-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CJnur4nYpyvNjKPx2NX9pFZ1r0Lr9mrwGYGV+fqvLJsL9Lh8wB585QArFHM38Td0 CweSuk/8ekXNhAhrcU35LA== 0000893220-97-000342.txt : 19970222 0000893220-97-000342.hdr.sgml : 19970222 ACCESSION NUMBER: 0000893220-97-000342 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADVANTA CORP CENTRAL INDEX KEY: 0000096638 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 231462070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38014 FILM NUMBER: 97532779 BUSINESS ADDRESS: STREET 1: 650 NAAMANS RD STREET 2: BRANDYWINE CORP CTR CITY: CLAYMONT STATE: DE ZIP: 19703 BUSINESS PHONE: 2156574000 MAIL ADDRESS: STREET 1: BRANDYWINE CORPORATE CENTER STREET 2: 650 NAAMANS ROAD CITY: CLAYMONT STATE: DE ZIP: 19703 FORMER COMPANY: FORMER CONFORMED NAME: TSO FINANCIAL CORP DATE OF NAME CHANGE: 19880306 FORMER COMPANY: FORMER CONFORMED NAME: TEACHERS SERVICE ORGANIZATION INC DATE OF NAME CHANGE: 19850812 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALTER DENNIS CENTRAL INDEX KEY: 0000903359 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ADVANTA CORP STREET 2: P O BOX 844 SC 13G/A 1 SCHEDULE 13G AMENDMENT NO. 10 ADVANTA CORP. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------- SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* Advanta Corp. --------------------------------- Name of Issuer Class A Common Stock ------------------------------------------ (Title of Class of Securities) 007942 10 5 ---------------- CUSIP Number * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages 2 - ------------------------- ---------------------------- CUSIP NO. 007942 10 5 13G PAGE 2 OF 5 PAGES --- ----- - ------------------------- ---------------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Dennis Alter ###-##-#### - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES 4,475,032 BENEFICIALLY ----------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING 468,824 PERSON ----------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 4,475,032 ----------------------------------------------------- 8 SHARED DISPOSITIVE POWER 468,824 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,718,856 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 26.33% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 Page 3 of 5 Pages Schedule 13G Issuer: Advanta Corp. Filing Person: Dennis Alter Item 1(a). Name of Issuer: Advanta Corp. Item 1(b). Address of Issuer's Principal Executive Offices: Welsh & McKean Roads P.O. Box 844 Spring House, Pennsylvania 19477-0844 Item 2(a). Name of Person Filing: Dennis Alter Item 2(b). Address of Principal Business Office: Welsh & McKean Roads P.O. Box 844 Spring House, Pennsylvania 19477-0844 Item 2(c). Citizenship: United States of America Item 2(d). Title of Class of Securities: Class A Common Stock Item 2(e). CUSIP Number: 007942 10 5 Item 3. Inapplicable. 4 Page 4 of 5 Pages Schedule 13G Issuer: Advanta Corp. Filing Person: Dennis Alter Item 4. Ownership. (a) Amount Beneficially Owned: 4,718,856 shares (b) Percent of Class: 26.33% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 4,475,032 (the undersigned disclaims beneficial ownership of 75,000 shares held by a charitable trust as to which the undersigned has sole voting and investment powers) (ii) shared power to vote or to direct the vote: 468,824 (the undersigned disclaims beneficial ownership of 150,000 shares held by a charitable foundation as to which the undersigned shares voting and investment powers; the undersigned's spouse has sole voting power of 318,824 shares, as to which the undersigned disclaims beneficial ownership) (iii) sole power to dispose or to direct the disposition of: 4,475,032 (the undersigned disclaims beneficial ownership of 75,000 shares held by a charitable trust as to which the undersigned has sole dispositive power) (iv) shared power to dispose or to direct the disposition of 468,824 (the undersigned disclaims beneficial ownership of 150,000 shares held by a charitable foundation as to which the undersigned shares dispositive power; the undersigned's spouse has sole dispositive power of 318,824 shares, as to which the undersigned disclaims beneficial ownership) Item 5. Ownership of Five Percent or Less of a Class. Inapplicable. 5 Page 5 of 5 Pages Schedule 13G Issuer: Advanta Corp. Filing Person: Dennis Alter Item 6. Ownership of More than Five Percent on Behalf of Another Person. As sole trustee of a trust for his sister, Linda Alter, the undersigned has sole power to vote and to dispose of the 999,462 shares of Class A Common Stock held by this trust, representing 5.57% of the shares of Class A Common Stock outstanding at December 31, 1996. Item 7. Identification and Classification of the Subsidiary Which Acquired the Securities Being Reported on by the Parent Holding Company. Inapplicable. Item 8. Identification and Classification of Members of the Group. Inapplicable. Item 9. Notice of Dissolution of Group. Inapplicable. Item 10. Certification. Inapplicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 1997 /s/ DENNIS ALTER ------------------------------ Dennis Alter -----END PRIVACY-ENHANCED MESSAGE-----