-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SRK6pVe7lKCpQ5K6jfObd+xnvGVeM7qEG81kR8qdq+35uEUrNMmuU1wRjO4//E+2 H8+lELJ+XVg9tjDAXkr5rQ== 0000096879-07-000136.txt : 20071018 0000096879-07-000136.hdr.sgml : 20071018 20071018123645 ACCESSION NUMBER: 0000096879-07-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071016 FILED AS OF DATE: 20071018 DATE AS OF CHANGE: 20071018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TEKTRONIX INC CENTRAL INDEX KEY: 0000096879 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 930343990 STATE OF INCORPORATION: OR FISCAL YEAR END: 0528 BUSINESS ADDRESS: STREET 1: 14200 SW KARL BRAUN DRIVE CITY: BEAVERTON STATE: OR ZIP: 97077 BUSINESS PHONE: 503-627-7111 MAIL ADDRESS: STREET 1: P O BOX 500 CITY: BEAVERTON STATE: OR ZIP: 97077-0001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALTON JAMES F CENTRAL INDEX KEY: 0001214420 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04837 FILM NUMBER: 071178316 BUSINESS ADDRESS: BUSINESS PHONE: 5036276803 MAIL ADDRESS: STREET 1: PO BOX 500 (M/S 55-985) STREET 2: 14200 SW KARL BRAUN DRIVE CITY: BEAVERTON STATE: OR ZIP: 97077-0001 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-10-16 0000096879 TEKTRONIX INC TEK 0001214420 DALTON JAMES F PO BOX 500 14200 SW KARL BRAUN DRIVE BEAVERTON OR 97077-0001 0 1 0 0 VP, General Counsel, Secretary Common Stock 2007-10-16 4 M 0 50000 20.0625 A 89935 D Common Stock 2007-10-16 4 S 0 50000 37.71 D 39935 D Common Stock 2007-10-16 4 M 0 33000 24.48 A 72935 D Common Stock 2007-10-16 4 S 0 4000 37.72 D 68935 D Common Stock 2007-10-16 4 S 0 22500 37.70 D 46435 D Common Stock 2007-10-16 4 S 0 6500 37.71 D 39935 D Common Stock 2007-10-16 4 M 0 21000 31.55 A 60935 D Common Stock 2007-10-16 4 S 0 21000 37.72 D 39935 D Common Stock 2007-10-16 4 M 0 12500 28.69 A 52435 D Common Stock 2007-10-16 4 S 0 12500 37.71 D 39935 D Common Stock 2007-10-16 4 M 0 6000 29.79 A 45935 D Common Stock 2007-10-16 4 S 0 6000 37.71 D 39935 D Common Stock 2007-10-16 4 S 0 7471 37.72 D 32464 D Common Stock 3873 I 401(k) Plan Phantom Stock Units Common Stock 982 982 D Non-Qualified Stock Option 20.06 2007-10-16 4 M 0 50000 D 2002-01-20 2010-01-20 Common Stock 50000 0 D Non-Qualified Stock Option 37.50 2003-01-18 2011-01-18 Common Stock 30000 30000 D Non-Qualified Stock Option 24.48 2007-10-16 4 M 0 33000 D 2003-02-01 2012-02-01 Common Stock 33000 0 D Non-Qualified Stock Option 31.55 2007-10-16 4 M 0 21000 D 2005-01-20 2014-01-20 Common Stock 21000 7000 D Non-Qualified Stock Option 28.69 2007-10-16 4 M 0 12500 D 2006-01-18 2015-01-18 Common Stock 12500 12500 D Non-Qualified Stock Option 29.79 2007-10-16 4 M 0 6000 D 2007-01-17 2016-01-17 Common Stock 6000 18000 D Non-Qualified Stock Option 28.74 2008-01-16 2017-01-16 Common Stock 22000 22000 D Phantom Stock Units are convertible into common stock on a 1-for-1 basis. Phantom Stock Units accrued under the Tektronix, Inc. Stock Deferral Plan are to be settled in Tektronix, Inc. Common Stock upon the reporting person's termination from the Company pursuant to the Plan. Includes 1 share acquired in unreported dividend reinvestment transactions. Employee stock option granted 1/20/2000 and exercisable for 25% of the shares on each of the first four anniversaries of the option date. Employee stock option granted 2/1/2002 and exercisable for 25% of the shares on each of the first four anniversaries of the option date. Employee stock option granted 1/20/2004 and exercisable for 25% of the shares on each of the first four anniversaries of the option date. Employee stock option granted 1/18/2005 and exercisable for 25% of the shares on each of the first four anniversaries of the option date. Employee stock option granted 1/17/2006 and exercisable for 25% of the shares on each of the first four anniversaries of the option date. Between June 1, 2007 and September 30, 2007, the reporting person acquired 59 shares of Tektronix, Inc. common stock under the Tektronix, Inc. 401(k) Plan and the Tek Stock Fund, a separate fund within the 401(k) Plan. The information in this report is based on the September 30, 2007 Plan statement. MardiLyn Saathoff, attorney-in-fact, for James F. Dalton 2007-10-18 -----END PRIVACY-ENHANCED MESSAGE-----