-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, TAcijAX6QTtw6zLGfWz4wrpr9P/hkqPOJ1UWD4gFO6aZmHW8G5FsHO20Fe3GGQvP UCXFmKRxINDzQPTYgkaLOg== 0000913115-94-000002.txt : 19940216 0000913115-94-000002.hdr.sgml : 19940216 ACCESSION NUMBER: 0000913115-94-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940215 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC CENTRAL INDEX KEY: 0000096966 STANDARD INDUSTRIAL CLASSIFICATION: 4813 IRS NUMBER: 362669023 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 34 SEC FILE NUMBER: 005-14157 FILM NUMBER: 94508700 BUSINESS ADDRESS: STREET 1: 30 N LASALLE ST STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: 301 S. WESTFIELD RD STREET 2: PO BOX 5158 CITY: MADISON STATE: WI ZIP: 53705-0158 FORMER COMPANY: FORMER CONFORMED NAME: TELEPHONE SYSTEMS INC STOCK OPTION PLANS DATE OF NAME CHANGE: 19741118 FORMER COMPANY: FORMER CONFORMED NAME: TELEPHONE SYSTEMS INC DATE OF NAME CHANGE: 19740509 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC VOTING TRUST 1989 CENTRAL INDEX KEY: 0000913115 STANDARD INDUSTRIAL CLASSIFICATION: 0000 IRS NUMBER: 366125594 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O TELEPHONE & DATA SYSTEMS INC STREET 2: 301 S WESTFIELD ROAD CITY: MADISON STATE: WI ZIP: 53705-0158 BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: 30 N LASALLE STREET STREET 2: SUITE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 SC 13G 1 SCHEDULE 13G ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per form . . . . 14.90 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amended and Restated Schedule and Initial Schedule 13G via EDGAR)* Telephone and Data Systems, Inc. ______________________________________________________________ (Name of Issuer) Common Shares, $1.00 par value ______________________________________________________________ (Title of Class of Securities) 87943310 ______________________________________________________________ (CUSIP Number) Check the following box if a fee is being paid with the statement . (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2/92) Page 1 of 8 13G CUSIP No. 87943310 Page 2 of 8 Pages ------------------ --- --- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LeRoy T. Carlson, Jr. Letitia G. Carlson Walter C.D. Carlson ###-##-#### ###-##-#### ###-##-#### Donald C. Nebergall Melanie J. Heald ###-##-#### ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) X (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER - 6,238,554.9 - This amount consists of Series A Common Shares which have NUMBER OF ten votes per share on all matters and are SHARES convertible on a share-for-share basis into BENEFICIALLY Common Shares, and are held by the reporting OWNED BY persons as trustees of a Voting Trust (see Item EACH 2 for further explanation). REPORTING PERSON WITH 6 SHARED VOTING POWER -0- 7 SOLE DISPOSITIVE POWER Same as 6. 8 SHARED DISPOSITIVE POWER Same as 6. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Same as 6. 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* N/A 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) - Reporting persons beneficially own approximately 90.7% of the Series A Common Shares of the Issuer, representing approximately 12.3% of the Issuer's outstanding classes of Common Shares and 55.3% of the Issuer's voting power. 12 TYPE OF REPORTING PERSON* OO *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 8 Pages Schedule 13G Issuer: Telephone and Data Systems, Inc. Page 3 of 8 Item 1. (a) Name of Issuer: --------------- Telephone and Data Systems, Inc. (b) Address of Issuers's Principal Executive Offices: ------------------------------------------------ 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 Item 2. LeRoy T. Carlson, Jr., Walter C.D. Carlson, Letitia G. Carlson, Melanie J. Heald and Donald C. Nebergall (the "Voting Trust Trustees") as Trustees of the voting trust (the "Voting Trust") are filing this Schedule 13G concerning their direct beneficial ownership of the Issuer. The following sets forth Items 2(a) through 2(e) for each of the filing persons. (a) Name of Person Filing: --------------------- LeRoy T. Carlson, Jr. (b) Address of Principal Business Office: ------------------------------------ Telephone and Data Systems, Inc. 30 North LaSalle Street Suite 4000 Chicago, Illinois 60602 (c) Citizenship: ----------- United States (d) Title of Class of Securities: ---------------------------- Common Shares, $1.00 par value. (e) CUSIP Number: ------------ 87943310 -------------------------- 1 The Voting Trust holds Series A Common Shares of Telephone and Data Systems, Inc. and was created to facilitate long-standing relationships among the trustees' certificate holders. Under the terms of the Voting Trust, the trustees hold and vote the Series A Common Shares of Telephone and Data Systems, Inc. held in the trust. Schedule 13G Issuer: Telephone and Data Systems, Inc. Page 4 of 8 II. (a) Name of Person Filing: --------------------- Walter C.D. Carlson (b) Address of Principal Business Office: ------------------------------------ Sidley & Austin One First National Plaza Chicago, Illinois 60603 (c) Citizenship: ----------- United States (d) Title of Class of Securities: ---------------------------- Common Shares, $1.00 par value. (e) CUSIP Number: ------------ 87943310 III. (a) Name of Person Filing: --------------------- Letitia G. Carlson (b) Address of Principal Business Office: ------------------------------------ 2150 Pennsylvania Avenue, N.W. Washington, D.C. 20037 (c) Citizenship: ----------- United States (d) Title of Class of Securities: ---------------------------- Common Shares, $1.00 par value. (e) CUSIP Number: ------------ 87943310 Schedule 13G Issuer: Telephone and Data Systems, Inc. Page 5 of 8 IV. (a) Name of Person Filing: --------------------- Melanie J. Heald (b) Address of Principal Business Office: ------------------------------------ 7410 Longmeadow Road Madison, Wisconsin 53717 (c) Citizenship: ----------- United States (d) Title of Class of Securities: ---------------------------- Common Shares, $1.00 par value. (e) CUSIP Number: ------------ 87943310 V. (a) Name of Person Filing: --------------------- Donald C. Nebergall (b) Address of Principal Business Office: ------------------------------------ 2919 Apple Wood Place, N.E. Cedar Rapids, Iowa 52402 (c) Citizenship: ----------- United States (d) Title of Class of Securities: ---------------------------- Common Shares, $1.00 par value. (e) CUSIP Number: ------------ 87943310 Schedule 13G Issuer: Telephone and Data Systems, Inc. Page 6 of 8 Item 3. (a) - (h) Not Applicable. Item 4. Ownership --------- (a) Amount Beneficially Owned as of December 31, 1993: ------------------------------------------------- See cover page, row 9. (b) Percent of Class: ---------------- See cover page, row 11. (c) Number of shares as to which such person has: -------------------------------------------- (i) Sole power to vote or to direct the vote: See cover page, row 5. (ii) Shared power to vote or to direct the vote: See cover page, row 6. (iii) Sole power to dispose or to direct the disposition of: See cover page, row 7. (iv) Shared power to dispose or to direct the disposition of: See cover page, row 8. Item 5. Ownership of Five Percent or Less of a Class. -------------------------------------------- Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. ------------------------------------------------ Not Applicable. Schedule 13G Issuer: Telephone and Data Systems, Inc. Page 7 of 8 Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company. -------------------------------------------------- Not Applicable. Item 8. Identification and Classification of Members of the Group. -------------------------------------------------- Not Applicable. Item 9. Notice of Dissolution of Group. ------------------------------- Not Applicable. * * * * * Schedule 13G Issuer: Telephone and Data Systems, Inc. Page 8 of 8 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1994 ------------------------------------ /s/ LeRoy T. Carlson, Jr. ------------------------------------ LeRoy T. Carlson, Jr. Title: A Trustee of the Voting Trust Signature page for Amended and Restated Schedule 13G relating to the direct beneficial ownership in the Common Shares of Telephone and Data Systems, Inc. by the Voting Trust. -----END PRIVACY-ENHANCED MESSAGE-----