-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BpyokHLShZ7fUurBaHfKVNnigQOSd37HJ1FeoENnYbLmCCNf2PG4MX0WlqOWERqb D8/T0Sr341ask5IP25PP9Q== 0000009672-97-000023.txt : 19971104 0000009672-97-000023.hdr.sgml : 19971104 ACCESSION NUMBER: 0000009672-97-000023 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971103 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INFONOW CORP /DE CENTRAL INDEX KEY: 0000879684 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 043083360 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-42394 FILM NUMBER: 97706733 BUSINESS ADDRESS: STREET 1: 3131 SOUTH VAUGHT WAY STREET 2: SUITE 126 CITY: AURORA STATE: CO ZIP: 80014 BUSINESS PHONE: 3033684646 MAIL ADDRESS: STREET 1: 3131 SOUTH VAUGHN WAY STREET 2: STE 134 CITY: AURORA STATE: CO ZIP: 80014 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKAMERICA CORP CENTRAL INDEX KEY: 0000009672 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 941681731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CTR STREET 2: 555 CALIFORNIA ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156223530 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 SC 13D/A 1 SCHEDULE 13D AMENDMENT =================================================== OMB APPROVAL =================================================== OMB Number:.............................3235-0145 Expires:........................December 31, 1997 Estimated average burden hours per form.......................14.90 =================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* InfoNow Corporation - -------------------------------------------------------------------------------- Name of Issuer Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 456664309 - -------------------------------------------------------------------------------- CUSIP Number Cheryl Sorokin, Executive Vice President and Secretary BankAmerica Corporation, Corporate Secretary's Office #13018 555 California Street, San Francisco, CA 94104 (415) 622-3530 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications October 15, 1997 - -------------------------------------------------------------------------------- Date of Event which Requires Filing of this Statement If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class). (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the act but shall be subject to all other provisions of the Act (however, see the Notes). ================================================================================ SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 456664309 Page 2 of 16 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Robertson Stephens Global Low-Priced Stock Fund - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 --------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED 287,129 --------------------------------------------------------------- BY EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 --------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 287,129 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 287,129 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.2% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IV ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION ================================================================================ SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 456664309 Page 3 of 16 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Robertson Stephens Orphan Fund - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 --------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED 498,615 --------------------------------------------------------------- BY EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 --------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 498,615 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 498,615 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION ================================================================================ SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 456664309 Page 4 of 16 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Robertson Stephens Diversified Growth Fund - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 --------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED 394,273 --------------------------------------------------------------- BY EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 --------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 394,273 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 394,273 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.2% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IV ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION ================================================================================ SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 456664309 Page 5 of 16 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bayview Investors, Ltd. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 --------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED 498,615 shares (includes shares held by The Robertson Stephens Orphan Fund of which Robertson, Stephens & BY EACH Company Investment Management, L.P. and Bayview Investors, Ltd. are the general partners. See Item 5.) REPORTING --------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER PERSON WITH 0 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 498,615 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 498,615 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION ================================================================================ SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 456664309 Page 6 of 16 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robertson, Stephens & Company Investment Management, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 --------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED 1,260,861 shares (Includes shares held by The Robertson Stephens Orphan Fund of which Robertson, Stephens & BY EACH Company Investment Management, L.P. and Bayview Investors, Ltd. are the general partners. Includes shares held by The REPORTING Robertson Stephens Orphan Offshore Fund, L.P. of which Robertson, Stephens & Company Investment Management, L.P. PERSON WITH is the general partner. Includes shares held by The Robertson Stephens Diversified Growth Fund of which Robertson, Stephens & Company Investment Management, L.P. is investment adviser. Includes shares held by The Robertson Stephens Global Low-Priced Stock Fund of which Robertson, Stephens & Company Investment Management, L.P. is investment adviser. See Item 5.) --------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,260,861 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,260,861 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IA ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION ================================================================================ SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 456664309 Page 7 of 16 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bayview Holdings, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 --------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED 1,260,861 shares (Includes shares held by The Robertson Stephens Orphan Fund of which Robertson, Stephens & BY EACH Company Investment Management, L.P. and Bayview Investors, Ltd. are the general partners. Bayview Holdings, Inc. is a REPORTING managing member of Robertson, Stephens & Company Private Equity Group, L.L.C. which is general partner of Bayview PERSON WITH Investors, Ltd. Includes shares held by The Robertson Stephens Orphan Offshore Fund, L.P. of which Robertson, Stephens & Company Investment Management, L.P. is the general partner. Includes shares held by The Robertson Stephens Diversified Growth Fund of which Robertson, Stephens & Company Investment Management, L.P. is investment adviser. Includes shares held by The Robertson Stephens Global Low-Priced Stock Fund of which Robertson, Stephens & Company Investment Management, L.P. is investment adviser. Bayview Holdings, Inc. is general partner of Robertson, Stephens & Company Investment Management, L.P. See Item 5.) --------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,260,861 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,260,861 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION ================================================================================ SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 456664309 Page 8 of 16 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robertson Stephens Investment Management Co. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 --------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED 1,260,861 shares (Includes shares held by The Robertson Stephens Orphan Fund of which Robertson, Stephens & BY EACH Company Investment Management, L.P. and Bayview Investors, Ltd. are the general partners. Bayview Holdings, Inc. is a REPORTING managing member of Robertson, Stephens & Company Private Equity Group, L.L.C. which is general partner of Bayview PERSON WITH Investors, Ltd. Includes shares held by The Robertson Stephens Orphan Offshore Fund, L.P. of which Robertson, Stephens & Company Investment Management, L.P. is the general partner. Includes shares held by The Robertson Stephens Diversified Growth Fund and by The Robertson Stephens Global Low-Priced Stock Fund of which Robertson, Stephens & Company Investment Management, L.P. is investment adviser. Robertson Stephens Investment Management Co. owns Bayview Holdings, Inc. Bayview Holdings, Inc. is general partner of Robertson, Stephens & Company Investment Management, L.P. See Item 5.) --------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,260,861 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,260,861 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION ================================================================================ SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 456664309 Page 9 of 16 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BankAmerica Corporation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 --------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED 1,260,861 shares (Includes shares held by The Robertson Stephens Orphan Fund of which Robertson, Stephens & BY EACH Company Investment Management, L.P. and Bayview Investors, Ltd. are the general partners. Bayview Holdings, Inc. is a REPORTING managing member of Robertson, Stephens & Company Private Equity Group, L.L.C. which is general partner of Bayview PERSON WITH Investors, Ltd. Includes shares held by The Robertson Stephens Orphan Offshore Fund, L.P. of which Robertson, Stephens & Company Investment Management, L.P. is the general partner. Includes shares held by The Robertson Stephens Diversified Growth Fund and by The Robertson Stephens Global Low-Priced Stock Fund of which Robertson, Stephens & Company Investment Management, L.P. is investment adviser. BankAmerica Corporation owns Robertson Stephens Investment Management Co. which owns Bayview Holdings, Inc. Bayview Holdings, Inc. is general partner of Robertson, Stephens & Company Investment Management, L.P. See Item 5.) --------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,260,861 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,260,861 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION ================================================================================ SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 456664309 Page 10 of 16 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robertson, Stephens & Company Private Equity Group, L.L.C. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 --------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED 498,615 shares (Includes shares held by The Robertson Stephens Orphan Fund of which Robertson, Stephens & BY EACH Company Investment Management, L.P. and Bayview Investors, Ltd. are the general partners. Robertson, Stephens & REPORTING Company Private Equity Group, L.L.C. is general partner of Bayview Investors, Ltd. Bayview Holdings, Inc. is managing PERSON WITH member of Robertson, Stephens & Company Private Equity Group, L.L.C.) --------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 498,615 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 498,615 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION ================================================================================ Cusip No. 456664309 Page 11 of 16 ================================================================================ Item 1. Security and Issuer. ------------------- This Amended Schedule 13D is filed with respect to the Common Stock of InfoNow Corporation (The "Company"), 1875 Lawrence Street, Suite 1100, Denver, Colorado 80202. Item 2: Identity and Background. ----------------------- The Amended Schedule 13D is filed on behalf of The Robertson Stephens Global Low-Priced Stock Fund ("Low-Priced"), The Robertson Stephens Orphan Fund ("Orphan"), The Robertson Stephens Diversified Growth Fund ("Diversified"), Bayview Investors, Ltd. ("Bayview"), Robertson, Stephens & Company Investment Management, L.P. ("Investment Adviser"), Robertson, Stephens & Company Private Equity Group, L.L.C. ("Private Equity Group"), Bayview Holdings, Inc. ("Bayview Holdings"), BankAmerica Corporation ("BAC") and Robertson Stephens Investment Management Co. ("Robertson Parent"), collectively known as the Filing Parties. This Amended Schedule 13D relates to the direct beneficial ownership in the shares of the Company by Low-Priced, Orphan, Diversified, and The Robertson Stephens Orphan Offshore Fund, L.P. ("Orphan Offshore") (the "Funds"), and the indirect beneficial ownership of Bayview, Investment Adviser, Bayview Holdings, Private Equity Group, BAC and Robertson Parent in the shares of the Company held by the Funds. I. (a) Low-Priced is a series of Robertson Stephens Investment Trust ("RSIT"), a Massachusetts business trust. Its investment adviser is Investment Adviser. (b) 555 California Street, Suite 2600 San Francisco, CA 94104 (principal office and principal place of business) (c) registered investment company II. (a) Orphan is a California limited partnership. Investment Adviser and Bayview are the general partners. (b) 555 California Street, Suite 2600 San Francisco, CA 94104 (principal office and principal place of business) (c) investments in securities III. (a) Orphan Offshore is a Cayman Islands limited partnership. Investment Adviser is the general partner. (b) 555 California Street, Suite 2600 San Francisco, CA 94104 (principal office and principal place of business) ================================================================================ Cusip No. 456664309 Page 12 of 16 ================================================================================ (c) investments in securities IV. (a) Diversified is a series of RSIT. The investment adviser of Diversified is Investment Adviser. (b) 555 California Street, Suite 2600 San Francisco, CA 94104 (principal office and principal place of business) (c) registered investment company V. (a) Bayview is a California limited partnership and general partner of Orphan. (b) 555 California Street, Suite 2600 San Francisco, CA 94104 (principal office and principal place of business) (c) investments in securities VI. (a) Bayview Holdings is a Delaware corporation. Bayview Holdings, a wholly owned subsidiary of Robertson Parent, is the general partner of Investment Adviser. (b) 555 California Street, Suite 2600 San Francisco, CA 94104 (principal office and principal place of business) (c) holding company VII. (a) Investment Adviser is a California limited partnership. It is investment adviser to Low-Priced and Diversified and general partner to Orphan and Orphan Offshore. (b) 555 California Street, Suite 2600 San Francisco, CA 94104 (principal office and principal place of business) (c) registered investment advisor VIII. (a) BAC is a Delaware corporation. It owns Robertson Parent. (b) Corporate Secretary's Office #13018 555 California Street San Francisco, CA 94104 (principal office and principal place of business) (c) bank holding company ================================================================================ Cusip No. 456664309 Page 13 of 16 ================================================================================ IX. (a) Robertson Parent is a Delaware corporation. It is wholly owned by BAC. It owns Bayview Holdings. (b) Corporate Secretary's Office #13018 555 California Street San Francisco, CA 94104 (principal office and principal place of business) (c) holding company X. (a) Private Equity Group is a Delaware limited liability company. It is general partner of Bayview. Bayview Holdings is managing member of Private Equity Group. (b) 555 California Street, Suite 2600 San Francisco, CA 94104 (principal office and principal place of business) (c) holding company Certain information regarding the directors and executive officers of the Filing Parties is set forth in Exhibit B attached hereto. During the last five years, neither the entities mentioned above, nor, to their best knowledge, any person named in Exhibit B attached hereto, has been (a) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (b) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. BAC incorporates by reference the material under Item 3, "Legal Proceedings," in its Annual Report on Form 10-K for the year ended December 31, 1996, and the material in its Current Report on Form 8-K for May 5, 1997 (File No. 1-7377). Item 3: Source and Amount of Funds or Other Consideration: ------------------------------------------------- The securities with respect to which this Amended Schedule 13D is filed were purchased by the Funds using working capital contributed by their respective partners and shareholders. Item 4: Purpose of Transaction: ---------------------- The filing of this statement shall not be construed as an admission that BAC, Bayview Holdings, or Robertson Parent is, for the purposes of Section 13(d), or 13(g) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this statement. The securities were purchased by the Funds in the ordinary course of business and not with the intention nor effect of changing or influencing control of the Company. The reporting persons may sell all or part or acquire additional securities of the Company depending on market conditions and other economic factors. ================================================================================ Cusip No. 456664309 Page 14 of 16 ================================================================================ Item 5: Interest in Securities of the Issuer. ------------------------------------ (a) (b) The aggregate number and percentage of the class of securities identified pursuant to Item 1 of this Amended Schedule 13D that are beneficially owned by the persons listed in Item 2 are as follows:
No. of Shares Name of Beneficially Percentage Beneficial Owner(1) Owned of Class(2) - -------------------------------------------------------------------------------- Low-Priced 287,129 5.2% Orphan 498,615 9.0% Orphan Offshore 80,844 1.5% Diversified 394,273 7.2% Investment Adviser 1,260,861 21.6% Bayview 498,615 9.0% Bayview Holdings 1,260,861 21.6% BAC 1,260,861 21.6% Robertson Parent 1,260,861 21.6% Private Equity Group 498,615 9.0%
(1) As reflected in the cover pages, which are incorporated by reference, certain of the reporting parties may be deemed to have beneficial ownership of holdings of the Funds due to their management of portfolio investments for the Funds, or due to their ownership of entities which provide such management. (2) Due to a calculation error, Amendment No. 1 to this Schedule 13D dated October 10, 1997 incorrectly reported the percentage ownership of Investment Adviser, Bayview Holdings, BAC and Robertson Parent as 25.3%. The correct figure was 23.8%. ================================================================================ Cusip No. 456664309 Page 15 of 16 ================================================================================ (c) The following is a list of transactions by the filing parties in the last 60 days.
Entity Date Shares Price Transaction - -------------------------------------------------------------------------------- Diversified 10/17/97 1,600 .62 open market sale NASDAQ Diversified 10/20/97 6,600 .63 open market sale NASDAQ Diversified 10/22/97 11,200 .62 open market sale NASDAQ Diversified 10/23/97 11,300 .62 open market sale NASDAQ Diversified 10/24/97 3,000 .62 open market sale NASDAQ Low-Priced 10/17/97 1,700 .62 open market sale NASDAQ Low-Priced 10/20/97 6,600 .63 open market sale NASDAQ Low-Priced 10/22/97 11,300 .62 open market sale NASDAQ Low-Priced 10/23/97 11,200 .62 open market sale NASDAQ Low-Priced 10/24/97 3,000 .62 open market sale NASDAQ Orphan 10/20/97 6,700 .63 open market sale NASDAQ Orphan 10/22/97 11,200 .62 open market sale NASDAQ Orphan 10/23/97 11,200 .62 open market sale NASDAQ Orphan 10/24/97 3,000 .62 open market sale NASDAQ Orphan Offshore 10/22/97 11,300 .62 open market sale NASDAQ Orphan Offshore 10/23/97 11,300 .62 open market sale NASDAQ Orphan Offshore 10/24/97 3,000 .62 open market sale NASDAQ
Item 6. Contracts, Arrangements, Understandings or Relationships with ------------------------------------------------------------- Respect to Securities of the Issuer. ------------------------------------ See Item 5. Item 7. Material to Be Filed as Exhibits. -------------------------------- Exhibit A - Joint Filing Agreement (previously filed) Exhibit B - Directors and Executive Officers (or persons serving in similar capacities) of the Filing Parties (previously filed) ================================================================================ Cusip No. 456664309 Page 16 of 16 ================================================================================ Signature page - -------------- After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: November 3, 1997 THE ROBERTSON STEPHENS ORPHAN FUND, A CALIFORNIA LIMITED PARTNERSHIP* THE ROBERTSON STEPHENS GLOBAL LOW-PRICED STOCK FUND, A MASSACHUSETTS BUSINESS TRUST* BAYVIEW INVESTORS, LTD., A CALIFORNIA LIMITED PARTNERSHIP* ROBERTSON STEPHENS DIVERSIFIED GROWTH FUND, A MASSACHUSETTS BUSINESS TRUST* ROBERTSON, STEPHENS & COMPANY INVESTMENT MANAGEMENT, L.P., A CALIFORNIA LIMITED PARTNERSHIP* ROBERTSON, STEPHENS & COMPANY PRIVATE EQUITY GROUP, L.L.C.* BAYVIEW HOLDINGS, INC.* BANKAMERICA CORPORATION* ROBERTSON STEPHENS INVESTMENT MANAGEMENT CO.* *By: /s/ JEFFREY R. LAPIC -------------------- Jeffrey R. Lapic Assistant General Counsel of Bank of America National Trust and Savings Association and Authorized Attorney-in-Fact -----END PRIVACY-ENHANCED MESSAGE-----