EX-1.01 2 tfx2023531-exhibit1011.htm EX-1.01 Document
Exhibit 1.01
Teleflex Incorporated
Conflict Minerals Report
For the Year Ended December 31, 2022



This Conflict Minerals Report of Teleflex Incorporated (herein referred to as “we,” “us,” “our,” “Teleflex” or the “Company”) for the reporting period from January 1, 2022 to December 31, 2022 (the “2022 Report Year”) is provided pursuant to the requirements of Rule 13p-1 under the Securities Exchange Act of 1934, as amended, (the “Rule”). This report is not audited.

Conflict minerals are commonly referred to as "3TG": columbite-tantalite (the metal ore from which tantalum is extracted); cassiterite (the metal ore from which tin is extracted); wolframite (the metal ore from which tungsten is extracted); gold; or their derivatives.

The information contained in any website referenced herein is not incorporated by reference into this report.

1. Company Overview

Teleflex is a global provider of medical technology products that enhance clinical benefits, improve patient and provider safety and reduce total procedural costs. We primarily design, develop, manufacture and supply single-use medical devices used by hospitals and healthcare providers for common diagnostic and therapeutic procedures in critical care and surgical applications. We market and sell our products to hospitals and healthcare providers worldwide through a combination of our direct sales force and distributors. Our products include the following:
Vascular Access. Our vascular access products, which are primarily catheters, catheter navigation and tip positioning systems and intraosseous, or in the bone, access systems, facilitate a variety of critical care therapies.
Interventional. Our interventional products include a variety of coronary catheters, structural heart support devices, peripheral intervention products and a mechanical circulatory support platform as well as capital equipment and other products used by interventional cardiologists, interventional radiologists, and vascular surgeons.
Anesthesia. Our anesthesia portfolio includes a variety of airway, pain management and hemostatic products lines.
Surgical. Our surgical products are predominantly comprised of metal and polymer ligation clips, fascial closure and percutaneous surgical systems and other surgical instruments used in a variety of surgical procedures.
Interventional Urology. Our interventional urology product category includes the UroLift System, a minimally invasive technology for treating lower urinary tract symptoms due to benign prostatic hyperplasia, or BPH.
Respiratory. Our respiratory products are used in a variety of care settings and include humidifcation and oxygen therapy products.
Urology. Our urology product portfolio provides bladder management for patients in the hospital and individuals in the home care markets and includes catheters (including Foley and intermittent), urine collectors, catheterization accessories and products for operative endourology.
OEM. Our OEM division designs, manufactures and supplies custom components and instruments for other medical device manufacturers including custom extrusions, micro-diameter film-cast tubing, diagnostic and interventional catheters, balloons and balloon catheters, film-insulated fine wire, coated mandrel wire, conductors, sheath/dilator introducers, specialized sutures and performance fibers, bioabsorbable sutures, yarns and resins.





2. Supply Chain Overview

We purchase the materials, components and finished goods that are necessary to the functionality or production of products we manufacture or contract to manufacture (which are collectively referred to in this report as “purchased materials”) from a large number of suppliers in diverse geographic locations. As a purchaser, we are several steps removed in the supply chain from the actual mining and processing of minerals that are in the purchased materials used for our products. Given the complexity of our supply chain, we rely on our suppliers to provide information pertinent to the origin of the 3TG contained in purchased materials supplied to us, including sources of 3TG that are provided to our direct suppliers by other suppliers in earlier stages of the supply chain. A large number of our direct suppliers and their suppliers are not subject to Securities and Exchange Commission (“SEC”) regulations; therefore, our ability to obtain information responsive to the Rule’s requirements is subject to the cooperation of these suppliers.

3. Description of Reasonable Country of Origin Inquiry Efforts

Our reasonable country of origin inquiry (“RCOI”) was designed to facilitate our collection of conflict minerals data from our direct suppliers with respect to our products. Our RCOI efforts followed a process that was developed by our Conflict Minerals Team (as described in the “Due Diligence” section of this report), with the assistance of our third party conflict minerals consultant (which is referred to in this report as our “CM Consultant”), and after review of certain cross-industry information and selected published guidelines.

The process we implemented for RCOI conflict minerals data collection generally included, but was not limited to, the following measures:
1.In 2022, we reviewed the products that we manufacture or contract to manufacture to identify the potential presence of 3TG. The review utilized information that we compiled in prior years that was derived from examination of bills of material and utilization of scanner technology (which analyzes the element composition of certain of our products), and, where necessary, by contacting some of our suppliers to obtain additional information regarding product content. We also referenced the results of our prior year RCOIs. Based on our review, we determined that 3TG is or may be contained in certain of our products, primarily those containing electronics, resins or metals (the “Potential 3TG Products”). As a result, we identified suppliers (which are referred to in this report as “in-scope direct suppliers”) that provided the Potential 3TG Products and, therefore, were considered likely to use 3TG in purchased materials they supply to us. We requested information from the in-scope direct suppliers to determine whether the purchased materials they supplied to us contained 3TG and to identify the smelters or refiners (referred to as “SORs”) used in processing the minerals. Our purchases of the Potential 3TG Products from the in-scope direct suppliers from whom we requested information constituted approximately 82% of our purchases of such products in 2022. In seeking this information, we utilized the cross-industry, standardized Conflict Minerals Reporting Template (“CMRT”), which was developed by the Responsible Minerals Initiative (“RMI”). We used third party software to manage data collection, track supplier responses and provide reports summarizing the data collection process and overall status of the RCOI effort. A follow-up protocol was used when necessary in those instances where the information provided by a supplier was deemed incomplete, invalid or inconsistent.

2.In connection with the information requests, we directed our in-scope direct suppliers to educational and training materials provided on websites maintained by third parties, including the RMI, Organisation for Economic Co-operation and Development (“OECD”) and our CM Consultant’s website.
3.We checked the SOR information we received from our in-scope direct suppliers against country of origin information maintained by the RMI, which we have access to as a member of the RMI.



Of the 255 in-scope direct suppliers from whom we requested information in 2022, 232 in-scope direct suppliers provided information to us. In applying RMI country of origin information to the data provided by our in-scope direct suppliers, we determined that purchased materials used in our products may have originated from the Democratic Republic of the Congo (“DRC”) or an adjoining country that shares an internationally recognized border with the DRC (Angola, Burundi, the Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda or Zambia) (collectively with the DRC referred to below as the “Covered Countries”). However, the RMI country of origin information did not cover many of the smelters identified by our suppliers. In addition, with respect to gold, a number of SORs are not audited by RMI but by the London Bullion Market Association (“LBMA”) or the Responsible Jewellery Council (“RJC”). While gold refinery audits conducted by the LBMA and the RJC are recognized by the RMI, the LBMA and the RJC do not provide country of origin information with respect to SORs that they have audited.

Based on the RCOI, we determined that certain of the 3TG contained in our products may have originated in the Covered Countries and did not originate solely from recycled or scrap sources. Accordingly, Teleflex exercised due diligence on the source and chain of custody of such 3TG and is filing this Conflict Minerals Report for the 2022 Report Year.

4. Due Diligence

Our due diligence processes and efforts are designed to conform, in all material respects, to the framework in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (3 rd Edition) (the “OECD Guidance”) and the related supplements for gold and for tin, tantalum and tungsten. The following is a discussion of the measures undertaken by Teleflex for the 2022 Report Year:

Establish strong company management systems

1.Teleflex has adopted a Conflict Minerals Policy Statement and made it publicly available at https://www.teleflex.com/usa/en/suppliers/conflict-mineral/index.html. The policy statement is attached to this report as Appendix A.

2.Teleflex has established a management system for the performance of supply chain due diligence and compliance with applicable reporting regulations. Oversight of these due diligence and reporting functions is the responsibility of our Conflict Minerals Steering Committee, which includes our Chief Financial Officer, our Corporate Vice President Manufacturing and Supply Chain and other members of management. The Conflict Minerals Steering Committee has established a Conflict Minerals Team that is responsible for implementing our conflict minerals due diligence and reporting processes. The Conflict Minerals Team is led by personnel knowledgeable about subject matters such as procurement, regulatory compliance and financial reporting. The Conflict Minerals Team reports to the Conflict Minerals Steering Committee. The Conflict Minerals Steering Committee provides reports to the Audit Committee of our Board of Directors on at least an annual basis with respect to the due diligence process and compliance with reporting obligations. In addition, we developed protocols for communication with in-scope direct suppliers and established record keeping procedures for retention of relevant documentation. Information regarding compliance with conflict minerals reporting was made available to all Teleflex employees through our internal employee intranet.

3.Our CM Consultant assisted us in aggregating and analyzing data collected from in-scope direct suppliers as part of our RCOI efforts, utilizing the CMRT version 6.22.




4.Our in-scope direct suppliers provide information on the origin of the 3TG contained in purchased materials, including identification of the sources of 3TG that are supplied to them from earlier stages of the supply chain.
In accordance with the OECD Guidance calling for the strengthening of company engagement with in-scope direct suppliers, we have, in cooperation with our CM Consultant, provided educational materials to these suppliers regarding SEC Conflict Minerals reporting requirements.

We utilized our CM Consultant’s Learning Management System to provide all in-scope suppliers access to Conflict Minerals training courses.

5.We utilized a grievance mechanism in the form of an email inbox, available to the public at conflict.minerals@teleflex.com. The grievance mechanism is designed to enable our employees and members of the public to identify issues that may exist in connection with our conflict minerals data collection and reporting process. We continue to publicize the existence of the grievance mechanism through our website and internal corporate communications.

Identify and assess risk in the supply chain

As noted above, a number of our in-scope direct suppliers provided us with information about the source of 3TG contained in purchased materials that they provide to us. We assess supplier risk based on the likelihood that a supplier provides 3TG that may originate from non-conflict free sources. As described in more detail below, our assessment of the magnitude of supplier risk is based on (i) our assessment of the risk that the in-scope direct supplier’s due diligence program will not be strong enough to effectively identify each SOR in the supply chain that is the source of 3TG contained in purchased materials, and otherwise to meaningfully assist us in reducing risk in the supply chain (which we refer to in this report as “supplier process risk”) and (ii) our assessment of the extent to which SORs that are identified by our in-scope direct suppliers as an SOR of 3TG contained in purchased materials do not participate in RMI’s Responsible Minerals Assurance Process (“RMAP”) and whether, with respect to those SORs that did not participate, there exists other evidence of unethical or conflict sourcing (which we refer to in this report as “SOR facility risk”).

With respect to supplier process risk, we evaluate the strength of the in-scope direct supplier’s program in identifying SORs and risk in the supply chain. Evaluating the strength of the program can provide important information that assists us in determining key risk mitigation measures as the program progresses. The criteria used to evaluate the strength of the in-scope direct supplier’s program are:

Does the supplier have a policy in place that includes conflict-free sourcing?
Has the supplier implemented due diligence measures for conflict-free sourcing?
Does the supplier verify due diligence information received from its suppliers?
Does the supplier’s verification process include corrective action management?

We assess the strength of the in-scope direct supplier’s program based upon the extent to which the supplier meets these criteria.
As part of our risk management plan and to enhance the in-scope direct suppliers’ understanding of our expectations, we provided, through our CM Consultant, video and written training on Conflict Minerals and the CMRT.

Utilizing the SOR information provided by our in-scope direct suppliers, we assessed SOR facility risk by cross



checking the identified SORs against the RMI’s Standard Smelters and Refiners List (which includes SORs that have committed to undergo a RMAP audit or are participating in one of the cross-recognized certification programs: LBMA Responsible Gold Certification or RJP Chain-of-Custody Certification). Once the SOR’s inclusion on the Standard Smelters and Refiners List was confirmed, the SOR was referenced against the RMAP to determine if the facility is conformant with RMAP assessment protocols (“RMAP Conformant”).

If an SOR was not RMAP Conformant, our CM Consultant either attempted to contact the SOR to gather information about its sourcing practices or conducted research to determine the facility’s sourcing practices.

Each facility that met the RMI definition of an SOR of a 3TG mineral was assigned a risk of high, medium or low based on the following five scoring criteria:

Geographic proximity to the Covered Countries;
RMAP audit status;
Known mineral source country of origin;
Credible evidence of unethical or conflict sourcing; and
Peer Assessments conducted by credible third-party sources.
    
Design and implement a strategy to respond to risks

1.We utilize a reporting protocol under which the Conflict Minerals Team reports to the Conflict Minerals Steering Committee, which, in turn, provides reports to the Audit Committee. The protocol is designed to enable the Conflict Minerals Team to report, among other things, any identified risk in the supply chain.

2.Our risk management strategy includes an evaluation of our in-scope direct suppliers for compliance with our expectation, as expressed in the Teleflex Conflict Minerals Policy Statement, that our suppliers “undertake reasonable due diligence within their supply chains to determine the origin of the conflict minerals contained in materials and products they supply to Teleflex.”

3.When high risk facilities were reported on a CMRT by one of our in-scope direct suppliers, risk mitigation activities were initiated. Our CM Consultant provided correspondence to the supplier, instructing it to commence risk mitigation actions, including submission of product specific CMRTs, to enhance our ability to identify the presence of 3TG in purchased materials.

Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain

Our CM Consultant is a member of the RMI, which approves auditors to enable them to conduct RMAP audits of SORs on behalf of its members. Our CM Consultant utilizes the RCOI information provided to members of the RMI to determine the possible country of origin of the 3TG used in its products and to determine whether SORs identified by its suppliers are RMAP Conformant.

Report on supply chain due diligence

1.Teleflex annually files with the SEC a Specialized Disclosure Report on Form SD, which includes, as an exhibit, its Conflict Minerals Report.

2.Teleflex makes its Conflict Minerals Policy Statement publicly available at http://www.teleflex.com/en/aboutUs/suppliers/conflictMineralPolicy/index.html.




5. Due Diligence Results

Teleflex sought to identify, through the measures described in Section 4 above, the risk that the 3TG in products it manufactures or contracts to manufacture finance or benefit armed groups in the supply chain. As used herein, the term “armed group” refers to an armed group that is identified as a perpetrator of serious human rights abuses in annual Country Reports on Human Rights Practices under section 116(d) and 502B(b) of the Foreign Assistance Act of 1961 relating to the Covered Countries.

Based on our due diligence efforts described in Section 4 above, we do not have sufficient information to conclusively determine the countries of origin of the 3TG in our products or whether the 3TG in our products are solely from recycled or scrap sources. Most responding in-scope direct suppliers did not provide specific information as to the origin of the 3TG contained in purchased materials they supply to us. Rather, they advised us only as to the SORs from which 3TG used in any of their materials, components or finished goods originated (regardless of whether those products were supplied to us). Any facility reported by a supplier to Teleflex as an SOR was cross-referenced with the RMI Standard Smelter List that accompanied version 6.22 of the CMRT. Of the 344 SORs identified by our suppliers that also were on the RMI smelter list, 224 were listed as RMAP Conformant and are considered “conflict-free.” An additional eight facilities were active in the RMAP audit process as of April 28, 2023. The remaining 112 facilities were, at the same date, not currently engaged or were non-conformant with the RMAP audit program but have been contacted by our CM Consultant on our behalf to encourage them to undertake such an audit. Moreover, many of the SORs identified by our suppliers were not included in the smelter information provided by the RMI. Therefore, we do not have sufficient information to determine if any of our products contained 3TG that originated from SORs whose procurement practices entail a risk that the minerals any such SOR processes finance or benefit armed groups.

Appendix B to this report contains a list of those SORs identified by our in-scope direct suppliers as potentially having processed the necessary 3TG contained in our products in 2022 (which, because most responding suppliers did not provide specific information as to the origin of 3TG included in purchased materials that they supply to us, may include smelters from which 3TG used in our products did not originate).

6. Future Due Diligence Measures

Teleflex continues to explore ways in which it can enhance its due diligence efforts. Among the measures under consideration are increased communications with our suppliers to improve the response rate and quality of information included on their CMRTs (e.g. by improving the accuracy of SOR names entered on the CMRTs (which would enhance our efforts to match the SORs against the relevant RMI SOR lists) and by providing product specific information as to the origin of 3TG contained in purchased material supplied to us).

7. Limitations on Our Due Diligence Efforts

We are a downstream purchaser of parts and components. As a result, we do not have data relating to the original sources of materials necessary to the functionality or manufacture of our products. We must rely on our suppliers who, in turn, must rely on their upstream suppliers in the supply chain to obtain necessary information. Information supplied by various entities in the supply chain may be inaccurate or incomplete.





Appendix A 

Teleflex Conflict Minerals Policy Statement

On August 22, 2012, the U.S. Securities and Exchange Commission (SEC) adopted a final rule to implement reporting and disclosure related to "conflict minerals," as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The rule requires manufacturers who are SEC filers to disclose whether the products they manufacture or contract to manufacture contain "conflict minerals" that are "necessary to the functionality or production" of those products.

Conflict minerals refer to tin, tantalum, tungsten and gold (commonly referred to as "3TG"), regardless of where they are sourced, processed or sold. The final rule is intended in part to bring greater supply chain transparency to the use of such minerals originating from the Democratic Republic of Congo and adjoining countries in an effort to help end the violent conflict which has been financed, in part, by the exploitation and trade of conflict minerals.

Tin, tungsten, tantalum and gold are essential in the manufacture of a variety of electronic and medical devices and other products, including some of Teleflex's products. Teleflex is committed to instituting procedures and reporting systems, and to conduct the necessary diligence to comply with the final rule.

Specifically, we are:

1.using a documented reasonable due diligence process, which conforms to the Organization for Economic Cooperation and Development (OECD) Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High-Risk Areas, and are working closely with our suppliers to determine the presence of 3TG in our supply chain.

2.taking steps to determine the use, country of origin and chain of custody of 3TG minerals in our global product portfolio.

3.committed to improve, over time, the ability to track and trace conflict minerals in our supply chain.

Teleflex sources from numerous suppliers and a large number of our suppliers and their suppliers are private companies or international companies which are not subject to SEC regulations; therefore, Teleflex must rely on the cooperation of its suppliers in the implementation of this policy and in enabling Teleflex to meet its SEC disclosure and reporting obligations on a timely basis. Teleflex expects its suppliers to undertake reasonable due diligence within their supply chains to determine the origin of the conflict minerals contained in materials and products they supply to Teleflex. Further, we expect our suppliers to source conflict minerals used in our supply chain responsibly in an effort to help end the violent conflict in the DRC.

Suppliers and other external parties are encouraged to contact us at conflict.minerals@teleflex.com if they wish to seek guidance on this policy or if they wish to report concerns.



Appendix B
SOR Information

In connection with our reasonable country of origin inquiry and due diligence, as applicable, our in-scope direct suppliers identified to us the SORs listed below as potentially having processed the 3TG contained in our products in 2022. All information included in the table below is as of April 28, 2023, and the “RMAP Audit Status” reflected in the table for each SOR represents such SOR’s status as of such date. SORs listed as “Conformant” may not have been RMAP Conformant for all of 2022 and may not continue to be so listed for any future period. The RMAP Audit Status is defined as:
StatusDefinition
ConformantThese smelters have been audited to RMAP and are fully compliant.
Non-ConformantThese smelters have been audited to RMAP but failed the audit and are non-compliant
ActiveThese smelters are engaged and working towards RMAP compliance
In CommunicationThe entity is not yet Active but is in communication with RMAP and/or a member company.
Outreach RequiredOutreach is needed by RMI member companies to contact entity and encourage their participation in the RMAP program.
Communication Suspended - Not InterestedThe entity has communicated a lack of interest in participation.
RMI Due Diligence Review - Unable to ProceedThe entity has not met the threshold for Due Diligence Vetting Process after a period of 6 months. Status may change if additional information is submitted.
The large majority of the responses we received from the supplier survey either provided data at a company or divisional level or did not specify the SORs from whom 3TG in the purchased materials were derived. We therefore are unable to determine whether the 3TG reported by the suppliers were contained in purchased materials. As a result, we were unable to determine the extent to which purchased materials contained 3TG derived from the SORs listed below.
Smelter Table
MetalSmelter NameSmelter IDRMAP Audit Status
TungstenA.L.M.T. Corp.CID000004Conformant
GoldAdvanced Chemical CompanyCID000015Conformant
GoldAida Chemical Industries Co., Ltd.CID000019Conformant
GoldAgosi AGCID000035Conformant
GoldAlmalyk Mining and Metallurgical Complex (AMMC)CID000041Conformant
GoldAngloGold Ashanti Corrego do Sitio MineracaoCID000058Conformant
GoldArgor-Heraeus S.A.CID000077Conformant
GoldAsahi Pretec Corp.CID000082Conformant
GoldAsaka Riken Co., Ltd.CID000090Conformant
GoldAurubis AGCID000113Conformant
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)CID000128Conformant
GoldBoliden ABCID000157Conformant
GoldC. Hafner GmbH + Co. KGCID000176Conformant
GoldCCR Refinery - Glencore Canada CorporationCID000185Conformant
GoldCendres + Metaux S.A.CID000189Non Conformant



TantalumChangsha South Tantalum Niobium Co., Ltd.CID000211Conformant
TungstenGuangdong Xianglu Tungsten Co., Ltd.CID000218Conformant
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CID000228Conformant
GoldChimet S.p.A.CID000233Conformant
TungstenChongyi Zhangyuan Tungsten Co., Ltd.CID000258Conformant
GoldChugai MiningCID000264Conformant
TinAlphaCID000292Conformant
GoldDSC (Do Sung Corporation)CID000359Conformant
GoldDowaCID000401Conformant
TinDowaCID000402Conformant
GoldEco-System Recycling Co., Ltd. East PlantCID000425Conformant
TinEM VintoCID000438Conformant
TantalumF&X Electro-Materials Ltd.CID000460Conformant
TinFenix MetalsCID000468Conformant
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CID000538Conformant
TinGejiu Zili Mining And Metallurgy Co., Ltd.CID000555Non Conformant
TungstenGlobal Tungsten & Powders LLCCID000568Conformant
TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDCID000616Conformant
GoldLT Metal Ltd.CID000689Conformant
GoldHeimerle + Meule GmbHCID000694Conformant
GoldHeraeus Metals Hong Kong Ltd.CID000707Conformant
GoldHeraeus Germany GmbH Co. KGCID000711Conformant
TungstenHunan Chenzhou Mining Co., Ltd.CID000766Conformant
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CID000801Conformant
GoldIshifuku Metal Industry Co., Ltd.CID000807Conformant
GoldIstanbul Gold RefineryCID000814Conformant
GoldJapan MintCID000823Conformant
GoldJiangxi Copper Co., Ltd.CID000855Conformant
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.CID000875Conformant
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CID000914Conformant
TantalumJiujiang Tanbre Co., Ltd.CID000917Conformant
GoldAsahi Refining USA Inc.CID000920Conformant
GoldAsahi Refining Canada Ltd.CID000924Conformant
GoldJX Nippon Mining & Metals Co., Ltd.CID000937Conformant
TinGejiu Kai Meng Industry and Trade LLCCID000942Non Conformant
GoldKazzincCID000957Conformant
GoldKennecott Utah Copper LLCCID000969Conformant
GoldKojima Chemicals Co., Ltd.CID000981Conformant
GoldKyrgyzaltyn JSCCID001029Non Conformant
TinChina Tin Group Co., Ltd.CID001070Conformant
TantalumAMG BrasilCID001076Conformant
GoldLS-NIKKO Copper Inc.CID001078Conformant



TinMalaysia Smelting Corporation (MSC)CID001105Conformant
GoldMaterionCID001113Conformant
GoldMatsuda Sangyo Co., Ltd.CID001119Conformant
TinMetallic Resources, Inc.CID001142Conformant
GoldMetalor Technologies (Suzhou) Ltd.CID001147Conformant
GoldMetalor Technologies (Hong Kong) Ltd.CID001149Conformant
GoldMetalor Technologies (Singapore) Pte., Ltd.CID001152Conformant
GoldMetalor Technologies S.A.CID001153Conformant
GoldMetalor USA Refining CorporationCID001157Conformant
GoldMetalurgica Met-Mex Penoles S.A. De C.V.CID001161Conformant
TantalumMetallurgical Products India Pvt., Ltd.CID001163Conformant
TinMineracao Taboca S.A.CID001173Conformant
TantalumMineracao Taboca S.A.CID001175Conformant
TinMinsurCID001182Conformant
GoldMitsubishi Materials CorporationCID001188Conformant
TinMitsubishi Materials CorporationCID001191Conformant
TantalumMitsui Mining and Smelting Co., Ltd.CID001192Conformant
GoldMitsui Mining and Smelting Co., Ltd.CID001193Conformant
TantalumNPM Silmet ASCID001200Conformant
GoldNadir Metal Rafineri San. Ve Tic. A.S.CID001220Conformant
TinJiangxi New Nanshan Technology Ltd.CID001231Conformant
GoldNavoi Mining and Metallurgical CombinatCID001236Conformant
GoldNihon Material Co., Ltd.CID001259Conformant
TantalumNingxia Orient Tantalum Industry Co., Ltd.CID001277Conformant
TinO.M. Manufacturing (Thailand) Co., Ltd.CID001314Conformant
GoldOhura Precious Metal Industry Co., Ltd.CID001325Conformant
TinOperaciones Metalurgicas S.A.CID001337Conformant
GoldMKS PAMP SACID001352Conformant
GoldPT Aneka Tambang (Persero) TbkCID001397Conformant
TinPT Artha Cipta LanggengCID001399Conformant
TinPT Babel Surya Alam LestariCID001406Conformant
TinPT Mitra Stania PrimaCID001453Conformant
TinPT Prima Timah UtamaCID001458Conformant
TinPT Refined Bangka TinCID001460Conformant
TinPT Stanindo Inti PerkasaCID001468Conformant
TinPT Timah Tbk KundurCID001477Conformant
TinPT Timah Tbk MentokCID001482Conformant
GoldPX Precinox S.A.CID001498Conformant
TantalumQuantumCleanCID001508Conformant
GoldRand Refinery (Pty) Ltd.CID001512Conformant
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CID001522Conformant
GoldRoyal Canadian MintCID001534Conformant



TinRui Da HungCID001539Conformant
GoldSamduck Precious MetalsCID001555Non Conformant
GoldSEMPSA Joyeria Plateria S.A.CID001585Conformant
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CID001622Conformant
GoldSichuan Tianze Precious Metals Co., Ltd.CID001736Conformant
GoldSolar Applied Materials Technology Corp.CID001761Conformant
GoldSumitomo Metal Mining Co., Ltd.CID001798Conformant
TantalumTaki Chemical Co., Ltd.CID001869Conformant
GoldTanaka Kikinzoku Kogyo K.K.CID001875Conformant
TantalumTelex MetalsCID001891Conformant
TinThaisarcoCID001898Conformant
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CID001908Non Conformant
GoldShandong Gold Smelting Co., Ltd.CID001916Conformant
GoldTokuriki Honten Co., Ltd.CID001938Conformant
GoldTorecomCID001955Conformant
TantalumUlba Metallurgical Plant JSCCID001969Conformant
GoldUmicore S.A. Business Unit Precious Metals RefiningCID001980Conformant
GoldUnited Precious Metal Refining, Inc.CID001993Conformant
GoldValcambi S.A.CID002003Conformant
GoldWestern Australian Mint (T/a The Perth Mint)CID002030Conformant
TinWhite Solder Metalurgia e Mineracao Ltda.CID002036Conformant
GoldYamakin Co., Ltd.CID002100Conformant
GoldYokohama Metal Co., Ltd.CID002129Conformant
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CID002158Conformant
TinTin Smelting Branch of Yunnan Tin Co., Ltd.CID002180Conformant
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCID002224Conformant
GoldGold Refinery of Zijin Mining Group Co., Ltd.CID002243Conformant
GoldSAFINA A.S.CID002290Conformant
GoldUmicore Precious Metals ThailandCID002314Non Conformant
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CID002315Conformant
GoldGeib Refining CorporationCID002459Conformant
TinMagnu's Minerais Metais e Ligas Ltda.CID002468Conformant
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CID002492Conformant
TungstenGanzhou Seadragon W & Mo Co., Ltd.CID002494Conformant
TinMelt Metais e Ligas S.A.CID002500Non Conformant
TungstenAsia Tungsten Products Vietnam Ltd.CID002502Conformant
TinPT ATD Makmur Mandiri JayaCID002503Conformant
TantalumD Block Metals, LLCCID002504Conformant
TantalumFIR Metals & Resource Ltd.CID002505Conformant
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CID002506Conformant
TantalumXinXing HaoRong Electronic Material Co., Ltd.CID002508Conformant



GoldMMTC-PAMP India Pvt., Ltd.CID002509Conformant
GoldKGHM Polska Miedz Spolka AkcyjnaCID002511Conformant
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CID002512Conformant
TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchCID002513Conformant
GoldSingway Technology Co., Ltd.CID002516Non Conformant
TinO.M. Manufacturing Philippines, Inc.CID002517Conformant
TantalumKEMET de MexicoCID002539Conformant
TungstenH.C. Starck Tungsten GmbHCID002541Conformant
TantalumTANIOBIS Co., Ltd.CID002544Conformant
TantalumTANIOBIS GmbHCID002545Conformant
TantalumMaterion Newton Inc.CID002548Conformant
TantalumTANIOBIS Japan Co., Ltd.CID002549Conformant
TantalumTANIOBIS Smelting GmbH & Co. KGCID002550Conformant
TantalumGlobal Advanced Metals BoyertownCID002557Conformant
TantalumGlobal Advanced Metals AizuCID002558Conformant
GoldAl Etihad Gold Refinery DMCCCID002560Conformant
GoldEmirates Gold DMCCCID002561Conformant
GoldT.C.A S.p.ACID002580Conformant
GoldREMONDIS PMR B.V.CID002582Conformant
TinPT Rajehan AriqCID002593Conformant
GoldKorea Zinc Co., Ltd.CID002605Conformant
GoldMarsam MetalsCID002606Non Conformant
GoldTOO Tau-Ken-AltynCID002615Conformant
TungstenGanzhou Haichuang Tungsten Co., Ltd.CID002645Conformant
TinResind Industria e Comercio Ltda.CID002706Conformant
TantalumResind Industria e Comercio Ltda.CID002707Conformant
GoldSAAMPCID002761Conformant
GoldL'Orfebre S.A.CID002762Conformant
Gold8853 S.p.A.CID002763Non Conformant
GoldItalpreziosiCID002765Conformant
TinAurubis BeerseCID002773Conformant
TinAurubis BerangoCID002774Conformant
GoldWIELAND Edelmetalle GmbHCID002778Conformant
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHCID002779Conformant
TungstenACL Metais EireliCID002833Non Conformant
TinPT Menara Cipta MuliaCID002835Conformant
TantalumJiangxi Tuohong New Raw MaterialCID002842Conformant
GoldAU Traders and RefinersCID002850Non Conformant
GoldBangalore RefineryCID002863Conformant
GoldSungEel HiMetal Co., Ltd.CID002918Conformant



GoldPlanta Recuperadora de Metales SpACID002919Conformant
GoldSafimet S.p.ACID002973Non Conformant
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CID003116Conformant
TinChifeng Dajingzi Tin Industry Co., Ltd.CID003190Conformant
TinPT Bangka SerumpunCID003205Conformant
TinTin Technology & RefiningCID003325Conformant
TinPT Rajawali Rimba PerkasaCID003381Conformant
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CID003397Non Conformant
GoldEco-System Recycling Co., Ltd. North PlantCID003424Conformant
GoldEco-System Recycling Co., Ltd. West PlantCID003425Conformant
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.CID000103Outreach Required
TungstenKennametal HuntsvilleCID000105Conformant
GoldCaridadCID000180Outreach Required
GoldYunnan Copper Industry Co., Ltd.CID000197Outreach Required
TungstenCNMC (Guangxi) PGMA Co., Ltd.CID000281Outreach Required
TinPT Aries Kencana SejahteraCID000309Conformant
TinPT Premium Tin IndonesiaCID000313Conformant
GoldDaye Non-Ferrous Metals Mining Ltd.CID000343In Communication
TinEstanho de Rondonia S.A.CID000448Conformant
GoldJSC Novosibirsk RefineryCID000493RMI Due Diligence Review - Unable to Proceed
GoldRefinery of Seemine Gold Co., Ltd.CID000522Outreach Required
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CID000651Outreach Required
GoldHangzhou Fuchunjiang Smelting Co., Ltd.CID000671Outreach Required
GoldHunan Chenzhou Mining Co., Ltd.CID000767Outreach Required
TungstenHunan Jintai New Material Co., Ltd.CID000769Conformant
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CID000773Outreach Required
GoldHwaSeong CJ CO., LTD.CID000778Communication Suspended - Not Interested
TungstenJapan New Metals Co., Ltd.CID000825Conformant
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantCID000927RMI Due Diligence Review - Unable to Proceed
GoldJSC UralelectromedCID000929RMI Due Diligence Review - Unable to Proceed
GoldKazakhmys Smelting LLCCID000956In Communication
TungstenKennametal FallonCID000966Conformant
GoldL'azurde Company For JewelryCID001032RMI Due Diligence Review - Unable to Proceed
GoldLingbao Gold Co., Ltd.CID001056Outreach Required
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CID001058Outreach Required



GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CID001093Outreach Required
GoldMoscow Special Alloys Processing PlantCID001204RMI Due Diligence Review - Unable to Proceed
TinNovosibirsk Tin CombineCID001305RMI Due Diligence Review - Unable to Proceed
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)CID001326RMI Due Diligence Review - Unable to Proceed
GoldPenglai Penggang Gold Industry Co., Ltd.CID001362Outreach Required
GoldPrioksky Plant of Non-Ferrous MetalsCID001386RMI Due Diligence Review - Unable to Proceed
TinPT Babel Inti PerkasaCID001402Conformant
TinPT Bangka Tin IndustryCID001419In Communication
TinPT Belitung Industri SejahteraCID001421Active
TinPT Bukit TimahCID001428Conformant
TinPT Panca Mega PersadaCID001457In Communication
TinPT Sariwiguna BinasentosaCID001463Conformant
TinPT Timah NusantaraCID001486Active
TinPT Tinindo Inter NusaCID001490Non Conformant
TinPT Tommy UtamaCID001493Conformant
GoldSabin Metal Corp.CID001546Communication Suspended - Not Interested
GoldSamwon Metals Corp.CID001562Communication Suspended - Not Interested
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CID001619Outreach Required
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsCID001756RMI Due Diligence Review - Unable to Proceed
TantalumSolikamsk Magnesium Works OAOCID001769RMI Due Diligence Review - Unable to Proceed
GoldSuper Dragon Technology Co., Ltd.CID001810Outreach Required
GoldGreat Wall Precious Metals Co., Ltd. of CBPMCID001909Outreach Required
GoldTongling Nonferrous Metals Group Co., Ltd.CID001947Outreach Required
TinVQB Mineral and Trading Group JSCCID002015Outreach Required
TungstenWolfram Bergbau und Hutten AGCID002044Conformant
TungstenXiamen Tungsten Co., Ltd.CID002082Conformant
GoldMorris and WatsonCID002282In Communication
GoldGuangdong Jinding Gold LimitedCID002312Outreach Required
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.CID002313Communication Suspended - Not Interested
TungstenJiangxi Yaosheng Tungsten Co., Ltd.CID002316Conformant



TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CID002317Conformant
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CID002318Conformant
TungstenMalipo Haiyu Tungsten Co., Ltd.CID002319Conformant
TungstenXiamen Tungsten (H.C.) Co., Ltd.CID002320Conformant
TungstenJiangxi Gan Bei Tungsten Co., Ltd.CID002321Conformant
TinCV Venus Inti PerkasaCID002455Conformant
TinPT Tirus Putra MandiriCID002478In Communication
GoldFidelity Printers and Refiners Ltd.CID002515RMI Due Diligence Review - Unable to Proceed
GoldShandong Humon Smelting Co., Ltd.CID002525Outreach Required
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.CID002527Outreach Required
TungstenTANIOBIS Smelting GmbH & Co. KGCID002542Conformant
TungstenMasan High-Tech MaterialsCID002543Conformant
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CID002551Conformant
GoldInternational Precious Metal RefinersCID002562In Communication
GoldKaloti Precious MetalsCID002563RMI Due Diligence Review - Unable to Proceed
GoldSudan Gold RefineryCID002567Outreach Required
TinCV Ayi JayaCID002570Conformant
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyCID002572Non Conformant
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyCID002573Outreach Required
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyCID002574Outreach Required
GoldFujairah Gold FZCCID002584Outreach Required
GoldIndustrial Refining CompanyCID002587Non Conformant
GoldShirpur Gold Refinery Ltd.CID002588Outreach Required
TungstenNiagara Refining LLCCID002589Conformant
TungstenChina Molybdenum Tungsten Co., Ltd.CID002641Conformant
TungstenHydrometallurg, JSCCID002649RMI Due Diligence Review - Unable to Proceed
TinPT Cipta Persada MuliaCID002696Conformant
TinAn Vinh Joint Stock Mineral Processing CompanyCID002703Outreach Required
GoldAbington Reldan Metals, LLCCID002708Conformant
TungstenUnecha Refractory metals plantCID002724Non Conformant
GoldShenzhen CuiLu Gold Co., Ltd.CID002750Outreach Required
TinSuper LigasCID002756Active
GoldAlbino Mountinho Lda.CID002760Outreach Required
TinPT Bangka Prima TinCID002776Conformant
TinPT Sukses Inti MakmurCID002816Conformant
TungstenPhilippine Chuangxin Industrial Co., Inc.CID002827Conformant



TungstenMoliren Ltd.CID002845RMI Due Diligence Review - Unable to Proceed
GoldGGC Gujrat Gold Centre Pvt. Ltd.CID002852Active
GoldSai RefineryCID002853Outreach Required
GoldModeltech Sdn BhdCID002857Non Conformant
TinModeltech Sdn BhdCID002858Non Conformant
GoldKyshtym Copper-Electrolytic Plant ZAOCID002865RMI Due Diligence Review - Unable to Proceed
GoldDegussa Sonne / Mond Goldhandel GmbHCID002867Outreach Required
GoldPease & CurrenCID002872Communication Suspended - Not Interested
GoldJALAN & CompanyCID002893Outreach Required
GoldABC Refinery Pty Ltd.CID002920Outreach Required
GoldState Research Institute Center for Physical Sciences and TechnologyCID003153Outreach Required
GoldAfrican Gold RefineryCID003185RMI Due Diligence Review - Unable to Proceed
GoldGold Coast RefineryCID003186Outreach Required
GoldNH Recytech CompanyCID003189Conformant
TinPongpipat Company LimitedCID003208Outreach Required
GoldQG Refining, LLCCID003324Outreach Required
GoldDijllah Gold Refinery FZCCID003348Outreach Required
TinDongguan CiEXPO Environmental Engineering Co., Ltd.CID003356Non Conformant
GoldCGR Metalloys Pvt Ltd.CID003382Outreach Required
GoldSovereign MetalsCID003383Outreach Required
TinLuna Smelter, Ltd.CID003387Conformant
TungstenFujian Ganmin RareMetal Co., Ltd.CID003401Conformant
TungstenLianyou Metals Co., Ltd.CID003407Conformant
TungstenJSC "Kirovgrad Hard Alloys Plant"CID003408RMI Due Diligence Review - Unable to Proceed
TinPrecious Minerals and Smelting LimitedCID003409Non Conformant
TinGejiu City Fuxiang Industry and Trade Co., Ltd.CID003410Outreach Required
TungstenNPP Tyazhmetprom LLCCID003416RMI Due Diligence Review - Unable to Proceed
TungstenHubei Green Tungsten Co., Ltd.CID003417Conformant
GoldC.I Metales Procesados Industriales SASCID003421Active
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.CID003427Non Conformant
TinPT Mitra Sukses GlobalindoCID003449Conformant
GoldAugmont Enterprises Private LimitedCID003461Active
GoldKundan Care Products Ltd.CID003463In Communication



TungstenCronimet Brasil LtdaCID003468Conformant
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaCID003486Conformant
GoldEmerald Jewel Industry India Limited (Unit 1)CID003487In Communication
GoldEmerald Jewel Industry India Limited (Unit 2)CID003488In Communication
GoldEmerald Jewel Industry India Limited (Unit 3)CID003489In Communication
GoldEmerald Jewel Industry India Limited (Unit 4)CID003490In Communication
GoldK.A. RasmussenCID003497Outreach Required
GoldAlexy MetalsCID003500Active
TinCRM SynergiesCID003524Conformant
GoldSancus ZFS (L’Orfebre, SA)CID003529Conformant
GoldSellem Industries Ltd.CID003540Communication Suspended - Not Interested
GoldMD OverseasCID003548In Communication
TungstenArtek LLCCID003553RMI Due Diligence Review - Unable to Proceed
GoldMetallix Refining Inc.CID003557In Communication
GoldMetal Concentrators SA (Pty) Ltd.CID003575Conformant
TinFabrica Auricchio Industria e Comercio Ltda.CID003582Conformant
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.CID003583Conformant
TungstenFujian Xinlu Tungsten Co., Ltd.CID003609Conformant
TungstenOOO “Technolom” 2CID003612RMI Due Diligence Review - Unable to Proceed
TungstenOOO “Technolom” 1CID003614RMI Due Diligence Review - Unable to Proceed
GoldWEEEREFININGCID003615Active
GoldGold by Gold ColombiaCID003641Conformant
TungstenLLC VostokCID003643RMI Due Diligence Review - Unable to Proceed
TungstenYUDU ANSHENG TUNGSTEN CO., LTD.CID003662Outreach Required
GoldDongwu Gold GroupCID003663Outreach Required
TinDS MyanmarCID003831Conformant
TinPT Putera Sarana Shakti (PT PSS)CID003868Conformant
Tantalum5D Production OUCID003926Outreach Required
TungstenHANNAE FOR T Co., Ltd.CID003978Outreach Required
TungstenTungsten Vietnam Joint Stock CompanyCID003993Conformant