EX-1.01 2 tfx2021527-exhibit101.htm EX-1.01 Document

Exhibit 1.01
Teleflex Incorporated
Conflict Minerals Report
For the Year Ended December 31, 2020
This Conflict Minerals Report of Teleflex Incorporated (herein referred to as “we,” “us,” “our,” “Teleflex” or the “Company”) for the reporting period from January 1, 2020 to December 31, 2020 (the “2020 Report Year”) is provided pursuant to the requirements of Rule 13p-1 under the Securities Exchange Act of 1934, as amended, (the “Rule”). This report is not audited.

In this report, the term “3TG” is used to refer to cassiterite, columbite-tantalite (coltan), gold, wolframite, and their derivatives, which are limited to tin, tantalum and tungsten.

The information contained in any website referenced herein is not incorporated by reference into this report.

1. Company Overview

Teleflex is a global provider of medical technology products that enhance clinical benefits, improve patient and provider safety and reduce total procedural costs. We primarily design, develop, manufacture and supply single-use medical devices used by hospitals and healthcare providers for common diagnostic and therapeutic procedures in critical care and surgical applications. We market and sell our products to hospitals and healthcare providers worldwide through a combination of our direct sales force and distributors. Our products include the following:
Vascular Access. Our vascular access products, which are primarily catheters and related devices, facilitate a variety of critical care therapies.
Interventional. Our interventional products include a variety of catheters, guidewires, drainage devices, introducers, diagnostic and intra-aortic balloon catheters as well as capital equipment and other products used by interventional cardiologists, interventional radiologists, vascular surgeons and vein practices.
Interventional Urology. Our interventional urology product portfolio includes the UroLift System, which provides a minimally invasive treatment for lower urinary symptoms due to benign prostatic hyperplasia, or BPH.
Surgical. Our surgical products are predominantly comprised of single-use products, appliers and sutures used in a variety of surgical procedures, access ports, and fluid management products.
Anesthesia. Our anesthesia portfolio includes a variety of airway and pain management products.
Respiratory. Our respiratory products are used in a variety of care settings that include oxygen therapy products, aerosol products, spirometry products, and ventilation management products.
Urology. Our urology product portfolio provides bladder management for patients in the hospital and individuals in the home care markets.
OEM. Our OEM division designs, manufactures and supplies custom components and instruments for original equipment manufacturers of medical device products.

2. Supply Chain Overview

We purchase the materials, components and finished goods that are necessary to the functionality or production of products we manufacture or contract to manufacture (which are collectively referred to in this report as “purchased materials”) from a large number of suppliers in diverse geographic locations. As a purchaser, we are several steps



removed in the supply chain from the actual mining and processing of minerals that are in the purchased materials used for our products. Given the complexity of our supply chain, we rely on our suppliers to provide information pertinent to the origin of the 3TG contained in purchased materials supplied to us, including sources of 3TG that are provided to our direct suppliers by other suppliers in earlier stages of the supply chain. A large number of our direct suppliers and their suppliers are not subject to Securities and Exchange Commission (“SEC”) regulations; therefore, our ability to obtain information responsive to the Rule’s requirements is subject to the cooperation of these suppliers.

3. Description of Reasonable Country of Origin Inquiry Efforts

Our reasonable country of origin inquiry (“RCOI”) was designed to facilitate our collection of conflict minerals data from our direct suppliers with respect to our products. Our RCOI efforts followed a process that was developed by our Conflict Minerals Team (as described in the “Due Diligence” section of this report), with the assistance of our third party conflict minerals consultant (which is referred to in this report as our “CM Consultant”), and after review of certain cross-industry information and selected published guidelines.

The process we implemented for RCOI conflict minerals data collection generally included, but was not limited to, the following measures:
1.In 2020, we reviewed the products that we manufacture or contract to manufacture to identify the potential presence of 3TG. The review utilized information that we compiled in prior years that was derived from examination of bills of material and utilization of scanner technology (which analyzes the element composition of certain of our products), and, where necessary, by contacting some of our suppliers to obtain additional information regarding product content. We also referenced the results of our prior year RCOIs. Based on our review, we determined that 3TG is or may be contained in certain of our products, primarily those containing electronics or metals (the “Potential 3TG Products”). As a result, we identified suppliers (which are referred to in this report as “in-scope direct suppliers”) that provided the Potential 3TG Products and, therefore, were considered likely to use 3TG in purchased materials they supply to us. We requested information from the in-scope direct suppliers to determine whether the purchased materials they supplied to us contained 3TG and to identify the smelters or refiners (referred to as “SORs”) used in processing the minerals. Our purchases of the Potential 3TG Products from the in-scope direct suppliers from whom we requested information constituted approximately 90% of our purchases of such products in 2020. In seeking this information, we utilized the cross-industry, standardized Conflict Minerals Reporting Template (“CMRT”), which was developed by the Responsible Minerals Initiative (“RMI”). We used third party software to manage data collection, track supplier responses and provide reports summarizing the data collection process and overall status of the RCOI effort. A follow-up protocol was used when necessary in those instances where the information provided by a supplier was deemed incomplete, invalid or inconsistent.

2.In connection with the information requests, we directed our in-scope direct suppliers to educational and training materials provided on websites maintained by third parties, including the RMI, Organisation for Economic Co-operation and Development (“OECD”) and our CM Consultant’s website.
3.We checked the SOR information we received from our in-scope direct suppliers against country of origin information maintained by the RMI, which we have access to as a member of the RMI.
Of the 244 in-scope direct suppliers from whom we requested information in 2020, 209 in-scope direct suppliers provided information to us. In applying RMI country of origin information to the data provided by our in-scope direct suppliers, we determined that the purchased materials used in our products may have originated from the



Democratic Republic of the Congo (“DRC”) or an adjoining country that shares an internationally recognized border with the DRC (Angola, Burundi, the Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda or Zambia) (collectively with the DRC referred to below as the “Covered Countries”). However, the RMI country of origin information did not cover many of the smelters identified by our suppliers. In addition, with respect to gold, a number of SORs are not audited by RMI but by the London Bullion Market Association (“LBMA”) or the Responsible Jewellery Council (“RJC”). While gold refinery audits conducted by the LBMA and the RJC are recognized by the RMI, the LBMA and the RJC do not provide country of origin information with respect to SORs that they have audited.

Based on the RCOI, we determined that certain of the 3TG contained in our products may have originated in the Covered Countries and did not originate solely from recycled or scrap sources. Accordingly, Teleflex exercised due diligence on the source and chain of custody of such 3TG and is filing this Conflict Minerals Report for the 2020 Report Year.

4. Due Diligence

Our due diligence processes and efforts are designed to conform, in all material respects, to the framework in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (3rd Edition) (the “OECD Guidance”) and the related supplements for gold and for tin, tantalum and tungsten. The following is a discussion of the measures undertaken by Teleflex for the 2020 Report Year:

Establish strong company management systems

1.Teleflex has adopted a Conflict Minerals Policy Statement and made it publicly available at http://www.teleflex.com/en/aboutUs/suppliers/conflictMineralPolicy/index.html. The policy statement is attached to this report as Appendix A.

2.Teleflex has established a management system for the performance of supply chain due diligence and compliance with applicable reporting regulations. Oversight of these due diligence and reporting functions is the responsibility of our Conflict Minerals Steering Committee, which includes our Chief Financial Officer, our Corporate Vice President Manufacturing and Supply Chain and other members of management. The Conflict Minerals Steering Committee has established a Conflict Minerals Team that is responsible for implementing our conflict minerals due diligence and reporting processes. The Conflict Minerals Team is led by personnel knowledgeable about subject matters such as procurement, regulatory compliance and financial reporting. The Conflict Minerals Team reports to the Conflict Minerals Steering Committee. The Conflict Minerals Steering Committee provides reports to the Audit Committee of our Board of Directors on at least an annual basis with respect to the due diligence process and compliance with reporting obligations. In addition, we developed protocols for communication with in-scope direct suppliers and established record keeping procedures for retention of relevant documentation. Information regarding compliance with conflict minerals reporting was made available to all Teleflex employees through our internal employee intranet.

3.Our CM Consultant assisted us in aggregating and analyzing data collected from in-scope direct suppliers as part of our RCOI efforts, utilizing the CMRT version 6.01 or higher

4.Our in-scope direct suppliers provide information on the origin of the 3TG contained in purchased materials, including identification of the sources of 3TG that are supplied to them from earlier stages of the supply chain.



In accordance with the OECD Guidance calling for the strengthening of company engagement with in-scope direct suppliers, we have, in cooperation with our CM Consultant, provided educational materials to these suppliers regarding SEC Conflict Minerals reporting requirements.

We utilized our CM Consultant’s Learning Management System to provide all in-scope suppliers access to Conflict Minerals training courses.

5.We utilized a grievance mechanism in the form of an email inbox, available to the public at
conflict.minerals@teleflex.com. The grievance mechanism is designed to enable our employees and members of the public to identify issues that may exist in connection with our conflict minerals data collection and reporting process. We continue to publicize the existence of the grievance mechanism through our website and internal corporate communications.

Identify and assess risk in the supply chain

As noted above, a number of our in-scope direct suppliers provided us with information about the source of 3TG contained in purchased materials that they provide to us. We assess supplier risk based on the likelihood that a supplier provides 3TG that may originate from non-conflict free sources. As described in more detail below, our assessment of the magnitude of supplier risk is based on (i) our assessment of the risk that the in-scope direct supplier’s due diligence program will not be strong enough to effectively identify each SOR in the supply chain that is the source of 3TG contained in purchased materials, and otherwise to meaningfully assist us in reducing risk in the supply chain (which we refer to in this report as “supplier process risk”) and (ii) our assessment of the extent to which SORs that are identified by our in-scope direct suppliers as an SOR of 3TG contained in purchased materials do not participate in RMI’s Responsible Minerals Assurance Process (“RMAP”) and whether, with respect to those SORs that did not participate, there exists other evidence of unethical or conflict sourcing (which we refer to in this report as “SOR facility risk”).

With respect to supplier process risk, we evaluate the strength of the in-scope direct supplier’s program in identifying SORs and risk in the supply chain. Evaluating the strength of the program can provide important information that assists us in determining key risk mitigation measures as the program progresses. The criteria used to evaluate the strength of the in-scope direct supplier’s program are:

Does the supplier have a policy in place that includes conflict-free sourcing?
Has the supplier implemented due diligence measures for conflict-free sourcing?
Does the supplier verify due diligence information received from its suppliers?
Does the supplier’s verification process include corrective action management?

We assess the strength of the in-scope direct supplier’s program based upon the extent to which the supplier meets these criteria.
As part of our risk management plan and to enhance the in-scope direct suppliers’ understanding of our expectations, we provided, through our CM Consultant, video and written training on Conflict Minerals and the CMRT.

Utilizing the SOR information provided by our in-scope direct suppliers, we assessed SOR facility risk by cross checking the identified SORs against the RMI’s Standard Smelters and Refiners List (which includes SORs that have committed to undergo a RMAP audit or are participating in one of the cross-recognized certification programs: LBMA Responsible Gold Certification or RJP Chain-of-Custody Certification). Once the SOR’s inclusion on the Standard Smelters and Refiners List was confirmed, the SOR was referenced against the RMAP to



determine if the facility is conformant with RMAP assessment protocols (“RMAP Conformant”).

If an SOR was not RMAP Conformant, our CM Consultant either attempted to contact the SOR to gather information about its sourcing practices or conducted research to determine the facility’s sourcing practices.

Each facility that met the RMI definition of an SOR of a 3TG mineral was assigned a risk of high, medium or low based on the following five scoring criteria:

Geographic proximity to the Covered Countries;
RMAP audit status;
Known mineral source country of origin;
Credible evidence of unethical or conflict sourcing; and
Peer Assessments conducted by credible third-party sources.
    
Design and implement a strategy to respond to risks

1.We utilize a reporting protocol under which the Conflict Minerals Team reports to the Conflict Minerals Steering Committee, which, in turn, provides reports to the Audit Committee. The protocol is designed to enable the Conflicts Minerals Team to report, among other things, any identified risk in the supply chain.

2.Our risk management strategy includes an evaluation of our in-scope direct suppliers for compliance with our expectation, as expressed in the Teleflex Conflict Minerals Policy Statement, that our suppliers “undertake reasonable due diligence within their supply chains to determine the origin of the conflict minerals contained in materials and products they supply to Teleflex.”

3.When high risk facilities were reported on a CMRT by one of our in-scope direct suppliers, risk mitigation activities were initiated. Our CM Consultant provided correspondence to the supplier, instructing it to commence risk mitigation actions, including submission of product specific CMRTs, to enhance our ability to identify the presence of 3TG in purchased materials.

Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain

Our CM Consultant is a member of the RMI, which approves auditors to enable them to conduct RMAP audits of SORs on behalf of its members. Our CM Consultant utilizes the RCOI information provided to members of the RMI to determine the possible country of origin of the conflict minerals used in its products and to determine whether SORs identified by its suppliers are RMAP Conformant.

Report on supply chain due diligence

1.Teleflex annually files with the SEC a Specialized Disclosure Report on Form SD, which includes, as an exhibit, its Conflict Minerals Report.

2.Teleflex makes its Conflict Minerals Policy Statement publicly available at http://www.teleflex.com/en/aboutUs/suppliers/conflictMineralPolicy/index.html.

5. Due Diligence Results

Teleflex sought to identify, through the measures described in Section 4 above, the risk that the 3TG in products it



manufactures or contracts to manufacture finance or benefit armed groups in the supply chain. As used herein, the term “armed group” refers to an armed group that is identified as a perpetrator of serious human rights abuses in annual Country Reports on Human Rights Practices under section 116(d) and 502B(b) of the Foreign Assistance Act of 1961 relating to the Covered Countries.

Based on our due diligence efforts described in Section 4 above, we do not have sufficient information to conclusively determine the countries of origin of the 3TG in our products or whether the 3TG in our products are solely from recycled or scrap sources. Most responding in-scope direct suppliers did not provide specific information as to the origin of the 3TG contained in purchased materials they supply to us. Rather, they advised us only as to the SORs from which 3TG used in any of their materials, components or finished goods originated (regardless of whether those products were supplied to us). Any facility reported by a supplier to Teleflex as an SOR was cross-referenced with the RMI Standard Smelter List that accompanied version 6.01 of the CMRT. Of the 318 SORs identified by our suppliers that also were on the RMI smelter list, 236 were listed as RMAP Conformant and are considered “conflict-free.” An additional 18 facilities were active in the RMAP audit process as of April 23, 2021. The remaining 56 facilities were, at the same date, not currently engaged or were non conformant with the RMAP audit program but have been contacted by our CM Consultant on our behalf to encourage them to undertake such an audit. Moreover, many of the SORs identified by our suppliers were not included in the smelter information provided by the RMI. Therefore, we do not have sufficient information to determine if any of our products contained 3TG that originated from SORs whose procurement practices entail a risk that the minerals any such SOR processes finance or benefit armed groups.

Appendix B to this report contains a list of those SORs identified by our in-scope direct suppliers as potentially having processed the necessary 3TG contained in our products in 2020 (which, because most responding suppliers did not provide specific information as to the origin of 3TG included in purchased materials that they supply to us, may include smelters from which 3TG used in our products did not originate).

6. Future Due Diligence Measures

Teleflex continues to explore ways in which it can enhance its due diligence efforts. Among the measures under consideration are increased communications with our suppliers to improve the response rate and quality of information included on their CMRTs (e.g. by improving the accuracy of SOR names entered on the CMRTs (which would enhance our efforts to match the SORs against the relevant RMI SOR lists) and by providing product specific information as to the origin of 3TG contained in purchased material supplied to us).

7. Limitations on Our Due Diligence Efforts

We are a downstream purchaser of parts and components. As a result, we do not have data relating to the original sources of materials necessary to the functionality or manufacture of our products. We must rely on our suppliers who, in turn, must rely on their upstream suppliers in the supply chain to obtain necessary information. Information supplied by various entities in the supply chain may be inaccurate or incomplete.





Appendix A 

Teleflex Conflict Minerals Policy Statement

On August 22, 2012, the U.S. Securities and Exchange Commission (SEC) adopted a final rule to implement reporting and disclosure related to “conflict minerals,” as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The rule requires manufacturers who are SEC filers to disclose whether the products they manufacture or contract to manufacture contain “conflict minerals” that are “necessary to the functionality or production” of those products.

Conflict minerals refer to tin, tantalum, tungsten and gold (commonly referred to as “3TG”), regardless of where they are sourced, processed or sold. The final rule is intended in part to bring greater supply chain transparency to the use of such minerals originating from the Democratic Republic of Congo and adjoining countries in an effort to help end the violent conflict which has been financed, in part, by the exploitation and trade of conflict minerals.

Tin, tungsten, tantalum and gold are essential in the manufacture of a variety of electronic and medical devices and other products, including some of Teleflex’s products. Teleflex is committed to institute procedures and reporting systems, and to conduct the necessary diligence to comply with the final rule.

Specifically, we are:

1.using a documented reasonable due diligence process, which conforms to the Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High-Risk Areas, and are working closely with our suppliers to determine the presence of 3TG in our supply chain;

2.taking steps to determine the use, country of origin and chain of custody of 3TG minerals in our global product portfolio; and

3.committed to improve, over time, the ability to track and trace conflict minerals in our supply chain.

Teleflex sources from numerous suppliers and, a large number of our suppliers and their suppliers are private companies or international companies which are not subject to SEC regulations; therefore, Teleflex must rely on the cooperation of its suppliers in the implementation of this policy and in enabling Teleflex to meet its SEC disclosure and reporting obligations on a timely basis. Teleflex expects its suppliers to undertake reasonable due diligence within their supply chains to determine the origin of the conflict minerals contained in materials and products they supply to Teleflex. Further, we expect our suppliers to source conflict minerals used in our supply chain responsibly in an effort to help end the violent conflict in the DRC.

Suppliers and other external parties are encouraged to contact us at conflict.minerals@teleflex.com if they wish to seek guidance on this policy or if they wish to report concerns.



Appendix B
SOR Information

In connection with our reasonable country of origin inquiry and due diligence, as applicable, our in-scope direct suppliers identified to us the SORs listed below as potentially having processed the necessary 3TG contained in our products in 2020. All information included in the table below is as of April 23, 2021, and the “RMI Audit Status” reflected in the table for each SOR represents such SOR’s status as of such date. SORs listed as “Conformant” may not have been RMAP Conformant for all of 2020 and may not continue to be so listed for any future period. SORs listed as “Active” are participants in the RMAP and have committed to undergo an audit or are participating in one of the cross-recognized certification programs.

The large majority of the responses we received from the supplier survey either provided data at a company or divisional level or did not specify the SORs from whom 3TG in the purchased materials were derived. We therefore are unable to determine whether the 3TG reported by the suppliers were contained in purchased materials. As a result, we were unable to determine the extent to which purchased materials contained 3TG derived from the SORs listed below.
Smelter Table
Metal Standard Smelter NameSmelter IDRMI Audit Status
Gold8853 S.p.A.CID002763Conformant
GoldAbington Reldan Metals, LLCCID002708Non Conformant
GoldAdvanced Chemical CompanyCID000015Conformant
GoldAfrican Gold RefineryCID003185Not Enrolled
GoldAida Chemical Industries Co., Ltd.CID000019Conformant
GoldAl Etihad Gold Refinery DMCCCID002560Conformant
GoldAllgemeine Gold-und Silberscheideanstalt A.G.CID000035Conformant
GoldAlmalyk Mining and Metallurgical Complex (AMMC)CID000041Conformant
GoldAngloGold Ashanti Corrego do Sitio MineracaoCID000058Conformant
GoldArgor-Heraeus S.A.CID000077Conformant
GoldAsahi Pretec Corp.CID000082Conformant
GoldAsahi Refining Canada Ltd.CID000924Conformant
GoldAsahi Refining USA Inc.CID000920Conformant
GoldAsaka Riken Co., Ltd.CID000090Conformant
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.CID000103Not Enrolled
GoldAU Traders and RefinersCID002850Conformant
GoldAugmont Enterprises Private LimitedCID003461Active
GoldAurubis AGCID000113Conformant
GoldBangalore RefineryCID002863Conformant
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)CID000128Conformant
GoldBoliden ABCID000157Conformant
GoldC. Hafner GmbH + Co. KGCID000176Conformant



GoldC.I Metales Procesados Industriales SASCID003421Active
GoldCaridadCID000180Not Enrolled
GoldCCR Refinery - Glencore Canada CorporationCID000185Conformant
GoldCendres + Metaux S.A.CID000189Conformant
GoldCGR Metalloys Pvt Ltd.CID003382Not Enrolled
GoldChimet S.p.A.CID000233Conformant
GoldChugai MiningCID000264Conformant
GoldDaye Non-Ferrous Metals Mining Ltd.CID000343Not Enrolled
GoldDegussa Sonne / Mond Goldhandel GmbHCID002867Not Enrolled
GoldDijllah Gold Refinery FZCCID003348Not Enrolled
GoldDODUCO Contacts and Refining GmbHCID000362Conformant
GoldDowaCID000401Conformant
GoldDS PRETECH Co., Ltd.CID003195Conformant
GoldDSC (Do Sung Corporation)CID000359Conformant
GoldEco-System Recycling Co., Ltd. East PlantCID000425Conformant
GoldEco-System Recycling Co., Ltd. North PlantCID003424Conformant
GoldEco-System Recycling Co., Ltd. West PlantCID003425Conformant
GoldEmirates Gold DMCCCID002561Conformant
GoldFidelity Printers and Refiners Ltd.CID002515Not Enrolled
GoldFujairah Gold FZCCID002584Not Enrolled
GoldGCC Gujrat Gold Centre Pvt. Ltd.CID002852Not Enrolled
GoldGeib Refining CorporationCID002459Conformant
GoldGold Coast RefineryCID003186 Not Enrolled
GoldGold Refinery of Zijin Mining Group Co., Ltd.CID002243Conformant
GoldGreat Wall Precious Metals Co., Ltd. of CBPMCID001909Not Enrolled
GoldGuangdong Jinding Gold LimitedCID002312Not Enrolled
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CID000651Not Enrolled
GoldHangzhou Fuchunjiang Smelting Co., Ltd.CID000671Not Enrolled
GoldHeimerle + Meule GmbHCID000694Conformant
GoldHeraeus Metals Hong Kong Ltd.CID000707Conformant
GoldHeraeus Precious Metals GmbH & Co. KGCID000711Active
GoldHunan Chenzhou Mining Co., Ltd.CID000767Not Enrolled
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CID000773Not Enrolled
GoldHwaSeong CJ CO., LTD.CID000778Not Enrolled
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CID000801Conformant
GoldInternational Precious Metal RefinersCID002562Active
GoldIshifuku Metal Industry Co., Ltd.CID000807Conformant
GoldIstanbul Gold RefineryCID000814Conformant
GoldItalpreziosiCID002765Conformant
GoldJALAN & CompanyCID002893 Not Enrolled
GoldJapan MintCID000823Conformant



GoldJiangxi Copper Co., Ltd.CID000855Conformant
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantCID000927Not Enrolled
GoldJSC UralelectromedCID000929Conformant
GoldJX Nippon Mining & Metals Co., Ltd.CID000937Conformant
GoldK.A. RasmussenCID003497 Not Enrolled
GoldKaloti Precious MetalsCID002563Not Enrolled
GoldKazakhmys Smelting LLCCID000956Not Enrolled
GoldKazzincCID000957Conformant
GoldKennecott Utah Copper LLCCID000969Conformant
GoldKGHM Polska Miedz Spolka AkcyjnaCID002511Conformant
GoldKojima Chemicals Co., Ltd.CID000981Conformant
GoldKorea Zinc Co., Ltd.CID002605Conformant
GoldKundan Care Products Ltd.CID003463Not Enrolled
GoldKyrgyzaltyn JSCCID001029Conformant
GoldKyshtym Copper-Electrolytic Plant ZAOCID002865Not Enrolled
GoldL'azurde Company For JewelryCID001032Not Enrolled
GoldLingbao Gold Co., Ltd.CID001056Not Enrolled
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CID001058Not Enrolled
GoldL'Orfebre S.A.CID002762Conformant
GoldLS-NIKKO Copper Inc.CID001078Conformant
GoldLT Metal Ltd.CID000689Conformant
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CID001093Not Enrolled
GoldMarsam MetalsCID002606Conformant
GoldMaterionCID001113Conformant
GoldMatsuda Sangyo Co., Ltd.CID001119Conformant
GoldMetalor Technologies (Hong Kong) Ltd.CID001149Conformant
GoldMetalor Technologies (Singapore) Pte., Ltd.CID001152Conformant
GoldMetalor Technologies (Suzhou) Ltd.CID001147Conformant
GoldMetalor Technologies S.A.CID001153Conformant
GoldMetalor USA Refining CorporationCID001157Conformant
GoldMetalurgica Met-Mex Penoles S.A. De C.V.CID001161Conformant
GoldMitsubishi Materials CorporationCID001188Conformant
GoldMitsui Mining and Smelting Co., Ltd.CID001193Conformant
GoldMMTC-PAMP India Pvt., Ltd.CID002509Conformant
GoldModeltech Sdn BhdCID002857Non Conformant
GoldMorris and WatsonCID002282Not Enrolled
GoldMoscow Special Alloys Processing PlantCID001204Conformant
GoldNadir Metal Rafineri San. Ve Tic. A.S.CID001220Conformant
GoldNavoi Mining and Metallurgical CombinatCID001236Conformant
GoldNH Recytech CompanyCID003189Non Conformant
GoldNihon Material Co., Ltd.CID001259Conformant



GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHCID002779Conformant
GoldOhura Precious Metal Industry Co., Ltd.CID001325Conformant
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)CID001326Conformant
GoldOJSC Novosibirsk RefineryCID000493Conformant
GoldPAMP S.A.CID001352Conformant
GoldPease & CurrenCID002872Not Enrolled
GoldPenglai Penggang Gold Industry Co., Ltd.CID001362Not Enrolled
GoldPlanta Recuperadora de Metales SpACID002919Conformant
GoldPrioksky Plant of Non-Ferrous MetalsCID001386Conformant
GoldPT Aneka Tambang (Persero) TbkCID001397Conformant
GoldPX Precinox S.A.CID001498Conformant
GoldQG Refining, LLCCID003324Not Enrolled
GoldRand Refinery (Pty) Ltd.CID001512Conformant
GoldRefinery of Seemine Gold Co., Ltd.CID000522Not Enrolled
GoldREMONDIS PMR B.V.CID002582Conformant
GoldRoyal Canadian MintCID001534Conformant
GoldSAAMPCID002761Conformant
GoldSabin Metal Corp.CID001546Not Enrolled
GoldSafimet S.p.ACID002973Conformant
GoldSAFINA A.S.CID002290Conformant
GoldSai RefineryCID002853Not Enrolled
GoldSamduck Precious MetalsCID001555Conformant
GoldSamwon Metals Corp.CID001562Not Enrolled
GoldSAXONIA Edelmetalle GmbHCID002777Conformant
GoldSEMPSA Joyeria Plateria S.A.CID001585Conformant
GoldShandong Humon Smelting Co., Ltd.CID002525Not Enrolled
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CID001619Not Enrolled
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CID001622Conformant
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.CID002527 Not Enrolled
GoldShirpur Gold Refinery Ltd.CID002588 Not Enrolled
GoldSichuan Tianze Precious Metals Co., Ltd.CID001736Conformant
GoldSingway Technology Co., Ltd.CID002516Conformant
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsCID001756Conformant
GoldSolar Applied Materials Technology Corp.CID001761Conformant
GoldSovereign MetalsCID003383Not Enrolled
GoldState Research Institute Center for Physical Sciences and TechnologyCID003153Not Enrolled
GoldSudan Gold RefineryCID002567Not Enrolled
GoldSumitomo Metal Mining Co., Ltd.CID001798Conformant
GoldSungEel HiMetal Co., Ltd.CID002918Conformant
GoldT.C.A S.p.ACID002580Conformant
GoldTanaka Kikinzoku Kogyo K.K.CID001875Conformant



GoldThe Refinery of Shandong Gold Mining Co., Ltd.CID001916Conformant
GoldTokuriki Honten Co., Ltd.CID001938Conformant
GoldTongling Nonferrous Metals Group Co., Ltd.CID001947Not Enrolled
GoldTony Goetz NVCID002587Non Conformant
GoldTOO Tau-Ken-AltynCID002615Conformant
GoldTorecomCID001955Conformant
GoldUmicore Precious Metals ThailandCID002314Conformant
GoldUmicore S.A. Business Unit Precious Metals RefiningCID001980Conformant
GoldUnited Precious Metal Refining, Inc.CID001993Conformant
GoldValcambi S.A.CID002003Conformant
GoldWestern Australian Mint (T/a The Perth Mint)CID002030Conformant
GoldWIELAND Edelmetalle GmbHCID002778Conformant
GoldYamakin Co., Ltd.CID002100Conformant
GoldYokohama Metal Co., Ltd.CID002129Conformant
GoldYunnan Copper Industry Co., Ltd.CID000197Not Enrolled
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCID002224Conformant
TantalumAsaka Riken Co., Ltd.CID000092Conformant
TantalumChangsha South Tantalum Niobium Co., Ltd.CID000211Conformant
TantalumD Block Metals, LLCCID002504Conformant
TantalumExotech Inc.CID000456Conformant
TantalumF&X Electro-Materials Ltd.CID000460Conformant
TantalumFIR Metals & Resource Ltd.CID002505Conformant
TantalumGlobal Advanced Metals AizuCID002558Conformant
TantalumGlobal Advanced Metals BoyertownCID002557Conformant
TantalumGuangdong Zhiyuan New Material Co., Ltd.CID000616Conformant
TantalumH.C. Starck Co., Ltd.CID002544Conformant
TantalumH.C. Starck Hermsdorf GmbHCID002547Conformant
TantalumH.C. Starck Inc.CID002548Conformant
TantalumH.C. Starck Ltd.CID002549Conformant
TantalumH.C. Starck Smelting GmbH & Co. KGCID002550Conformant
TantalumH.C. Starck Tantalum and Niobium GmbHCID002545Conformant
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CID002492Conformant
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CID002512Conformant
TantalumJiangxi Tuohong New Raw MaterialCID002842Conformant
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CID000914Conformant
TantalumJiujiang Tanbre Co., Ltd.CID000917Conformant
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CID002506Conformant
TantalumKEMET Blue MetalsCID002539Conformant
TantalumLSM Brasil S.A.CID001076Conformant
TantalumMetallurgical Products India Pvt., Ltd.CID001163Conformant
TantalumMineracao Taboca S.A.CID001175Conformant



TantalumMitsui Mining and Smelting Co., Ltd.CID001192Conformant
TantalumNingxia Orient Tantalum Industry Co., Ltd.CID001277Conformant
TantalumNPM Silmet ASCID001200Conformant
TantalumPRG DooelCID002847Conformant
TantalumQuantumCleanCID001508Conformant
TantalumResind Industria e Comercio Ltda.CID002707Conformant
TantalumSolikamsk Magnesium Works OAOCID001769Conformant
TantalumTaki Chemical Co., Ltd.CID001869Conformant
TantalumTelex MetalsCID001891Conformant
TantalumUlba Metallurgical Plant JSCCID001969Conformant
TantalumXinXing HaoRong Electronic Material Co., Ltd.CID002508Conformant
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CID001522Conformant
TinAlphaCID000292Conformant
TinAn Vinh Joint Stock Mineral Processing CompanyCID002703Not Enrolled
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CID000228Conformant
TinChifeng Dajingzi Tin Industry Co., Ltd.CID003190Conformant
TinChina Tin Group Co., Ltd.CID001070Conformant
TinCV Ayi JayaCID002570Active
TinCV Venus Inti PerkasaCID002455Active
TinDongguan CiEXPO Environmental Engineering Co., Ltd.CID003356Non Conformant
TinDowaCID000402Conformant
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyCID002572Non Conformant
TinEM VintoCID000438Conformant
TinEstanho de Rondonia S.A.CID000448Active
TinFenix MetalsCID000468Conformant
TinGejiu City Fuxiang Industry and Trade Co., Ltd.CID003410Not Enrolled
TinGejiu Fengming Metallurgy Chemical PlantCID002848Conformant
TinGejiu Kai Meng Industry and Trade LLCCID000942Conformant
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CID000538Conformant
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CID001908Conformant
TinGejiu Zili Mining And Metallurgy Co., Ltd.CID000555Conformant
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CID003116Conformant
TinHuiChang Hill Tin Industry Co., Ltd.CID002844Conformant
TinJiangxi New Nanshan Technology Ltd.CID001231Conformant
TinLuna Smelter, Ltd.CID003387Conformant
TinMa'anshan Weitai Tin Co., Ltd.CID003379Conformant
TinMagnu's Minerais Metais e Ligas Ltda.CID002468Conformant
TinMalaysia Smelting Corporation (MSC)CID001105Conformant
TinMelt Metais e Ligas S.A.CID002500Conformant
TinMetallic Resources, Inc.CID001142Conformant
TinMetallo Belgium N.V.CID002773Conformant



TinMetallo Spain S.L.U.CID002774Conformant
TinMineracao Taboca S.A.CID001173Conformant
TinMinsurCID001182Conformant
TinMitsubishi Materials CorporationCID001191Conformant
TinModeltech Sdn BhdCID002858Non Conformant
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyCID002573Not Enrolled
TinNovosibirsk Processing Plant Ltd.CID001305Active
TinO.M. Manufacturing (Thailand) Co., Ltd.CID001314Conformant
TinO.M. Manufacturing Philippines, Inc.CID002517Conformant
TinOperaciones Metalurgicas S.A.CID001337Conformant
TinPongpipat Company LimitedCID003208Not Enrolled
TinPrecious Minerals and Smelting LimitedCID003409Non Conformant
TinPT Aries Kencana SejahteraCID000309Active
TinPT Artha Cipta LanggengCID001399Conformant
TinPT ATD Makmur Mandiri JayaCID002503Conformant
TinPT Babel Inti PerkasaCID001402Conformant
TinPT Babel Surya Alam LestariCID001406Conformant
TinPT Bangka SerumpunCID003205Conformant
TinPT Bukit TimahCID001428Active
TinPT Cipta Persada MuliaCID002696 Not Enrolled
TinPT Lautan Harmonis SejahteraCID002870Active
TinPT Menara Cipta MuliaCID002835Conformant
TinPT Mitra Stania PrimaCID001453Conformant
TinPT Mitra Sukses GlobalindoCID003449 Not Enrolled
TinPT Prima Timah UtamaCID001458Conformant
TinPT Rajawali Rimba PerkasaCID003381Conformant
TinPT Rajehan AriqCID002593Conformant
TinPT Refined Bangka TinCID001460Conformant
TinPT Stanindo Inti PerkasaCID001468Conformant
TinPT Sukses Inti MakmurCID002816Active
TinPT Timah Tbk KundurCID001477Conformant
TinPT Timah Tbk MentokCID001482Conformant
TinPT Tinindo Inter NusaCID001490Conformant
TinResind Industria e Comercio Ltda.CID002706Conformant
TinRui Da HungCID001539Conformant
TinSoft Metais Ltda.CID001758Conformant
TinSuper LigasCID002756Active
TinThai Nguyen Mining and Metallurgy Co., Ltd.CID002834Conformant
TinThaisarcoCID001898Conformant
TinTin Technology & RefiningCID003325Conformant
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyCID002574Not Enrolled



TinVQB Mineral and Trading Group JSCCID002015 Not Enrolled
TinWhite Solder Metalurgia e Mineracao Ltda.CID002036Conformant
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CID002158Conformant
TinYunnan Tin Company LimitedCID002180Conformant
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CID003397Conformant
TungstenA.L.M.T. Corp.CID000004Conformant
TungstenACL Metais EireliCID002833Conformant
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.CID003427Active
TungstenAsia Tungsten Products Vietnam Ltd.CID002502Conformant
TungstenChenzhou Diamond Tungsten Products Co., Ltd.CID002513Conformant
TungstenChina Molybdenum Co., Ltd.CID002641Conformant
TungstenChongyi Zhangyuan Tungsten Co., Ltd.CID000258Conformant
TungstenCNMC (Guangxi) PGMA Co., Ltd.CID000281Not Enrolled
TungstenCronimet Brasil LtdaCID003468Active
TungstenFujian Ganmin RareMetal Co., Ltd.CID003401Conformant
TungstenGanzhou Haichuang Tungsten Co., Ltd.CID002645Conformant
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.CID000875Conformant
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CID002315Conformant
TungstenGanzhou Seadragon W & Mo Co., Ltd.CID002494Conformant
TungstenGEM Co., Ltd.CID003417Active
TungstenGlobal Tungsten & Powders Corp.CID000568Conformant
TungstenGuangdong Xianglu Tungsten Co., Ltd.CID000218Conformant
TungstenH.C. Starck Smelting GmbH & Co. KGCID002542Conformant
TungstenH.C. Starck Tungsten GmbHCID002541Conformant
TungstenHunan Chenzhou Mining Co., Ltd.CID000766Conformant
TungstenHunan Chunchang Nonferrous Metals Co., Ltd.CID000769Conformant
TungstenHydrometallurg, JSCCID002649Conformant
TungstenJapan New Metals Co., Ltd.CID000825Conformant
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CID002551Conformant
TungstenJiangxi Gan Bei Tungsten Co., Ltd.CID002321Conformant
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.CID002313Not Enrolled
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CID002318Conformant
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CID002317Conformant
TungstenJiangxi Yaosheng Tungsten Co., Ltd.CID002316Conformant
TungstenJSC "Kirovgrad Hard Alloys Plant"CID003408Active
TungstenKennametal FallonCID000966Conformant
TungstenKennametal HuntsvilleCID000105Conformant
TungstenKGETS Co., Ltd.CID003388Conformant
TungstenLianyou Metals Co., Ltd.CID003407Conformant
TungstenMalipo Haiyu Tungsten Co., Ltd.CID002319Conformant
TungstenMasan Tungsten Chemical LLC (MTC)CID002543Conformant



TungstenMoliren Ltd.CID002845Conformant
TungstenNiagara Refining LLCCID002589Conformant
TungstenNPP Tyazhmetprom LLCCID003416Active
TungstenPhilippine Chuangxin Industrial Co., Inc.CID002827Conformant
TungstenUnecha Refractory metals plantCID002724Conformant
TungstenWolfram Bergbau und Hutten AGCID002044Conformant
TungstenXiamen Tungsten (H.C.) Co., Ltd.CID002320Conformant
TungstenXiamen Tungsten Co., Ltd.CID002082Conformant
TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.CID002830Conformant