-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PxHY6VIl60zemkc/ETNLvPPuIjvFW2p0+8Kfy5eJbuXAlSjCdFZ77P7xpMlFbCFa XaD5x2AhylT5vxjq8D5/9Q== 0000009672-97-000021.txt : 19971103 0000009672-97-000021.hdr.sgml : 19971103 ACCESSION NUMBER: 0000009672-97-000021 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19971031 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MOTIVEPOWER INDUSTRIES INC CENTRAL INDEX KEY: 0000919563 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 820461010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-44069 FILM NUMBER: 97706015 BUSINESS ADDRESS: STREET 1: 1200 REEDSDALE ST CITY: PITTSBURGH STATE: PA ZIP: 15233 BUSINESS PHONE: 4122372250 MAIL ADDRESS: STREET 1: 1200 REEDSDALE STREET CITY: PITTSBURGH STATE: PA ZIP: 15233 FORMER COMPANY: FORMER CONFORMED NAME: MK RAIL CORP DATE OF NAME CHANGE: 19940228 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKAMERICA CORP CENTRAL INDEX KEY: 0000009672 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 941681731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CTR STREET 2: 555 CALIFORNIA ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156223530 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 SC 13D/A 1 SCHEDULE 13D AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* MotivePower Industries, Inc. ("formerly MK Rail Corporation") - -------------------------------------------------------------------------------- Name of Issuer Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 61980K101 - -------------------------------------------------------------------------------- CUSIP Number Cheryl Sorokin, Executive Vice President and Secretary BankAmerica Corporation, Corporate Secretary's Office #13018 555 California Street, San Francisco, CA 94104 (415) 622-3530 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications July 15, 1997 - -------------------------------------------------------------------------------- Date of Event which Requires Filing of this Statement If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class). (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclo- sures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 61980K101 Page 2 of 11 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bank of America National Trust and Savings Association - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* oo - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 182,236 ---------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED 0 ---------------------------------------------------------------- BY EACH 9 SOLE DISPOSITIVE POWER REPORTING 182,236 ---------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 182,236 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* BK - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION - -------------------------------------------------------------------------------- SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 61980K101 Page 3 of 11 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BankAmerica Corporation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* oo - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 ---------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED 182,236 ---------------------------------------------------------------- BY EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 ---------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 182,236 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 182,236 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* HC - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION - -------------------------------------------------------------------------------- CUSIP No. 61980K101 Page 4 of 11 - -------------------------------------------------------------------------------- Item 1. Security and Issuer. -------------------- This Amended Schedule 13D relates to the Common Stock, $.01 par value (the "Shares"), of MotivePower Industries, Inc. a Delaware corporation (the "Issuer"). The principal executive offices of the Issuer are located at 1200 Reedsdale Street, Pittsburgh, PA 15233. The reporting parties filed a Schedule 13D dated October 14, 1996 to report ownership in MK Rail Corp., Issuer's former name. Item 2. Identity and Background. ------------------------ This Amendment is filed jointly by each of the following persons: (i) Bank of America National Trust and Savings Association, a national banking association organized and existing under the laws of the United States ("Bank of America NT&SA"); and (ii) BankAmerica Corporation, a Delaware corporation ("BAC"), by virtue of its ownership of all of the outstanding capital stock of Bank of America NT&SA. The reporting parties add the following to the disclosure under Item 2 in their original 13D filing: The information regarding the directors and executive officers of the reporting persons set forth in Exhibits 99.1 and 99.2 to the original Schedule 13D is replaced by Exhibit 99.1 attached hereto. BAC incorporates by reference the material under Item 3, "Legal Proceedings," in its Annual Report on Form 10-K for the year ended December 31, 1996, and the material in its Current Report on Form 8-K for May 5, 1997 (File No. 1-7377). Item 3: Source and Amount of Funds or Other Consideration. -------------------------------------------------- See prior filing. Item 4: Purpose of Transaction. ----------------------- See prior filing. Item 5: Interest in Securities of the Issuer. ------------------------------------- The following information modifies and replaces the response to Item 5 in the original 13D to the extent it is inconsistent therewith: (a) Bank of America NT&SA directly owns One Hundred Eighty-Two Thousand (182,236) Shares, representing approximately 1.0% of the total number of Shares outstanding (based upon the number of Shares outstanding on July 31, 1997, as disclosed in the Issuer's Quarterly Report on Form 10-Q for the quarter ended June 30, 1997). Due to BAC's 100% ownership of Bank of America NT&SA, BAC may be deemed to indirectly own the 182,236 Shares owned by its subsidiary. To the best knowledge of Bank of America NT&SA and BAC, none of their respective directors or executive officers beneficially own any Shares. - -------------------------------------------------------------------------------- CUSIP No. 61980K101 Page 5 of 11 - -------------------------------------------------------------------------------- (b) See prior filing. (c) None. (d) See prior filing. (e) See prior filing. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect --------------------------------------------------------------------- to Securities of the Issuer. --------------------------- See prior filing. Item 7. Material to Be Filed as Exhibits. -------------------------------- Exhibit 4.1 - Stockholders Agreement dated as of June 30, 1996 between MK Rail Corporation and Morrison Knudsen Corporation (previously filed). Exhibit 4.2 - Amendment to Stockholders Agreement dated as of July 25, 1996 (previously filed). Exhibit 99.1 - List of Directors and Executive Officers of Bank of America NT&SA and BAC (filed herewith). Exhibit 99.2 - List of Directors and Executive Officers of BAC (combined with Exhibit 99.1). Exhibit 99.3 - Joint Filing Agreement for Schedule 13D Pursuant to Rule 13d-1(f)(1) (previously filed). Exhibit 99.4 - (Excerpt from) General Operating and Borrowing Resolu- tion - BankAmerica Corporation (incorporated by reference to attachment to Schedule 13D Amendment relating to 3DX Technologies Inc. filed by BAC and other reporting parties dated October 10, 1997). Exhibit 99.5 - (Excerpt from) General Operating Resolution - Bank of America NT&SA dated April 28, 1997 (filed herewith). - -------------------------------------------------------------------------------- CUSIP No. 61980K101 Page 6 of 11 - -------------------------------------------------------------------------------- SIGNATURE - --------- After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: October 31, 1997 BANK OF AMERICA NATIONAL TRUST AND SAVINGS ASSOCIATION* BANKAMERICA CORPORATION* *By: /s/ JEFFREY R. LAPIC --------------------------------- Jeffrey R. Lapic Assistant General Counsel of Bank of America National Trust and Savings Association and Authorized Attorney-in-Fact - -------------------------------------------------------------------------------- CUSIP No. 61980K101 Page 7 of 11 - -------------------------------------------------------------------------------- INDEX TO EXHIBITS Exhibit Number Exhibit Description - ------- ------------------- 4.1 Stockholders Agreement dated as of June 30, 1996 between MK Rail Corporation and Morrison Knudsen Corporation (previously filed). 4.2 Amendment to Stockholders Agreement dated as of July 25, 1996 (previously filed). 99.1 List of Directors and Executive Officers of Bank of America NT&SA and BAC (filed herewith). 99.2 List of Directors and Executive Officers of BAC (combined with Exhibit 99.1). 99.3 Joint Filing Agreement for Schedule 13D Pursuant to Rule 13d-1(f)(1) (previously filed). 99.4 (Excerpt from) General Operating and Borrowing Resolu- tion - BankAmerica Corporation (incorporated by reference to attachment to Schedule 13D Amendment relating to 3DX Technologies Inc. filed by BAC and other reporting parties dated October 10, 1997). 99.5 (Excerpt from) General Operating Resolution - Bank of America NT&SA dated April 28, 1997 (filed herewith). EX-99.1 2 LIST OF DIRECTORS AND EXECUTIVE OFFICERS - -------------------------------------------------------------------------------- CUSIP No. 61980K101 Page 8 of 11 - -------------------------------------------------------------------------------- EXHIBIT 99.1 BankAmerica Corporation and Bank of America National Trust and Savings Association Directors and Executive Officers' Information The following table sets forth the names, addresses and principal occupations of the executive officers and directors of BankAmerica Corporation and Bank of America National Trust and Savings Association (directors are indicated by asterisk). Each such person is a citizen of the United States. *Joseph F. Alibrandi 1955 North Surveyor Ave. Chairman of the Board and CEO Simi Valley, CA 93063 Whittaker Corporation Simi Valley, CA (principal business: aerospace manufacturing) *Peter B. Bedford 270 Lafayette Circle Chairman of the Board and Lafayette, CA 94549 Chief Executive Officer Bedford Property Investors, Inc Lafayette, CA (principal business: real estate investment trust) Kathleen J. Burke 555 California Street Vice Chairman and Personnel 40th Floor Relations Officer San Francisco, CA 94104 Bank of America NT&SA and Vice Chairman, BankAmerica Corporation San Francisco, CA (principal business: banking and finance) *Richard A. Clarke 123 Mission Street, Retired Chairman of the Board Room H17F and Chief Executive Officer San Francisco, CA 94106 Pacific Gas & Electric Company San Francisco, CA (principal business: gas and electric utility) *David A. Coulter 555 California Street Chairman of the Board, 40th Floor President and Chief Executive San Francisco, CA 94104 Officer BankAmerica Corporation and Bank of America NT&SA San Francisco, CA (principal business: banking and finance) *Timm F. Crull c/o Hallmark Cards, Inc. Retired Chairman 1024 E. Balboa Blvd. Nestle USA, Inc. Newport Beach, CA 92661 Glendale, CA (principal business: food and related products processing) *Kathleen Feldstein 147 Clifton Street President Belmont, MA 02178 Economics Studies, Inc. Belmont, MA (principal business: economics consulting) *Donald E. Guinn Pacific Telesis Center Chairman Emeritus 130 Kearny St., Room 3704 Pacific Telesis Group San Francisco, CA 94108 San Francisco, CA (principal business: telecommunications) *Frank L. Hope 2726 Shelter Island Dr. Consulting Architect Suite 250 San Diego, CA San Diego, CA 92106 (principal business: architecture) - -------------------------------------------------------------------------------- CUSIP No. 61980K101 Page 9 of 11 - -------------------------------------------------------------------------------- H. Eugene Lockhart 555 California Street President, Global Retail Bank 40th Floor BankAmerica Corporation and San Francisco, CA 94104 Bank of America NT&SA San Francisco, CA (principal business: banking and finance *Walter E. Massey Office of the President President 830 Westview Drive., S.W. Morehouse College Atlanta, GA 30314 Atlanta, GA (principal business: education) Jack L. Meyers 555 California Street Vice Chairman 40th Floor BankAmerica Corporation and San Francisco, CA 94104 Bank of America NT&SA San Francisco, CA (principal business: banking and finance Michael J. Murray 555 California Street President,Global Wholesale Bank 40th Floor BankAmerica Corporation and San Francisco, CA 94104 Bank of America NT&SA San Francisco, CA (principal business: banking and finance Michael E. O'Neill 555 California Street Vice Chairman, Cashier and 40th Floor Chief Financial Officer San Francisco, CA 94104 Bank of America NT&SA and Vice Chairman and Chief Financial Officer BankAmerica Corporation San Francisco, CA (principal business: banking and finance *John M. Richman 227 West Monroe Street Of Counsel to the law firm of Suite 4825 Wachtell, Lipton, Rosen & Katz Chicago, IL 60606 Chicago, IL (principal business: law) Sanford R. Robertson 555 California Street Managing Director 26th Floor BancAmerica Robertson Stephens San Francisco, CA 94104 San Francisco, CA (principal business: investment banking) *Richard M. Rosenberg 555 California Street Retired Chairman and Chief 5th Floor Executive Officer San Francisco, CA 94104 BankAmerica Corporation and Bank of America NT&SA San Francisco, CA (principal business: banking and finance) *A Michael Spence Memorial Way, Room 140 Dean of Graduate School of Stanford, CA 94305 Business Stanford University Stanford, CA (principal business: education) Martin A. Stein 555 California Street Vice Chairman 40th Floor BankAmerica Corporation and San Francisco, CA 94104 Bank of America NT&SA San Francisco, CA (principal business: banking and finance) *Solomon D. Trujillo 1801 California Street President and Chief Executive 52nd Floor Officer Denver, CO 80202 US West Communications Group Denver, CO (principal business: communication) EX-99.5 3 GENERAL OPERATING RESOLUTION (EXCERPTS FROM)...... - -------------------------------------------------------------------------------- CUSIP No. 61980K101 Page 10 of 11 - -------------------------------------------------------------------------------- EXHIBIT 99.5 Board of Directors April 28, 1997 Bank of America NT&SA GENERAL OPERATING RESOLUTION (Excerpts from) -------------------------------------------- The Board of Directors of Bank of America NT&SA ("BofA") authorizes and determines as follows: 1. Certain officers of BofA ("Authorized Signers") are authorized to act on behalf of BofA as set forth in the attached "Signing Authorities Chart." 2. For the purposes of this resolution, "officer" refers to a BofA officer holding one of the officer titles listed below, and "officer" refers to any BofA officer. The incumbency of any officer may be certified by the Secretary or any Assistant Secretary. References in this resolution to the ranking of officer titles refers to the ranking shown in the following list of Officers: the Chief Executive Officer ("CEO") the Chairman of the Board the President any Vice Chairman of the Board ("VC of the Bd") the Chief Operating Officer ("COO") the President, Global Retail Bank the President, Global Wholesale Bank any Vice Chairman ("VC") the Chief Financial Officer ("CFO") any Group Executive Vice President ("GEVP") any Executive Vice President ("EVP") any Senior Vice President ("SVP") the Cashier the Secretary the Treasurer any Managing Director any Senior Authorized Officer any Vice President ("VP") any Assistant Vice President any Authorized Officer any Senior Trust Officer any Trust Officer any Assistant Secretary any Assistant Cashier - -------------------------------------------------------------------------------- CUSIP No. 61980K101 Page 11 of 11 - -------------------------------------------------------------------------------- VI. REGULATORY MATTERS Action or Transaction Authorized Signer(s) Execution of any document or Any one Officer at the other writings and any level of VP or above, amendments, withdrawals or or any one attorney in terminations thereof for the Legal or Tax submission to or filing with Departments of BofA any federal, state, local or holding the officer foreign regulatory authorities. title of Counsel or above. -----END PRIVACY-ENHANCED MESSAGE-----