-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, JB8I2m4Fd07uFL5dQcs+bPaBuVVlAtxOehKdycK+xTxHdSrzZ5Fx6Og2qZfca0Em Iq1y14yXprxGDVBFFDf2Eg== 0000009749-94-000015.txt : 19940215 0000009749-94-000015.hdr.sgml : 19940215 ACCESSION NUMBER: 0000009749-94-000015 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CINCINNATI MILACRON INC /DE/ CENTRAL INDEX KEY: 0000716823 STANDARD INDUSTRIAL CLASSIFICATION: 3541 IRS NUMBER: 311062125 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 34 SEC FILE NUMBER: 005-13137 FILM NUMBER: 94507346 BUSINESS ADDRESS: STREET 1: 4701 MARBURG AVE CITY: CINCINNATI STATE: OH ZIP: 45209 BUSINESS PHONE: 5138418100 MAIL ADDRESS: STREET 1: 4701 MARBURG AVE CITY: CINCINNATI STATE: OH ZIP: 45209 FORMER COMPANY: FORMER CONFORMED NAME: CINCINNATI MILACRON HOLDINGS INC DATE OF NAME CHANGE: 19830503 FORMER COMPANY: FORMER CONFORMED NAME: CINCINNATI MILLING MACHINE CO DATE OF NAME CHANGE: 19600201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST NEW YORK CORP CENTRAL INDEX KEY: 0000009749 STANDARD INDUSTRIAL CLASSIFICATION: 6022 IRS NUMBER: 136180473 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 280 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122502500 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: BT NEW YORK CORP DATE OF NAME CHANGE: 19671107 SC 13G/A 1 CINCINNATI MILACRON INC SC 13G/A - 1993 BANKERS TRUST COMPANY One Bankers Trust Plaza New York, New York 10006 Don R. De Souza Mailing Address: Vice President P.O. Box 318 Telephone: 212-250-2216 Church Street Station New York, NY 10008 February 11, 1994 Securities and Exchange Commission SEC Document Control 450 Fifth Street, N.W. Washington, DC 20549 Attn: Filing Desk Dear Sirs: Re: Filing of Schedule 13G on Cincinnati Milacron, Inc. Pursuant to Rule 13d-1 of the General Rules and Regulations under the Securities Exchange Act of 1934, the following is one copy of the Schedule 13G with respect to the common stock of the above referenced corporation. Please acknowledge your receipt of the Schedule 13G filing submission through the EDGAR-Link System software, by E-Mail confirmation. Sincerely, /s/Don R. De Souza Enclosures SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ____ Cincinnati Milacron, Inc. _______________________________________ NAME OF ISSUER: Common Stock _______________________________________ TITLE OF CLASS OF SECURITIES 172172108 _______________________________________ CUSIP NUMBER Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages CUSIP No. 172172108 Page 2 of 5 Pages 1.NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bankers Trust New York Corporation and its wholly-owned subsidiary, Bankers Trust Company, and its indirect, wholly owned subsidiary, BT Financial Services Limited 2.CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [ ] 3.SEC USE ONLY 4.CITIZENSHIP OR PLACE OF ORGANIZATION Bankers Trust New York Corporation and Bankers Trust Company are New York corporations; BT Financial Services Limited is an Australian corporation. NUMBER OF 5. SOLE VOTING POWER SHARES Not applicable. BENEFICIALLY 6. SHARED VOTING POWER OWNED BY Not applicable. EACH 7. SOLE DISPOSITIVE POWER REPORTING Not applicable. PERSON 8. SHARED DISPOSITIVE POWER WITH Not applicable. 9.AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Not applicable. 10.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES * Not applicable. 11.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Not applicable. 12.TYPE OF REPORTING PERSON * Bankers Trust New York Corporation - HC; Bankers Trust Company-BK; BT Financial Services Limited - CO 3 Item 1(a) NAME OF ISSUER: Cincinnati Milacron, Inc. Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 4701 Marburg Avenue Cincinnati, Ohio 45209 Item 2(a) NAME OF PERSON FILING: Bankers Trust New York Corporation, its wholly-owned subsidiary, Bankers Trust Company, as Trustee for various Employee Benefit Plans, and its indirect wholly-owned subsidiary, BT Financial Services Limited, as Investment Manager for various Trusts Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: Bankers Trust New York Corporation and Bankers Trust Company are located at 280 Park Avenue, New York, New York 10017; BT Financial Services Limited is located at Level 38, Australia Square, Sydney NSW 2000 Australia Item 2(c) CITIZENSHIP: Bankers Trust New York Corporation and Bankers Trust Company are incorporated in the State of New York with their principal business offices located in New York; BT Financial Services Limited is an Australian company doing business in Australia. Item 2(d) TITLE OF CLASS OF SECURITIES: Common Stock (par value $1.00 U.S.) of Cincinnati Milacron, Inc. Item 2(e) CUSIP NUMBER: 172172108 Item 3 THE PERSON FILING IS A: For Bankers Trust New York Corporation, (g) [X] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) For Bankers Trust Company, (b) [X] Bank as defined in Section 240.13d-1(b)(ii)(G) BT Financial Services Limited is a corporation permitted to report on Schedule 13G in accordance with Securities and Exchange Commission no-action letter to Bankers Trust New York Corporation dated May 15, 1990 (avail. May 15, 1990). 4 Item 4 OWNERSHIP: Not Applicable. Item 5 OWNERSHIP OF FIVE PERCENT OF LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable. Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: See Item 3 above and Exhibit to Item 7. Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. Item 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable. Item 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: as of December 31, 1993 Signature: BANKERS TRUST NEW YORK CORPORATION /s/James T. Byrne, Jr. By: James T. Byrne, Jr. Title: Secretary Signature: BANKERS TRUST COMPANY /s/Don R. De Souza By: Don R. De Souza Title: Vice President Signature: BT FINANCIAL SERVICES LIMITED, as Investment Manager for various Trusts /s/Tim C. Bishop By: Tim C. Bishop Title: Company Secretary EXHIBIT TO ITEM 7 Bankers Trust New York Corporation is classified as a holding company.* Bankers Trust Company is a wholly owned direct subsidiary of Bankers Trust New York Corporation and is classified as a bank. BT Financial Services Limited is an indirect subsidiary of Bankers Trust Company and is classified as a corporation. The chain of ownership from Bankers Trust New York Corporation to BT Financial Services Limited is shown below. BT Financial Services Limited is a discretionary investment management corporation. Bankers Trust New York Corporation | 100% | Bankers Trust Company | 100% | Bankers International Corporation | 100% | B.T. International (Delaware), Inc. | 100% | BT Foreign Investment Corporation | 100% | BT Investments (Australia) Limited | 100% | Bankers Trust Australia Limited | 100% | BT Australia Limited | 100% | BT Financial Services Limited *Bankers Trust New York Corporation has received from the Securities and Exchange Commission a no-action letter dated May 15, 1990 (avail. May 15, 1990) permitting it to report securities held by its foreign subsidiaries on Schedule 13G. -----END PRIVACY-ENHANCED MESSAGE-----