-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QlXvc2o1wSA6KMT7lKBnQgFB5WH9+g3XMcQw5wxI+A+jh14i+hOkfBMnYrVxcB4M ZBVMosYZrimc7tMNa3oAAg== 0000096638-07-000047.txt : 20070221 0000096638-07-000047.hdr.sgml : 20070221 20070221115702 ACCESSION NUMBER: 0000096638-07-000047 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061016 FILED AS OF DATE: 20070221 DATE AS OF CHANGE: 20070221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANTA CORP CENTRAL INDEX KEY: 0000096638 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 231462070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 844 STREET 2: WELSH & MCKEAN ROADS CITY: SPRING HOUSE STATE: PA ZIP: 19477 BUSINESS PHONE: 2154445341 MAIL ADDRESS: STREET 1: C/O WELSH & MCKEAN ROADS STREET 2: P.O. BOX 844 CITY: SPRING HOUSE STATE: PA ZIP: 19477-0844 FORMER COMPANY: FORMER CONFORMED NAME: TSO FINANCIAL CORP DATE OF NAME CHANGE: 19880306 FORMER COMPANY: FORMER CONFORMED NAME: TEACHERS SERVICE ORGANIZATION INC DATE OF NAME CHANGE: 19850812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARROLL CHRISTOPHER J CENTRAL INDEX KEY: 0001193196 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-14120 FILM NUMBER: 07637978 MAIL ADDRESS: STREET 1: C/O ADVANTA CORP STREET 2: WELSH & MCLEAN ROAD P O BOX 918 CITY: SPRING HOUSE STATE: PA ZIP: 19477-0918 4/A 1 car258.xml X0202 4/A 2006-10-16 2006-10-18 0 0000096638 ADVANTA CORP /ADVNB) 0001193196 CARROLL CHRISTOPHER J WELSH & MCKEAN ROADS P.O. BOX 918 SPRING HOUSE PA 194770918 0 1 0 0 Chief Credit Officer Class B Common Stock 2006-10-16 4 M 0 3750 15.8500 A 40720 D Class B Common Stock 2006-10-16 4 S 0 1635 38.3000 D 39085 D Class B Common Stock 2006-10-16 4 S 0 1097 38.3300 D 37988 D Class B Common Stock 2006-10-16 4 S 0 400 38.3200 D 37588 D Class B Common Stock 2006-10-16 4 S 0 1753 38.2000 D 35835 D Class B Common Stock 2006-10-16 4 S 0 400 38.1000 D 35435 D Class B Common Stock 2006-10-16 4 S 0 857 38.4500 D 34578 D Class B Common Stock 2006-10-16 4 S 0 46 38.3800 D 34532 D Class B Common Stock 2006-10-16 4 S 0 753 38.2500 D 33779 D Class B Common Stock 2006-10-16 4 S 0 794 38.2600 D 32985 D Class B Common Stock 2006-10-16 4 S 0 2100 38.2200 D 30885 D Class B Common Stock 2006-10-16 4 S 0 300 38.2300 D 30585 D Class B Common Stock 2006-10-16 4 S 0 190 38.4000 D 30395 D Class B Common Stock 2006-10-16 4 S 0 300 38.4600 D 30095 D Class B Common Stock 2006-10-17 4 M 0 3750 7.9100 A 33845 D Class B Common Stock 2006-10-17 4 M 0 2500 8.5100 A 36345 D Class B Common Stock 2006-10-17 4 S 0 3405 38.0500 D 32940 D Class B Common Stock 2006-10-17 4 S 0 800 38.1000 D 32140 D Class B Common Stock 2006-10-17 4 S 0 277 38.1100 D 31863 D Class B Common Stock 2006-10-17 4 S 0 500 38.1400 D 31363 D Class B Common Stock 2006-10-17 4 S 0 1268 38.1500 D 30095 D Class B Common Stock 2006-10-17 4 M 0 3750 15.8500 A 33845 D Stock Option (Right to Buy) 8.5100 2006-10-16 4 M 0 2500 0 D 2012-02-20 Class B Common Stock 2500 0 D Stock Option (Right to Buy) 7.9100 2006-10-16 4 M 0 3750 0 D 2013-04-30 Class B Common Stock 3750 3750 D Stock Option (Right to Buy) 15.8500 2006-10-16 4 M 0 7500 0 D 2014-05-02 Class B Common Stock 7500 7500 D The stock option exercise and sale of shares acquired upon exercise that are reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2006. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2006. This option vests in four equal annual increments commencing on February 21, 2003. The option vests in four equal annual increments commencing on May 1, 2004. The option vests in four equal annual increments beginning on May 3, 2005. By: s\ Liane Browne 2007-02-21 -----END PRIVACY-ENHANCED MESSAGE-----