0001185185-14-000320.txt : 20140213 0001185185-14-000320.hdr.sgml : 20140213 20140213172039 ACCESSION NUMBER: 0001185185-14-000320 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130531 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TEL INSTRUMENT ELECTRONICS CORP CENTRAL INDEX KEY: 0000096885 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 221441806 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE BRANCA ROAD CITY: EAST RUTHERFORD STATE: NJ ZIP: 07073 BUSINESS PHONE: 2019331600 MAIL ADDRESS: STREET 1: ONE BRANCA ROAD CITY: EAST RUTHERFORD STATE: NJ ZIP: 07073 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dowling Vincent J. Jr CENTRAL INDEX KEY: 0001599510 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31990 FILM NUMBER: 14607907 MAIL ADDRESS: STREET 1: 54 LEDYARD CITY: WEST HARTFORD STATE: CT ZIP: 06117 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2013-05-31 0 0000096885 TEL INSTRUMENT ELECTRONICS CORP TIK 0001599510 Dowling Vincent J. Jr 54 LEDYARD WEST HARTFORD CT 06117 0 0 1 0 Common Stock, par value $0.10 per share 17500 D Common Stock, par value $0.10 per share 67900 D Common Stock, par value $0.10 per share 200000 D Common Stock Warrant 3.35 2012-07-26 2019-09-10 Common Stock, par value $0.10 per share 50000 D The shares are held by IRA FBO Vincent J. Dowling, Jr. Pershing LLC as Custodian Roth Conversion Account. Mr. Dowling has sole beneficial ownership of such shares. The shares are held by Trust Agreement of Dowling 2009 Statutory Trust UAD 12/10/09 People's United Bank TTEE FBO Vincent J. Dowling, Jr. Mr. Dowling has sole beneficial ownership of such shares. The shares and warrants are held by Millenium Trust Company, LLC Custodian FBO Vincent J. Dowling, Jr., Roth IRA. Mr. Dowling has sole beneficial ownership of such shares. /s/ Vincent J. Dowling, Jr. 2014-02-13