SC 13G/A 1 tecumseh13ga-071114.htm FEBRUARY 12, 2014 tecumseh13ga-071114.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

_____________

SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)

TECUMSEH PRODUCTS COMPANY

(Name of Issuer)
 
Class A Common Stock, par value $1.00
(Title of Class of Securities)
 
87889520
(CUSIP Number)
 
December 31, 2013
 
 (Date of Event which Requires Filing of this Statement)
 

 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
¨           Rule 13d-1(b)
 
[x]           Rule 13d-1(c)
 
¨           Rule 13d-1(d)
 



*  The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



 
 

 
 
 

1.
names of Reporting Persons
 
The D3 Family Fund, L.P.
 
2.
check the appropriate box if a member of a group                                                                         (a)      [x]
(b)      ¨
3.
sec use only
 
4.
citizenship or place of organization
 
Washington
 
 
 
NUMBER OF
5.
sole voting power
0
SHARES
BENEFICIALLY
OWNED BY
6.
shared voting power
240,464 common shares
EACH
REPORTING
PERSON
7.
sole dispositive power
0
WITH
 
 
8.
shared dispositive power
240,464
9.
aggregate amount beneficially owned by each reporting person
For the reporting person listed on this page, 240,464; for all reporting persons as a group, 1,148,090 shares
10.
check box if the aggregate amount in row (9) excludes certain shares¨
 
11.
percent of class represented by amount in row (9)
For the reporting person listed on this page, 1.8%; for all reporting persons as a group, 8.6%
12.
type of reporting person                                                                                  PN
 


 
 

 


 
1.
names of Reporting Persons
 
The D3 Family Bulldog Fund, L.P.
 
2.
check the appropriate box if a member of a group                                                                         (a)      [x]
(b)      ¨
3.
sec use only
 
4.
citizenship or place of organization
 
Washington
 
 
 
NUMBER OF
5.
sole voting power
0
SHARES
BENEFICIALLY
OWNED BY
6.
shared voting power
724,051 common shares
EACH
REPORTING
PERSON
7.
sole dispositive power
0
WITH
 
 
8.
shared dispositive power
724,051
9.
aggregate amount beneficially owned by each reporting person
For the reporting person listed on this page, 724,051; for all reporting persons as a group, 1,148,090 shares
10.
check box if the aggregate amount in row (9) excludes certain shares¨
 
11.
percent of class represented by amount in row (9)
For the reporting person listed on this page, 5.4%; for all reporting persons as a group, 8.6%
12.
type of reporting person                                                                                 PN
 

 

 
 

 


 
1.
names of Reporting Persons
 
The DIII Offshore Fund, L.P.
 
2.
check the appropriate box if a member of a group                                                                         (a)      [x]
(b)      ¨
3.
sec use only
 
4.
citizenship or place of organization
 
Bahamas
 
 
 
NUMBER OF
5.
sole voting power
0
SHARES
BENEFICIALLY
OWNED BY
6.
shared voting power
183,575 common shares
EACH
REPORTING
PERSON
7.
sole dispositive power
0
WITH
 
 
8.
shared dispositive power
183,575
9.
aggregate amount beneficially owned by each reporting person
For the reporting person listed on this page, 183,575; for all reporting persons as a group, 1,148,090 shares
10.
check box if the aggregate amount in row (9) excludes certain shares¨
 
11.
percent of class represented by amount in row (9)
For the reporting person listed on this page, 1.4%; for all reporting persons as a group, 8.6%
12.
type of reporting person                                                                                   PN
 

 

 
 

 


 
1.
names of Reporting Persons
 
Nierenberg Investment Management Company, Inc.
 
2.
check the appropriate box if a member of a group                                                                         (a)      [x]
(b)      ¨
3.
sec use only
 
4.
citizenship or place of organization
 
Washington
 
 
 
NUMBER OF
5.
sole voting power
0
SHARES
BENEFICIALLY
OWNED BY
6.
shared voting power
1,148,090 common shares
EACH
REPORTING
PERSON
7.
sole dispositive power
0
WITH
 
 
8.
shared dispositive power
1,148,090
9.
aggregate amount beneficially owned by each reporting person
For the reporting person listed on this page, 1,148,090; for all reporting persons as a group, 1,148,090 shares
10.
check box if the aggregate amount in row (9) excludes certain shares¨
 
11.
percent of class represented by amount in row (9)
For the reporting person listed on this page, 8.6%; for all reporting persons as a group, 8.6%
12.
type of reporting person                                                                                  CO
 

 

 
 

 


 
1.
names of Reporting Persons
 
Nierenberg Investment Management Offshore, Inc.
 
2.
check the appropriate box if a member of a group                                                                         (a)      [x]
(b)      ¨
3.
sec use only
 
4.
citizenship or place of organization
 
Bahamas
 
 
 
NUMBER OF
5.
sole voting power
0
SHARES
BENEFICIALLY
OWNED BY
6.
shared voting power
183,575 common shares
EACH
REPORTING
PERSON
7.
sole dispositive power
0
WITH
 
 
8.
shared dispositive power
183,575
9.
aggregate amount beneficially owned by each reporting person
For the reporting person listed on this page, 183,575; for all reporting persons as a group, 1,148,090 shares
10.
check box if the aggregate amount in row (9) excludes certain shares¨
 
11.
percent of class represented by amount in row (9)
For the reporting person listed on this page, 1.4%; for all reporting persons as a group, 8.6%
12.
type of reporting person                                                                                 CO
 

 

 
 

 


 
1.
names of Reporting Persons
 
David Nierenberg
 
2.
check the appropriate box if a member of a group                                                                         (a)      [x]
(b)      ¨
3.
sec use only
 
4.
citizenship or place of organization
 
United Stated of America
 
 
 
NUMBER OF
5.
sole voting power
0
SHARES
BENEFICIALLY
OWNED BY
6.
shared voting power
1,148,090 common shares
EACH
REPORTING
PERSON
7.
sole dispositive power
0
WITH
 
 
8.
shared dispositive power
1,148,090
9.
aggregate amount beneficially owned by each reporting person
For the reporting person listed on this page, 1,148,090; for all reporting persons as a group, 1,148,090 shares
10.
check box if the aggregate amount in row (9) excludes certain shares¨
 
11.
percent of class represented by amount in row (9)
For the reporting person listed on this page, 8.6%; for all reporting persons as a group, 8.6%
12.
type of reporting person                                                                                  IN, HC
 

 

 
 

 


This Amendment No.1 to Schedule 13G (this “Amendment”) is filed with respect to the shares of Class A common stock (the “Common Stock”) of Tecumseh Productions Company (the “Company”) beneficially owned by the Reporting Persons (as defined below) as of December 31, 2013, and amends the below-indicated items from the Schedule 13G with respect to the shares of the Company’s common stock previously filed on August 30, 2013, by or on behalf of the Reporting Persons (collectively, the “Schedule 13G”), by supplementing such Items with the information below.

The names of the persons filing this Amendment (collectively, the “Reporting Persons”) are:  The D3 Family Fund, L.P. (the “Family Fund”), The D3 Family Bulldog Fund, L.P. (the “Bulldog Fund”), The DIII Offshore Fund, L.P. (the “Offshore Fund”), Nierenberg Investment Management Company, Inc. (“NIMCO”), Nierenberg Investment Management Offshore, Inc. (“NIMO”) and David Nierenberg (“Mr. Nierenberg”).
 
Item 4.
Ownership.
 
(a), (b)     Amount beneficially owned; Percent of Class:
 
(i)       The Family Fund individually beneficially owns 240,464 shares of Common Stock, constituting approximately 1.8% of all of the outstanding shares of Common Stock based on 13,401,938 shares of Common Stock outstanding as of November 4, 2013, as set forth in the Form 10-Q filed by the Issuer on November 5, 2013.
 
(ii)       The Bulldog Fund individually beneficially owns 724,051 shares of Common Stock, constituting approximately 5.4% of all of the outstanding shares of Common Stock.
 
(iii)       The Offshore Fund individually beneficially owns 183,575 shares of Common Stock, constituting approximately 1.4% of all of the outstanding shares of Common Stock.
 
(iv)       NIMCO may be deemed to to be the beneficial owner of the 1,148,090 shares of Common Stock owned by the Family Fund, the Bulldog Fund and the Offshore Fund, constituting approximately 8.6% of all of the outstanding shares of Common Stock.
 
(v)       NIMO may be deemed to to be the beneficial owner of the 183,575 shares of Common Stock owned by the Offshore Fund, constituting approximately 1.4% of all of the outstanding shares of Common Stock.
 
(vii)     Mr. Nierenberg may be deemed to be the beneficial owner of the 1,148,090 shares of Common Stock beneficially owned by NIMCO and NIMO, constituting approximately 8.6% of all of the outstanding shares of Common Stock.
 
 
 

 
(viii)    The Reporting Persons, in the aggregate, beneficially own 1,148,090 Shares, constituting approximately 8.6% of the outstanding shares of Common Stock.
 
(c)       Number of shares as to which such person has:
 
(i), (iii)   None of the Reporting Persons has the sole power (A) to vote or direct the vote of, or (B) to dispose or direct the disposition of, any shares of Common Stock
 
(ii), (iv)  The Family Fund, NIMCO and Mr. Nierenberg have shared power (A) to vote or direct the vote of, and (B) to dispose or direct the disposition of, the 240,464 shares of Common Stock held by the Family Fund.
 
The Bulldog Fund, NIMCO and Mr. Nierenberg have shared power (A) to vote or direct the vote of, and (B) to dispose or direct the disposition of, the 724,051 shares of Common Stock held by the Bulldog Fund.
 
The Offshore Fund, NIMO, NIMCO and Mr. Nierenberg have shared power (A) to vote or direct the vote of, and (B) to dispose or direct the disposition of, the 183,575 shares of Common Stock held by the Offshore Fund.
 
Item 10.
Certification.
 
 
By signing below each of the undersigned certifies that, to the best of its or his knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 

 
 

 


 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in the Statement is true, complete and correct.

D3 Family Fund, L.P. and D3 Family Bulldog Fund, L.P.

By:  Nierenberg Investment Management Company, Inc.

Its:  General Partner
February 12, 2014                     By:  /s/ David Nierenberg
David Nierenberg, President

DIII Offshore Fund, L.P.

By:  Nierenberg Investment Management Offshore, Inc.

Its:  General Partner
February 12, 2014                     By:  /s/ David Nierenberg
David Nierenberg, President

Nierenberg Investment Management Company, Inc.

February 12, 2014                     By:  /s/ David Nierenberg
David Nierenberg, President

Nierenberg Investment Management Offshore, Inc.

February 12, 2014                     By:  /s/ David Nierenberg
David Nierenberg, President

February 12, 2014                     /s/ David Nierenberg
David Nierenberg