0001599510-14-000001.txt : 20140411
0001599510-14-000001.hdr.sgml : 20140411
20140411151217
ACCESSION NUMBER: 0001599510-14-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140411
FILED AS OF DATE: 20140411
DATE AS OF CHANGE: 20140411
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TEL INSTRUMENT ELECTRONICS CORP
CENTRAL INDEX KEY: 0000096885
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670]
IRS NUMBER: 221441806
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: ONE BRANCA ROAD
CITY: EAST RUTHERFORD
STATE: NJ
ZIP: 07073
BUSINESS PHONE: 2019331600
MAIL ADDRESS:
STREET 1: ONE BRANCA ROAD
CITY: EAST RUTHERFORD
STATE: NJ
ZIP: 07073
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dowling Vincent J. Jr
CENTRAL INDEX KEY: 0001599510
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31990
FILM NUMBER: 14759754
MAIL ADDRESS:
STREET 1: 54 LEDYARD
CITY: WEST HARTFORD
STATE: CT
ZIP: 06117
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-04-11
1
0000096885
TEL INSTRUMENT ELECTRONICS CORP
tik
0001599510
Dowling Vincent J. Jr
54 LEDYARD
WEST HARTFORD
CT
06117
0
0
1
0
Common Stock Warrant
3.35
2014-04-11
4
J
0
50000
3.35
D
2012-07-26
2019-09-10
Common Stock, par value, $0.10 per share
50000
50000
D
Warrant(W) amended 4/11/14,Holder(H) shall not be entitled to exercise his (W)on an exercise date (ED),in connection with that # of shrs of Common Stock (CS) which would be in excess of the sum of(I) #of shrs of CS beneficially owned by H& affiliates on an ED &(ii)the # of shrs of CS issuable upon exercise of W with respect to which the determination of this limitation is being made on an ED, which would result in beneficial ownership by H &affiliates of more than 9.99% outstanding shrs of CS on such date.For purposes of immediately preceding sentence,beneficial ownership determined in accordance with Sec.13(d) of 1934 Act & Rule13d-3 thereunder.Subj to the foregoing,H shall not be limited to aggregate exercises which result in issuance of more than 9.99%. Restriction described here may be waived, in whole or in part, upon 61 days'prior notice from H to Co to increase such %. H may decide whether to exercise this W to achieve an actual 9.99% or increase ownership described above.
Original warrant issued 7/26/12. Warrant amended 4/11/14
Warrants continue to be beneficially owned, restrictions on exercise.
The warrants are held by Millenium Trust Company, LLC Custodian FBO Vincent J. Dowling, Jr., Roth IRA. Mr. Dowling has sole beneficial ownership of such shares.
Vincent J. Dowling, Jr
2014-04-11