-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V+WSJZD1PvYuQ5o4J5mfCRm6ANTAkZ767FAaHbIT/KJKTubp2rY+hIdLZLEZwYKm L1bRIevo0I6J93i5vkCmhw== 0001047469-98-003467.txt : 19980205 0001047469-98-003467.hdr.sgml : 19980205 ACCESSION NUMBER: 0001047469-98-003467 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980204 SROS: AMEX FILER: COMPANY DATA: COMPANY CONFORMED NAME: TDS CAPITAL II CENTRAL INDEX KEY: 0001047998 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: SEC FILE NUMBER: 001-13853 FILM NUMBER: 98521259 BUSINESS ADDRESS: STREET 1: 8401 GREENWAY BLVD CITY: MIDDLETON STATE: WI ZIP: 53562 BUSINESS PHONE: 6088288300 MAIL ADDRESS: STREET 1: 8401 GREENWAY BLVD CITY: MIDDLETON STATE: WI ZIP: 53562-8010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC CENTRAL INDEX KEY: 0000096966 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 362669023 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: SEC FILE NUMBER: 001-13853-01 FILM NUMBER: 98521260 BUSINESS ADDRESS: STREET 1: 8401 GREENWAY BLVD STREET 2: PO BOX 628010 CITY: MIDDLETON STATE: WI ZIP: 535628010 BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60602 FORMER COMPANY: FORMER CONFORMED NAME: TELEPHONE SYSTEMS INC STOCK OPTION PLANS DATE OF NAME CHANGE: 19741118 FORMER COMPANY: FORMER CONFORMED NAME: TELEPHONE SYSTEMS INC DATE OF NAME CHANGE: 19740509 8-A12B 1 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------------- FORM 8-A FOR REGISTRATION OF SECURITIES OF CERTAIN SUCCESSOR ISSUERS FILED PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TDS CAPITAL II (Exact name of Registrant as specified in its Certificate of Trust) DELAWARE 36-7208942 (State of incorporation or organization) (I.R.S. Employer Identification No.) c/o Telephone and Data Systems, Inc. 30 North LaSalle Street Chicago, Illinois 60602 (Address of principal executive offices) (Zip Code) TELEPHONE AND DATA SYSTEMS, INC. (Exact name of registrant as specified in its Articles of Incorporation, as amended) IOWA 36-2669023 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 30 North LaSalle Street Chicago, Illinois 60602 (Address of principal executive offices) (Zip Code) If this Form relates to the registration of a class of debt securities and is effective upon filing pursuant to General Instruction A(c)(1), please check the following box. / / If this Form relates to the registration of a class of debt securities and is to become effective simultaneously with the effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A(c)(2), please check the following box. / / Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class to be registered ------------------- ------------------------------------ TDS Capital II _____% The American Stock Exchange, Inc. Preferred Securities (and the Guarantee with respect thereto) Securities to be registered pursuant to Section 12(g) of the Act: NONE (Title of Class) INFORMATION REQUIRED IN REGISTRATION STATEMENT DESCRIPTION OF SECURITIES ITEM 1. Description of Registrants' Securities to be Registered The securities to be registered hereby are % Preferred Securities (the "Preferred Securities"), of TDS Capital II, a Delaware statutory business trust. The Preferred Securities represent undivided beneficial interests in the assets of TDS Capital II and are guaranteed by Telephone and Data Systems, Inc., an Iowa corporation, to the extent set forth in the form of the Preferred Securities Guarantee Agreement by Telephone and Data Systems, Inc. to The First National Bank of Chicago, as Guarantee Trustee. The form of Preferred Securities Guarantee is included as Exhibit 4.4 to the Registration Statement on Form S-3 (the "Registration Statement") of Telephone and Data Systems, Inc., TDS Capital I, TDS Capital II and TDS Capital III (Registration No. 333-38355) filed with the Securities and Exchange Commission on October 21, 1997 and declared effective on October 29, 1997. The particular terms of the Preferred Securities and the Preferred Securities Guarantee are described in the Prospectus which forms a part of the Registration Statement. The Prospectus and the form of Preferred Securities Guarantee are incorporated by reference herein as set forth in Item 2 below. EXHIBIT SCHEDULES ITEM 2. Exhibits The Preferred Securities described herein are to be registered on the American Stock Exchange, Inc., on which no other securities of TDS Capital II are registered. Accordingly, the following Exhibits required in accordance with Part II to the Instructions as to Exhibits to Form 8-A have been duly filed with the American Stock Exchange, Inc. Each Exhibit was previously filed with the Securities and Exchange Commission and is incorporated herein by reference. 1. The form of Prospectus Supplement and the Prospectus pertaining to the offer and sale of the Preferred Securities (filed pursuant to Rule 424 (b) (2) of the Securities Act of 1933, as amended) 2. Form of Certificate of Trust for TDS Capital II (filed as exhibit 4.1 to the Registration Statement) 3. Form of Declaration of Trust for TDS Capital II (filed as exhibit 4.2 to the Registration Statement) 4. Form of Amended and Restated Declaration of Trust for TDS Capital II (filed as exhibit 4.3 to the Registration Statement) 5. Form of Preferred Securities Guarantee Agreement by TDS and The First National Bank of Chicago, as Guaranty Trustee for the benefit of the holders of Trust Preferred Securities of TDS Capital II (filed as exhibit 4.4 to the Registration Statement) 6. Form of Subordinated Indenture between TDS and The First National Bank of Chicago, as Trustee (including form of Subordinated Debenture) (filed as exhibit 4.5 to the Registration Statement) 7. Form of Supplemental Indenture to be used in connection with the issuance of each series of Subordinated Debentures (filed as exhibit 4.6 to the Registration Statement) SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, each of the Registrants has caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. TDS CAPITAL II By: Telephone and Data Systems, Inc. as Sponsor and Guarantor of Guarantee By: /s/ Murray L. Swanson --------------------------------------------- Murray L. Swanson Executive Vice President-Finance & Chief Financial Officer TELEPHONE AND DATA SYSTEMS, INC. By: /s/ Murray L. Swanson --------------------------------------------- Murray L. Swanson Executive Vice President-Finance & Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----