bankers Trust International PLC -----END PRIVACY-ENHANCED MESSAGE-----